Sandip Patel

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

South Street Securities LLC provides repo cash investment and repo security financing services. Its services include trade execution and financing and manage a matched repo portfolio. The company was founded by James M. Tabacchi in 2001 and is headquartered in New York, NY.

NexTrade Holdings, Inc. provides financial technology solutions for financial systems. It offers technology solutions for futures and commodities exchange, currency exchange, options trading and clearing systems. The firm provides services to various financial institutions, including online brokers, market makers, and traditional brokerage firms. The company was founded by John M. Schaible in 1995 and is headquartered in Clearwater, FL.

Part of Marco Polo New World, Inc., Marco Polo Securities, Inc. operates as an agency broker in emerging markets. The company is based in New York, NY. Mathew J. McConnell has been the CEO of the company since 2020.

Optovue, Inc. develops ophthalmic diagnosis instruments based on the Fourier-Domain OCT technology. Its products include Avanti, RTVue Premier, iFusion, iVue, iCam, iScan, iStand and Networking. The company was founded by Jay Wei and Tom Zhao in 2003 and is headquartered in Fremont, CA.

Atlasbanc Holdings, Corp. provides investment management and investment services. Its services include prime banking, clearing and settlement, trading and execution and prime brokerage. The company is headquartered in Clearwater, FL.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

South Street Securities Holdings, Inc. provides US treasury and agency repo financing to agency REITs, asset managers, banks, broker dealers and other capital market participants. It also provides other servicing, collateral management, technology, and administrative services for banks, broker dealers and other capital market participants. The company is headquartered in New York, NY.

United Nations Children's Fund is a non-profit organization that operates to help children that are in need. It offers child protection and social inclusion, education, and emergencies and humanitarian action. The company was founded by Ludwik Rajchman on December 11, 1946 and is headquartered in New York, NY.

Chardan Capital Markets LLC is a registered broker-dealer headquartered in New York City. The firm was founded by Kerry Propper and Steve Urbach in 2003. The firm offers a range of services which include capital raising, merger and acquisition advisory, strategic advisory, equity research, corporate access and institutional trading to institutional clients.

Provident Group is a boutique investment banking and advisory firm founded in 1998 by Wall Street veterans, dedicated to servicing the middle markets within the Americas and other select emerging markets through the structuring and private placement of client transactions. Provident Group has a highly articulated global network of relationships with institutional investors with which it places its transaction flow, consisting primarily of large macro and emerging market hedge funds, private equity funds, pension funds and insurance companies. Provident Group's most valuable asset is it professional team, drawn from top buy and sell side Wall Street firms including Lehman Brothers, Salomon Brothers, Bear Stearns, JP Morgan and Deutsche Bank Capital Partners.

Nextrade, Inc. wholesales textiles and fabrics. The company is headquartered in Santa Fe Springs, CA

Athyrium Capital Management LP (Athyrium) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Jeffrey A. Ferrell in 2008 as Athyrium Capital Management LLC and converted from a Delaware limited liability company to a Delaware limited partnership in 2015. Athyrium provides advisory services on a discretionary basis to its clients, which may include specific tailored vehicles and pooled investment vehicles intended for sophisticated investors and institutional investors.

Matrix Applications LLC engages in the provision of consulting and technological services. It offers fixed income settlement for international banks and broker-dealers. The company was founded in 2000 and is headquartered in New York, NY.

Perella Weinberg Partners Group LP engages in the provision of financial advisory and asset management services. The company was founded by Joseph Robert Perella and is headquartered in Albany, NY.

StoneX Financial, Inc. (SFI) is a registered broker-dealer firm headquartered in Winter Park, Florida. The firm was founded in 1998 and formerly known as INTL FCStone Securities, Inc. and as INTL FCStone Financial, Inc. They are a subsidiary of StoneX Group, Inc. (NASDAQ: SNEX). SFI provides institutional clients with a complete suite of equity trading services to help them find liquidity with best execution and end-to-end clearing. The firm specializes in delivering speed, accuracy and execution quality to their customers in illiquid and complex markets.

Glassbeam, Inc. operates as a machine data analytics company. It serves manufactures of products such as servers, storage, networking, software, telecom and medical devices. The company was founded in 2004 by Kumar Malavalli and Puneet Pandit and is headquartered in Santa Clara, CA.

Pi Capital International LLC provides investment advice. The private company is based in New York, NY and has subsidiaries in South Korea. The company was founded by Steven J. Carlson.

Atlas Fintech Holdings Corp. engages in the provision of banking and financial services. It offers an array of services that enable institutions and individuals to manage and service financial assets in markets. The company was founded in 2015 and is headquartered in Oldsmar, FL.

Chardan International Investments LLC provides investment banking services. The private company is based in Dover.