By Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme Galaxy Resources Limited
ACN/ARSN
1. Details of substantial holder (1)
Name M&G Investment Funds (1)
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder
on
The previous notice was given to the company on
09 December 2011
The previous notice was dated 09 December
2011
2. Previous and present voting power
The total number of votes attached to all the voting shares
in the company or voting interests in the scheme that the
substantial holder or an associate(2) had a relevant
interest
(3) in when last required, and when now required, to give a
substantial holding notice to the company or scheme, are as
follows:
Class of Security (4) | Previous Notice | Present Notice | ||
Class of Security (4) | Person's votes | Voting Power (5) | Person's votes | Voting Power (5) |
Ordinary NPV | 42,251,743 | 13.06% | 45,351,743 | 14.02% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a
relevant interest of the substantial holder or an associate
in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial
holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
M&G Investment Funds (1) M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | |||||
M&G Investment Funds (1) M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | PLEASE SEE ANNEX 1 (Below) | ||||
M&G Investment Funds (1) M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | PLEASE SEE ANNEX 1 (Below) | ||||
M&G Investment Funds (1) M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc |
Freehills Melbourne ASIC00603 03811236
4. Present relevant interests
Particulars of each relevant interest of the substantial
holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest | Class and number of securities |
M&G Investment Funds (1) M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | State Street Nominees Limited A/C GMBM | State Street Nominees Limited A/C GMBM | Power to exercise or control the exercise of, a right to vote attached to the securities Power to dispose of, or control the exercise of a power to dispose of, the securities | 18,200,000 |
M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | HSBC Seoul GL Basics Mother Fund | HSBC Seoul GL Basics Mother Fund | Power to exercise or control the exercise of, a right to vote attached to the securities Power to dispose of, or control the exercise of a power to dispose of, the securities | 2,199 |
M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | JNL/M&G Global Basics Fund | JNL/M&G Global Basics Fund | Power to exercise or control the exercise of, a right to vote attached to the securities Power to dispose of, or control the exercise of a power to dispose of, the securities | 785,906 |
M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc | Chase Nominees Ltd | Chase Nominees Ltd | Power to dispose of, or control the exercise of a power to dispose of, the securities | 26,363,638 |
Freehills Melbourne ASIC00603 03811236
5. Changes in association
The persons who have been associates (2) of, ceased to be
associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name and CAN/ARSN (if applicable) | Nature of association |
M&G Investment Funds (1) | An Open Ended Investment Company (Separate Legal Entity, not within the Prudential plc group of companies), the assets are managed by M&G Investment Management Limited, which is a wholely owned subsidiary of Prudential Plc, as are M&G Limited and M&G Group Limited and as such these companies are included within this notice. Since the previous notice there has been no change in overall ownership structure of the assets. |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
M&G Investment Funds (1) | Laurence Pountney Hill, London EC4R 0HH, England |
M&G Investment Management Limited M&G Limited | Laurence Pountney Hill, London EC4R 0HH, England Laurence Pountney Hill, London EC4R 0HH, England |
M&G Group Limited | Laurence Pountney Hill, London EC4R 0HH, England |
Prudential plc | Laurence Pountney Hill, London EC4R 0HH, England |
State Street Nominees Limited | 20 Churchill Place, Canary Wharf, London E14 5HJ, England |
