Kurt P. Stocker

Corporate Officer/Principal at Northwestern University

Finance

Commercial Services

Consumer Services

Profile

Kurt P.
Stocker is currently a Principal at Northwestern University.
Previously, he worked as a Director at NYSE Regulation, Inc. and as a Member-Governors Board at Financial Industry Regulatory Authority, Inc. from 2012 to 2014.

Kurt P. Stocker active positions

Companies	Position	Start
Northwestern University Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses	Corporate Officer/Principal	17/11/2010

All active positions of Kurt P. Stocker

Former positions of Kurt P. Stocker

Companies	Position	End
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Director/Board Member	18/08/2014
NYSE Regulation, Inc. NYSE Regulation, Inc. Investment Banks/BrokersFinance NYSE Regulation, Inc. operated security brokerage regulation services. The company was headquartered in New York, NY.	Director/Board Member	-

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Linked companies

Private companies	2
NYSE Regulation, Inc. NYSE Regulation, Inc. Investment Banks/BrokersFinance NYSE Regulation, Inc. operated security brokerage regulation services. The company was headquartered in New York, NY.	Finance
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Commercial Services