Althea : Notification regarding unquoted securities - AGH

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

ALTHEA GROUP HOLDINGS LIMITED

Date of this announcement

Friday November 26, 2021

The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
AGHAE	PERFORMANCE RIGHTS	1,233,964	18/11/2021

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

ALTHEA GROUP HOLDINGS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	626966943
1.3	ASX issuer code
AGH

1. The announcement is New announcement
2. Date of this announcement

26/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	Additional +securities in an existing class issued under an +employee incentive scheme
		ASX +security code and description
		AGHAE : PERFORMANCE RIGHTS
		Date the +securities the subject of this notification were issued
		18/11/2021
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
		Yes
		Were any of the +securities issued to +key management personnel (KMP) or an +associate?
personalFor	No
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
		or a summary of the terms
		https://www.asx.com.au/asxpdf/20180920/pdf/43yh820thwmcsb.pdfhttps://www.asx.com.au/asxpdf/20191030/pdf/44b25
		30dbxtkl4.pdf
		Any other information the entity wishes to provide about the +securities the subject of this notification
	Issue details
		Number of +securities
		1,233,964

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
AGH : ORDINARY FULLY PAID	312,431,023

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
AGHAD : OPTION EXPIRING 21-SEP-2022 RESTRICTED	2,675,000
AGHAE : PERFORMANCE RIGHTS	10,342,792

Notification of Issue, Conversion or Payment up of Unquoted

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