Ameriprise Financial : 2023 Responsible Business Report

Ameriprise Financial

Responsible Business Report

Spring 2023

Ameriprise Financial, Inc.

Table of contents
A message from our Chairman and CEO	2
Recognized as an industry leader	3
Managing our business responsibly	4
A powerful business with a strong track record	5
Financial strength and stability	6
Ameriprise and our global reach	7
Our sustainability approach	8

Values-drivenfirm	9
Responsible investor	19
Governance	24
Environmental steward	28
Community impact	32
SASB Index	38
Appendix	39

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A message from Jim Cracchiolo, Chairman and Chief Executive Officer

At Ameriprise Financial, we help our clients feel confident about their financial future. We have delivered on this mission and excelled for 129 years because of our steadfast commitment to our values: Client-Focused; Integrity Always; Excellence in All We Do; and Respect. Our consistent investment in the business and

a focus on the long term has enabled us to serve our clients exceptionally well and operate effectively, growing in a dynamic industry.

Year after year, we manage our business responsibly and focus on the interests of all our stakeholders. Our long-term business success and sustainability go hand-in-hand.

And while 2022 was a year with significant market and geopolitical headwinds, Ameriprise again demonstrated its resilience. Our business results were strong and client satisfaction and employee engagement remained excellent.

We continued to receive meaningful external recognition for how we work and manage the business. As you'll see in the following pages, Ameriprise was recognized as one of the most trusted wealth management firms, a leading employer for diversity, a military-friendly firm, and we were included in multiple ESG indices and rankings, including The Wall Street Journal Management Top 250 list for 2022.

In this 2023 Responsible Business Report, we summarize our sustainability approach in five core areas: values-driven firm, responsible investor, governance, environmental steward and community impact.

The report also continues to provide a view into our enhanced reporting. This includes completing our first full carbon footprint assessment of Ameriprise and the significant efforts to advance our climate-related initiatives and respond to regulatory requirements across key markets.

In closing, at Ameriprise, we work diligently to serve our clients' needs and manage our business responsibly, which we bring to life in this report. We believe you will find it informative.

Sincerely,

James M. Cracchiolo	JAMES M. CRACCHIOLO
Chairman and Chief Executive Officer

Data as of Dec. 31, 2022.

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Recognized as an industry leader

Clients rate Ameriprise	For the fourth consecutive year,
4.9 out of 5	recognized by J.D. Power
in overall satisfaction and	for providing "An Outstanding Customer Service
"always putting my interests first"	Experience" for phone support for advisors

Columbia Threadneedle

131 and

Morningstar-rated funds globally

	Ranked as the No. 2 brand
One of the Most Trusted	among Financial Services firms
Wealth Management Companies	for Customer Trust
Investor's Business Daily, 2022	according to Forrester's 2022 U.S Customer Trust Index

See appendix for additional source and disclosure information.

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VALUES-DRIVENFIRM | RESPONSIBLE INVESTOR | GOVERNANCE | ENVIRONMENTAL STEWARD | COMMUNITY IMPACT

Managing our business responsibly

As of 2022, Ameriprise received

an MSCI ESG Rating of A

2023

Member

13 awards for excellence in

training and coaching programs

The use by Ameriprise Financial of any MSCI ESG Research LLC or its affiliates ("MSCI") data, and the use of MSCI logos, trademarks, service marks or index names herein, do not constitute a sponsorship, endorsement, recommendation, or promotion of Ameriprise Financial by MSCI. MSCI services and data are the property of MSCI or its information providers, and are provided 'as-is' and without warranty. MSCI names and logos are trademarks or service marks of MSCI.

Used with permission. ©2022 Dow Jones & Company, Inc.

See appendix for additional source and disclosure information.

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