Theodore J. Uhl
Compliance Officer at XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST
Active connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Ned Burke | M | 63 |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
Financial Investors Trust
| 33 years |
| Kimberly R. Storms | F | 52 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
Elevation ETF Trust
Financial Investors Trust
| 15 years |
| Jeremy May | M | 54 |
Elevation ETF Trust
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 25 years |
| Dawn Cotten | F | 47 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
Financial Investors Trust
| 15 years |
| Theodore Brombach | M | 60 | 7 years | |
| Clayton Hale DeGiacinto | M | - |
Axonic Alternative Income Fund
 Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | 6 years |
| Jody Flaws | M | - |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | 6 years |
| Jeremy Wyatt Deems | M | 48 |
Elevation ETF Trust
Financial Investors Trust
| 16 years |
| Sareena Khwaja-Dixon | F | 44 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
Financial Investors Trust
| 9 years |
| Danielle C. Cupps | F | 54 | 7 years | |
| Ryan Johanson | M | 42 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 10 years |
| Philip Franklin | M | 72 | 7 years | |
| John Spence | M | 62 | 7 years | |
| Michael G. Doorley | M | - |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | 6 years |
| Lucas D. Foss | M | 47 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 11 years |
| Scott Craven Jones | M | 62 | 7 years | |
| Benjamin D McCulloch | M | 43 | 5 years | |
| Brendan Hamill | M | 38 |
Financial Investors Trust
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 3 years |
| Gregory George Dingens | M | 60 | 7 years | |
| Joseph Grogan | M | - |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | 6 years |
| William Meyers | M | - | - | |
| Lance Baller | M | 50 |
Index Funds
| - |
| Karen S. Gilomen | F | 54 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 8 years |
| Mike Procter | M | - |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Thomas Brock | M | 77 |
Elevation ETF Trust
| 8 years |
| Vincent Versaci | M | 53 | 11 years | |
| Jerry Rutledge | M | 80 |
Financial Investors Trust
| - |
| Richard Carl Rantzow | M | 86 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 24 years |
| Mary Anstine | F | 84 |
Financial Investors Trust
| - |
| Nicholas Adams | M | - |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 2 years |
Connections Chart
Multi-company connection
Former connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Richard M. Goldman | M | 63 |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | - |
| Melanie H. Zimdars | F | 47 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Jennifer T. Welsh | F | 50 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Jeff Gary | M | 61 |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | 2 years |
| Kevin McNally | M | 55 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 11 years |
| Michael L. Lundstrom | M | 50 |
RSM McGladrey, Inc.
 RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | 7 years |
| Michael W. Gull | M | - |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Kathryn Burns | F | 48 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 5 years |
| Christopher Moore | M | 40 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 4 years |
| Andrea E. Kuchli | F | 39 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Abigail J. Murray | F | 49 | - | |
| Jason Cholewa | M | - |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Tim Hoerr | M | - |
RSM McGladrey, Inc.
RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | 15 years |
| JoEllen L Legg | M | 63 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | - |
| Joel Walter Looney | M | 63 |
Elevation ETF Trust
| 1 years |
| Charles L. Maskell | M | 64 |
RSM McGladrey, Inc.
RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | 7 years |
| Tom Dunn | M | - |
RSM McGladrey, Inc.
RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | - |
| John Moore | M | - |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 4 years |
| Cory Gossard | M | 50 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 6 years |
| Jill Kerschen | F | 49 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 16 years |
| Billie Riggs Otto | F | 57 |
RSM McGladrey, Inc.
RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | 8 years |
| Erich Rettinger | M | 39 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | 8 years |
Statistics
| Country | Connections | % of total |
|---|---|---|
| United States | 52 | 100.00% |
Age of Connections
Active
Past
Male
Female
Members of the board
Executives
Origin of connections
- Stock Market
- Insiders
- Theodore J. Uhl
- Personal Network
