Next Day Disclosure Return
(Equity issuer - changes in issued share capital and/or share buybacks)For Main Board listed issuers
Name of listed issuer: C.P. Lotus Corporation
Stock code: 00121 Date submitted: 3rd January, 2012
Section I must be completed by a listed issuer where there has been a change in its issued share capital which is discloseable pursuant to rule 13.25A of the Rules (the
"Listing Rules") Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "Exchange").
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under rule 10.06(4)(a).
Description of securities: Series D Convertible Preference Shares of HK$0.02 each (unlisted)
I. | |||||
Issues of shares (Notes 6 and 7) | No. of shares | Issued shares as a % of existing issued share capital before relevant share issue (Notes 4, 6 and 7) | Issue price per share (Notes 1 and 7) | Closing market price per share of the immediately preceding business day (Note 5) | % discount/ premium of issue price to market price (Note 7) |
Opening balance as at (Note 2) 31st December, 2011 | Nil | ||||
(Note 3) Allotment of Series D Convertible Preference Shares on 1st January, 2012 pursuant to the Acquisition Agreement as described in the circular dated 1st November, 2011 | 2,211,382,609 | N/A | HK$0.23 | N/A | N/A |
Share repurchases | N/A | N/A | |||
Closing balance as at (Note 8) 1st January, 2012 | 2,211,382,609 |
For Main Board listed issuers
Notes to Section I:
1. Where shares have been issued at more than one issue price
per share, a weighted average issue price per share should be
given.
2. Please insert the closing balance date of the last Next
Day Disclosure Return published pursuant to rule 13.25A or
Monthly Return pursuant to rule 13.25B, whichever is the
later.
3. Please set out all changes in issued share capital
requiring disclosure pursuant to rule 13.25A together with
the relevant dates of issue. Each category will need to be
disclosed individually with sufficient information to enable
the user to identify the relevant category in the listed
issuer's Monthly Return. For example, multiple issues of
shares as a result of multiple exercises of share options
under the same share option scheme or of multiple conversions
under the same convertible note must be aggregated and
disclosed as one category. However, if the issues resulted
from exercises of share options under 2 share option schemes
or conversions of 2 convertible notes, these must be
disclosed as 2 separate categories.
4. The percentage change in the listed issuer's issued share
capital is to be calculated by reference to the listed
issuer's total issued share capital (excluding for such
purpose any shares repurchased or redeemed but not yet
cancelled) as it was immediately before the earliest relevant
event which has not been disclosed in a Monthly Return or
Next Day Disclosure Return.
5. Where trading in the shares of the listed issuer has been
suspended, "closing market price per share of the immediately
preceding business day" should be construed as "closing
market price per share of the business day on which the
shares were last traded".
6. In the context of a repurchase of shares:
ƒ "issues of shares" should be construed as "repurchases of shares"; and
ƒ "issued shares as a % of existing issued share capital before relevant share issue" should be construed as "repurchased shares as a % of existing issued share capital before relevant share repurchase".
7. In the context of a redemption of shares:
ƒ "issues of shares" should be construed as "redemptions of shares";
ƒ "issued shares as a % of existing issued share capital before relevant share issue" should be construed as "redeemed shares as a % of existing issued share capital before relevant share redemption"; and
ƒ "issue price per share" should be construed as "redemption price per share".
8. The closing balance date is the date of the last relevant event being disclosed.
II.
A. Purchase report