Keith Marks

Director/Board Member at Compliance Solutions Strategies

Commercial Services

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Profile

Keith Marks is currently the Executive Director at Compliance Solutions Strategies and a Member at Connecticut Bar Association, Inc. He previously worked as the Director-Investment Advisor Services at National Regulatory Services, Inc., an Associate at Day Pitney LLP, the Senior Vice President&General Counsel at Ascendant Compliance Management, Inc., and the Principal at Supreme Court of Connecticut.
Mr. Marks has an undergraduate degree from the University of Connecticut and a graduate degree from Western New England University.

Keith Marks active positions

Companies	Position	Start
Connecticut Bar Association, Inc. Connecticut Bar Association, Inc. Miscellaneous Commercial ServicesCommercial Services Connecticut Bar Association, Inc. provides legal services. The private company is based in Connecticut.	Corporate Officer/Principal	-
Compliance Solutions Strategies Compliance Solutions Strategies Information Technology ServicesTechnology Services Compliance Solutions Strategies provides technology-enabled regulatory and compliance solutions. The firm’s products include accudelta, ascendata compliance manager, consensus, longboat analytics, shuttle, signal, silverfinch, sentry, shield and tradechannel. It serves asset managers, alternative investment funds, investment advisors, broker-dealers, banks and insurance companies. The company is headquartered in New York, NY.	Director/Board Member	31/12/2016

All active positions of Keith Marks

Former positions of Keith Marks

Companies	Position	End
Day Pitney LLP Day Pitney LLP Miscellaneous Commercial ServicesCommercial Services Day Pitney LLP provides legal services. It serves regional, national, and international clients a variety of practice areas, including business transactions, intellectual property, labor and employment, and litigation. The company was founded in 1902 and is headquartered in Hartford, CT.	Corporate Officer/Principal	-
National Regulatory Services, Inc./NRS Systems, Inc. National Regulatory Services, Inc./NRS Systems, Inc. Investment Banks/BrokersFinance Part of Woodbridge Co. Ltd. /New/, National Regulatory Services, Inc./NRS Systems, Inc. is a company that provides investment advisory, broker-dealer, and insurance services. The company is based in Lakeville, CT. National Regulatory Services, Inc./NRS Systems was acquired by Thomcorp Holdings, Inc. on May 20, 1999. The company was founded by Jacqueline Hallihan Merwin.	Corporate Officer/Principal	-
Supreme Court of Connecticut	Corporate Officer/Principal	-
Ascendant Compliance Management, Inc. Ascendant Compliance Management, Inc. Miscellaneous Commercial ServicesCommercial Services Ascendant Compliance Management, Inc. is engaged in the provision of compliance consulting services. Its offers integrated compliance and business solutions, conferences, and online education and training. The firm serves investment advisers, broker dealers, hedge funds, and private equity firms. The company was founded in 2006 and is headquartered in Salisbury, CT.	Director/Board Member	-

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Training of Keith Marks

University of Connecticut	Undergraduate Degree
Western New England University	Graduate Degree

Experiences
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Connections

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Linked companies

Private companies	6
National Regulatory Services, Inc./NRS Systems, Inc. National Regulatory Services, Inc./NRS Systems, Inc. Investment Banks/BrokersFinance Part of Woodbridge Co. Ltd. /New/, National Regulatory Services, Inc./NRS Systems, Inc. is a company that provides investment advisory, broker-dealer, and insurance services. The company is based in Lakeville, CT. National Regulatory Services, Inc./NRS Systems was acquired by Thomcorp Holdings, Inc. on May 20, 1999. The company was founded by Jacqueline Hallihan Merwin.	Finance
Day Pitney LLP Day Pitney LLP Miscellaneous Commercial ServicesCommercial Services Day Pitney LLP provides legal services. It serves regional, national, and international clients a variety of practice areas, including business transactions, intellectual property, labor and employment, and litigation. The company was founded in 1902 and is headquartered in Hartford, CT.	Commercial Services
Ascendant Compliance Management, Inc. Ascendant Compliance Management, Inc. Miscellaneous Commercial ServicesCommercial Services Ascendant Compliance Management, Inc. is engaged in the provision of compliance consulting services. Its offers integrated compliance and business solutions, conferences, and online education and training. The firm serves investment advisers, broker dealers, hedge funds, and private equity firms. The company was founded in 2006 and is headquartered in Salisbury, CT.	Commercial Services
Supreme Court of Connecticut	Government
Compliance Solutions Strategies Compliance Solutions Strategies Information Technology ServicesTechnology Services Compliance Solutions Strategies provides technology-enabled regulatory and compliance solutions. The firm’s products include accudelta, ascendata compliance manager, consensus, longboat analytics, shuttle, signal, silverfinch, sentry, shield and tradechannel. It serves asset managers, alternative investment funds, investment advisors, broker-dealers, banks and insurance companies. The company is headquartered in New York, NY.	Technology Services
Connecticut Bar Association, Inc. Connecticut Bar Association, Inc. Miscellaneous Commercial ServicesCommercial Services Connecticut Bar Association, Inc. provides legal services. The private company is based in Connecticut.	Commercial Services

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