Roger Pries
Compliance Officer at Zell Capital
Profile
Roger Pries is currently the Chief Compliance Officer at Zell Capital and Alpha Alternative Assets Fund.
Previously, he worked as a Compliance Officer at Citi Fund Services, Inc. from 2016 to 2019 and as the Chief Compliance Officer at StepStone Private Markets (United States).
He completed his undergraduate degree at Kent State University in Ohio.
Roger Pries active positions
Companies | Position | Start |
---|---|---|
Zell Capital
Zell Capital Investment Trusts/Mutual FundsMiscellaneous Zell Capital operates as a closed-end management investment company. The company’s investment objective is to maximize its portfolio’s long-term total return, principally by seeking capital gains on its equity investments and secondarily through ordinary income from debt and debt-like investments. It invests principally in equity securities, including common equity and preferred equity, and to a lesser extent in alternative financing strategies such as convertible debt and preferred shares in connection with revenue sharing agreements. The company was founded by William L. Zell on June 26, 2020 and is headquartered in Columbus, OH. | Compliance Officer | 31/12/2006 |
Alpha Alternative Assets Fund
Alpha Alternative Assets Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Alternative Assets Fund functions as a closed-end investment fund or Investment trust. The company was founded in 2021 and is headquartered in Newport Beach, CA. | Compliance Officer | 31/12/2021 |
Former positions of Roger Pries
Companies | Position | End |
---|---|---|
Citi Fund Services, Inc.
Citi Fund Services, Inc. Citi Fund Services, Inc. acts as domestic and international investment managers. It offers administration and accounting, transfer agency and shareholder services. The company was founded on October 1, 1993 and is headquartered in Columbus, OH. | Compliance Officer | 31/12/2018 |
StepStone Private Markets (Unitesd States)
StepStone Private Markets (Unitesd States) Investment Trusts/Mutual FundsMiscellaneous StepStone Private Markets is a non-diversified closed-end management investment company. The Fund’s investment objective is to achieve long-term capital appreciation and provide current income by investing in private market assets. The company was founded in September 6, 2019 and is headquartered in Charlotte, NC. | Compliance Officer | - |
Training of Roger Pries
Kent State University (Ohio) | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 4 |
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Zell Capital
Zell Capital Investment Trusts/Mutual FundsMiscellaneous Zell Capital operates as a closed-end management investment company. The company’s investment objective is to maximize its portfolio’s long-term total return, principally by seeking capital gains on its equity investments and secondarily through ordinary income from debt and debt-like investments. It invests principally in equity securities, including common equity and preferred equity, and to a lesser extent in alternative financing strategies such as convertible debt and preferred shares in connection with revenue sharing agreements. The company was founded by William L. Zell on June 26, 2020 and is headquartered in Columbus, OH. | Miscellaneous |
Citi Fund Services, Inc.
Citi Fund Services, Inc. Citi Fund Services, Inc. acts as domestic and international investment managers. It offers administration and accounting, transfer agency and shareholder services. The company was founded on October 1, 1993 and is headquartered in Columbus, OH. | |
StepStone Private Markets (Unitesd States)
StepStone Private Markets (Unitesd States) Investment Trusts/Mutual FundsMiscellaneous StepStone Private Markets is a non-diversified closed-end management investment company. The Fund’s investment objective is to achieve long-term capital appreciation and provide current income by investing in private market assets. The company was founded in September 6, 2019 and is headquartered in Charlotte, NC. | Miscellaneous |
Alpha Alternative Assets Fund
Alpha Alternative Assets Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Alternative Assets Fund functions as a closed-end investment fund or Investment trust. The company was founded in 2021 and is headquartered in Newport Beach, CA. | Miscellaneous |
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