Roberto Walter Roffo
Portfolio Manager-Equities at SWBC Investment Co.
Network origin in Roberto Walter Roffo first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
University of Massachusetts
216
| College/University | Other Consumer Services | 216 |
Merrill Lynch Investment Managers LP
 Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ.
28
| Subsidiary | Investment Managers | 28 |
Claymore Securities, Inc.
 Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients.
17
| Extinct | Investment Managers | 17 |
SMC Fixed Income Management LLC
 SMC Fixed Income Management LLC Investment ManagersFinance Founded in 2006, SMC Fixed Income Management LLC is a registered investment advisor located in West Windsor, New Jersey. The firm is a subsidiary of Spring Mountain Capital LP. They provide investment management services to mutual funds and managed accounts for high net-worth individuals.
4
| Subsidiary | Investment Managers | 4 |
SWBC Investment Co.
 SWBC Investment Co. Investment ManagersFinance SWBC Investment Co. (SWBC) is a SEC-registered investment advisor headquartered in San Antonio, Texas. They are primarily owned by Southwest Business Corp. The firm provides investment advisory services to individuals, high net worth individuals, banking or thrift institutions, charitable organizations and corporations or other businesses. SWBC also provides discretionary investment management services to registered mutual funds and private pooled investment vehicles.
2
| Subsidiary | Investment Managers | 2 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Roberto Walter Roffo via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
Fidelity Management & Research Co. LLC
 Fidelity Management & Research Co. LLC Investment ManagersFinance Fidelity Management & Research Co. (FMR) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1946 and is a subsidiary of FMR LLC, also known as Fidelity Investments. FMR provides investment supervisory services, which include sub-advisory services, to Fidelity's family of mutual funds and exchange-traded funds, qualified tuition programs, privately offered unregistered investment funds, separately managed account clients, and various other institutional accounts. | Investment Managers | Director of Research - Equity Analyst-Equity Portfolio Manager-Fixed Income Analyst-Equity | |
| Rochester Christian University | College/University | Masters Business Admin Masters Business Admin | |
| BLACKROCK, INC. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
Putnam Investment Management LLC
 Putnam Investment Management LLC Investment ManagersFinance Putnam Investment Management LLC (PIM) is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. Founded in 1971, the firm is a wholly-owned subsidiary of Putnam US Holdings I LLC and became an indirect, wholly-owned subsidiary of Franklin Resources, Inc. (NYSE: BEN) in 2024. PIM provides investment advice across all asset classes to individuals and institutions worldwide through separately managed accounts and pooled investment funds. | Investment Managers | Portfolio Manager-Equities Analyst-Equity Corporate Officer/Principal | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin | |
| University of Pennsylvania | College/University | Masters Business Admin Graduate Degree | |
Alkeon Capital Management LLC
 Alkeon Capital Management LLC Investment ManagersFinance Alkeon Capital Management LLC (Alkeon) is a SEC-registered investment adviser and hedge fund manager headquartered in New York City. The firm was founded in 2002 and is owned by Panayotis 'Takis' Sparaggis. Alkeon provides portfolio management and sub-advisory services to private domestic and offshore investment funds, registered investment funds and other products. | Investment Managers | Chief Executive Officer Portfolio Manager-Equities | |
| Boston University | College/University | Masters Business Admin Masters Business Admin Graduate Degree Graduate Degree | |
Mercer Management Consulting, Inc.
 Mercer Management Consulting, Inc. Miscellaneous Commercial ServicesCommercial Services Mercer Management Consulting, Inc. provides management consulting services. The company offers business design innovation, brand strategy, operational excellence, transformation, and portfolio strategy services. The firm was founded in 1990 and is located in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| Boston College | College/University | Masters Business Admin Graduate Degree | |
| Brandeis University | College/University | Graduate Degree Graduate Degree | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Masters Business Admin Director/Board Member | |
| Long Island University | College/University | Graduate Degree Graduate Degree | |
| BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. | Investment Trusts/Mutual Funds | President Treasurer | |
| BLACKROCK MUNIYIELD FUND, INC. | Investment Trusts/Mutual Funds | President Treasurer | |
| BLACKROCK MUNIVEST FUND II, INC. | Investment Trusts/Mutual Funds | President Treasurer | |
| BLACKROCK MUNIYIELD QUALITY FUND, INC. | Investment Trusts/Mutual Funds | President Treasurer | |
| BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. | Investment Trusts/Mutual Funds | President Treasurer | |
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. | Investment Trusts/Mutual Funds | President Treasurer | |
| YUNNAN ENERGY NEW MATERIAL CO., LTD. | Containers/Packaging | Chairman Chief Executive Officer | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree Masters Business Admin | |
| Harvard Business School | College/University | Masters Business Admin Graduate Degree | |
SEMCORP Shanghai
 SEMCORP Shanghai Electrical ProductsProducer Manufacturing SEMCORP Shanghai engages in the research and production of high-performance lithium ion battery isolation membrane. It products include base separator and coated separator. The base separator is used in Lithium-Ion Battery application, it has been utilized by large vehicles that require high energy concentrations such as hybrid and electric vehicles. The coated separator such as ceramic coating, PVDF coating, AFL coating, and high-temperature polymer coatings, enables engineers to design safer batteries with long cycling performance. The company was founded on April 27, 2010 and is headquartered in Shanghai, China. | Electrical Products | Chairman Director/Board Member |
Statistics
International
| United States | 49 |
| China | 3 |
Sectoral
| Miscellaneous | 33 |
| Consumer Services | 11 |
| Finance | 6 |
| Commercial Services | 2 |
| Process Industries | 2 |
Operational
| Treasurer | 159 |
| Corporate Officer/Principal | 152 |
| President | 100 |
| Director/Board Member | 95 |
| Undergraduate Degree | 89 |
Most connected contacts
| Insiders | |
|---|---|
| Jay M. Fife | 151 |
| Bob Doll | 81 |
| Launny Steffens | 28 |
| Alice A. Pellegrino | 23 |
| Anshu Jain | 22 |
| Wayne Boulais | 19 |
| Kenneth A. Jacob | 18 |
| Arthur Tipton | 15 |
| Dirk Mahling | 13 |
| Scott Sorochak | 13 |
| Juan Iturregui | 12 |
| David Kratochvil | 11 |
| Kyle Lorentzen | 11 |
| George J. Godfrey | 11 |
| Prabuddha Biswas | 10 |
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