Seth Miller

President at

Cambridge Investment Research Advisors, Inc.

Finance

Consumer Services

Commercial Services

Profile

Mr. Seth A. Miller is a President of Advocacy & Administration at Cambridge Investment Research Advisors, Inc. He is on the Board of Directors at Cambridge Investment Group, Inc. (Iowa).
He has been with the firm since 2008.
He is part of Cambridge’s Office of the Chief Executive Officer and is a member of the firm’s Board of Directors and Executive Council.
He leads the firm’s efforts in creating an environment to help Cambridge associates and financial professionals succeed by managing internal polices and controls while influencing and navigating industry rules and laws that impact the firm’s business.
He has oversight of the Corporate Legal, Supervision, Human Resources, and Compliance teams for Cambridge.
He previously served as executive vice president, general counsel, and chief risk officer where his primary focus was on risk management in an increasingly regulated environment.
He earned a Bachelor of Science degree in finance and management from Iowa State University and a Juris Doctorate from the University of Iowa College of Law.

Seth Miller active positions

Companies	Position	Start
Cambridge Investment Research Advisors, Inc. Cambridge Investment Research Advisors, Inc. Investment ManagersFinance CIRA uses various methods of analysis including fundamental, technical, charting and cyclical. The firm's investment strategies/services may include: (1) long-term purchases; (2) short-term purchases; (3) short sales; (4) margin transactions; (5) option writing including covered options, uncovered options or spreading strategies; (6) tactical asset allocation; (7) strategic asset allocation; (8) market timing services; and (9) Modern Portfolio Theory. CIRA does not provide advice on futures or commodity contracts.	President	31/07/2022
Cambridge Investment Group, Inc. (Iowa) Cambridge Investment Group, Inc. (Iowa) Financial ConglomeratesFinance Provides investment services	Director/Board Member	-

All active positions of Seth Miller

Former positions of Seth Miller

Companies	Position	End
Shook, Hardy & Bacon LLP Shook, Hardy & Bacon LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Corporate Officer/Principal	-

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Linked companies

Private companies	5
Shook, Hardy & Bacon LLP Shook, Hardy & Bacon LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
Lowa State University Lowa State University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Cambridge Investment Research Advisors, Inc. Cambridge Investment Research Advisors, Inc. Investment ManagersFinance CIRA uses various methods of analysis including fundamental, technical, charting and cyclical. The firm's investment strategies/services may include: (1) long-term purchases; (2) short-term purchases; (3) short sales; (4) margin transactions; (5) option writing including covered options, uncovered options or spreading strategies; (6) tactical asset allocation; (7) strategic asset allocation; (8) market timing services; and (9) Modern Portfolio Theory. CIRA does not provide advice on futures or commodity contracts.	Finance
Cambridge Investment Group, Inc. (Iowa) Cambridge Investment Group, Inc. (Iowa) Financial ConglomeratesFinance Provides investment services	Finance
The University of Iowa College of Law The University of Iowa College of Law Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services