M7 Auction - Bidder Handbook (Version 5.1)

M7 Auction - Bidder Handbook

M7 Auction 5.1

Version	5.1.262
Status	final
Date	22.12.2021
Author	M7	Auction Team
Reviewer	M7	Auction Manager

Deutsche Börse AG

Mailing address

Mergenthaleralle 61

65760 Eschborn

Web

www.deutsche-boerse.de

Chairman of the Supervisory Board

Martin Jetter

Executive Board

Theodor Weimer (Chief Executive Officer)

Christoph Böhm (Chief Information Officer / Chief Operating Officer) Thomas Book (Trading & Clearing) Stephan Leithner (Responsible for Post-Trading, Data & Index) Gregor Pottmeyer (Chief Financial Officer)

Hauke Stars (Responsible for Cash Market, Pre-IPO & Growth Financing and Human Resources / Director of Labour Relations)

German stock corporation registered in

Frankfurt/Main

HRB No. 32232

Local court: Frankfurt/Main

Deutsche Börse AG

M7 Auction 5.1

Table of Contents

Confidential

Version 5.1.262

Page 1 of 37

Table of Contents

Table of Contents	1
1 Introduction	4
1.1	M7 Auction	4
2 GUI Overview	5
2.1	Functional Overview	5
2.2	Graphical User Interface (GUI)	5
2.3	Menu Structure of M7 Auction GUI	5
2.4	Login	6
2.5	Single Login	7
2.6	User's Configuration	7
2.7	Change Password	8
2.8	Reset Password	9
2.9	Logout	9
2.10 Messages	9
3 Auctions	11
3.1	Auction Overview	11
3.2	Auction Lifecycle	15
4 Bids	18
4.1	Submitting Bids	20
4.1.1 Open Bidding	21
4.1.2 Slotted Bidding	23
4.2	Modifying Bids	23
4.2.1 Open Bidding	24
4.2.2 Slotted Bidding	24
4.3	Cancelling Bids	25
4.3.1 Open Bidding	25
4.3.2 Slotted Bidding	25
4.4	Executed Bids	26
4.4.1 Open Bidding	26
4.4.2 Slotted Bidding	27
5 Reports	29
5.1	General Reports	29
5.2	Auction Reports	29
5.3	Report Types	30
5.3.1 All Bids Report	30
5.3.2 Auction Result Report	30
5.3.3 Extended Trade Report	31
5.3.4 Order Report	31
5.3.5 Trade Report	31
6 Appendix	32
6.1	All Bids Report	32
6.1.1 Sample All Bids Report in CSV Format	32
6.1.2 Sample All Bids Report in CSG Format	32
6.2	Auction Result Report	32
6.3	Order Report	34
6.3.1 Sample Order Report in XML Format	35
6.3.2 Sample Order Report in CSV Format	35
6.4	Trade Report	35

©2021 Deutsche Boerse AG - All rights reserved. The information contained in this document is confidential or protected by law. Any unauthorized copying of this document or part of it or unauthorized distribution of the information contained herein is prohibited. All materials provided by DB in this context are and remain the intellectual property of DB and all rights therein are reserved.

Deutsche Börse AG

M7 Auction 5.1

Table of Contents

1. Sample Trade Report in XML Format
2. Sample Trade Report in CSV Format

6.5 Sample Bid File

Confidential

Version 5.1.262

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36

36

37

©2021 Deutsche Boerse AG - All rights reserved. The information contained in this document is confidential or protected by law. Any unauthorized copying of this document or part of it or unauthorized distribution of the information contained herein is prohibited. All materials provided by DB in this context are and remain the intellectual property of DB and all rights therein are reserved.

Deutsche Börse AG

M7 Auction 5.1

M7 Auction - Bidder Handbook

Terminology

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Version 5.1.262

Page 3 of 37

Term	Explanation
Call Phase	Phase, during which bids can be submitted, i.e. while the auction is in phase "Running"
DBAG	Deutsche Börse AG
Finished	Auction that is in "Finished" or "Cancelled"
Auction
Freeze	Phase, during which bids can no longer be submitted but the auction is not finished yet, i.e. while the auction is in phase "Closed"
Phase
GUI	Graphical User Interface
Live Auction	Auction that is in "Published", "Running" or "Closed" phase
XML	Extensible Markup Language

Table 1: Terminology

©2021 Deutsche Boerse AG - All rights reserved. The information contained in this document is confidential or protected by law. Any unauthorized copying of this document or part of it or unauthorized distribution of the information contained herein is prohibited. All materials provided by DB in this context are and remain the intellectual property of DB and all rights therein are reserved.

Deutsche Börse AG

M7 Auction 5.1

M7 Auction - Bidder Handbook

1 Introduction

1.1 M7 Auction

Confidential

Version 5.1.262

Page 4 of 37

M7 Auction Service offers single-sided auctions for the various markets with a dedicated quantity to be auctioned on behalf of the selling or buying entity.

This document provides Bidder users with a functional overview of the M7 Auction, which is the platform where the auction for various products is conducted. The M7 Auction is technically operated and hosted by DBAG.

The Service is a web-based solution accessible via the internet with an internet browser.

©2021 Deutsche Boerse AG - All rights reserved. The information contained in this document is confidential or protected by law. Any unauthorized copying of this document or part of it or unauthorized distribution of the information contained herein is prohibited. All materials provided by DB in this context are and remain the intellectual property of DB and all rights therein are reserved.