Robbie Joseph Hayes

Compliance Officer at N.E.W. Advisory Services LLC

Consumer Services

Commercial Services

Finance

Profile

Robbie Joseph Hayes is currently working as the Chief Compliance Officer & Member at N.E.W.
Advisory Services LLC.
Prior to this, he worked as a Principal at Financial Industry Regulatory Authority, Inc. from 2010 to 2013.
He completed his undergraduate degree from St. Norbert College, Inc. in 2009.

Robbie Joseph Hayes active positions

Companies	Position	Start
N.E.W. Advisory Services LLC N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients.	Compliance Officer	-

All active positions of Robbie Joseph Hayes

Former positions of Robbie Joseph Hayes

Companies	Position	End
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Corporate Officer/Principal	30/06/2013

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Training of Robbie Joseph Hayes

St. Norbert College, Inc.

Undergraduate Degree

Experiences
Positions held

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Inactive

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Private companies

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Linked companies

Private companies	2
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Commercial Services
N.E.W. Advisory Services LLC N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients.	Finance