Profile
Kathleen A.
Chapman worked as an Assistant Secretary in various firms including PCM Fund, Inc., PIMCO Strategic Income Fund, Inc., Prudential Financial, Inc., PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate & Income Strategy Fund, PIMCO California Municipal Income Fund II, PIMCO Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, Virtus AllianzGI Dividend, Interest & Premium Strategy Fund, PIMCO Global StocksPLUS & Income Fund, Premier VIT, Allianz Asset Management of America LP, and AllianzGI Global Equity & Convertible Income Fund.
She also worked as a Manager-Individual Investor Group in Morgan Stanley and as a Vice President in Allianz Asset Management of America LP.
Additionally, she worked as an Assistant Secretary in various funds managed by Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, Nicholas-Applegate Global Equity & Convertible Income Fund, Nicholas Applegate Equity & Convertible Income Fund.
Former positions of Kathleen A. Chapman
Companies | Position | End |
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Nicholas-Applegate Convertible & Income Fund II
Nicholas-Applegate Convertible & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Nicholas Applegate Convertible & Income Fund II provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company is headquartered in New York, NY. | Corporate Officer/Principal | 24/08/2010 |
Nicholas Applegate Equity & Convertible Income Fund
Nicholas Applegate Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas Applegate Equity & Convertible Income Fund is a Closed-End Investment Fund/Investment Trust which provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company was founded in February 2007 and is headquartered in New York, NY. | Corporate Officer/Principal | 24/08/2010 |
Nicholas-Applegate Global Equity & Convertible Income Fund
Nicholas-Applegate Global Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas-Applegate Global Equity & Convertible Income Fund is a diversified, closed-end management investment company. The Fund pursues its investment through investing in a diversified, global portfolio of equity securities and income-producing convertible securities. It invests in sectors, including airlines, biotechnology, commercial banks, construction and engineering, diversified financial services, metals and mining, building products, electric utilities, marine, communications equipment, electronic equipment and instruments, insurance, food and staples retailing, automobiles, oil, gas and consumable fuels, and diversified telecommunication. It was founded in 2007 and is headquartered in New York, NY | Corporate Officer/Principal | 24/08/2010 |
Nicholas-Applegate International & Premium Strategy Fund
Nicholas-Applegate International & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas-Applegate International & Premium Strategy Fund provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company was founded in April 2005 and is headquartered in New York, NY. | Corporate Officer/Principal | 24/08/2010 |
Nicholas-Applegate Convertible & Income Fund
Nicholas-Applegate Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas Applegate Convertible & Income Fund provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company is headquartered in New York, NY. | Corporate Officer/Principal | 24/08/2010 |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Listed companies | 2 |
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MORGAN STANLEY | Finance |
PRUDENTIAL FINANCIAL, INC. | Finance |
Private companies | 24 |
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PIMCO Municipal Income Fund II
PIMCO Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous PIMCO Municipal Income Fund II operates as a closed-end investment fund. It intends to seek current income exempt from federal income tax. The firm invests all of its assets in a portfolio of municipal bonds, residual interest municipal bonds and tax-exempt bonds whose interest rates bear an inverse relationship to the interest rate on another security or the value of an index. Its investment portfolio include investments in hospital, water and sewer, tobacco, state and local general obligations, education, lease, tax and power sectors. The company was founded on March 29, 2002 and is headquartered in New York, NY. | Miscellaneous |
Nicholas-Applegate Convertible & Income Fund
Nicholas-Applegate Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas Applegate Convertible & Income Fund provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company is headquartered in New York, NY. | Miscellaneous |
PIMCO California Municipal Income Fund
PIMCO California Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO California Municipal Income Fund is a non-diversified and closed-end management investment company which seeks to provide income exempt from federal and California income tax. It invests in investment grade fixed income municipal bonds. The company was founded on June 28, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO California Municipal Income Fund II
PIMCO California Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous PIMCO California Municipal Income Fund II engages in fund management and investment. Its investment objective is to provide current income exempt from federal and California income tax. The company was founded on June 28, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO New York Municipal Income Fund
PIMCO New York Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO New York Municipal Income Fund is a non-diversified and closed-end management investment company. It invests substantially all of its assets in a portfolio of municipal bonds, the interest from which is exempt from federal income taxes. The fund’s investment objective is to seek to provide current income exempt from federal, New York State and New York City income tax. The company was founded on May 10, 2001 and is headquartered in New York, NY. | Miscellaneous |
PIMCO New York Municipal Income Fund II
PIMCO New York Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous PIMCO New York Municipal Income Fund II operates as a non-diversified and closed-end management investment company. It intends to provide current income exempt from federal, New York State and New York City income tax. The company was founded on March 29, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Strategic Income Fund, Inc.
PIMCO Strategic Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous PIMCO Strategic Income Fund, Inc. is a closed-end and non-diversified management investment company. Its investment objective is to generate a level of income higher than that generated by intermediate-term United States debt securities as a primary objective and capital appreciation to the extent consistent with this objective. The company was founded on February 24, 1994 and is headquartered in New York, NY. | Miscellaneous |
PIMCO New York Municipal Income Fund III
PIMCO New York Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous PIMCO New York Municipal Income Fund III is a non-diversified, closed-end management investment company. It seeks to provide current income exempt from federal, New York State and New York City income tax. The company was founded in August 20, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Corporate & Income Opportunity Fund
PIMCO Corporate & Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Corporate & Income Opportunity Fund operates as a closed-end investment fund. It focuses on duration management, credit quality analysis, risk management techniques, and broad diversification among issuers, industries and sectors. The firm also seeks maximum total return through a combination of current income, and capital appreciation. The company was founded in 2002 and is headquartered in New York, NY. | Miscellaneous |
PCM Fund, Inc.
PCM Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous PCM Fund, Inc. is a closed-end investment fund. It seeks to achieve current income by investing in a portfolio comprised primarily of commercial mortgage backed securities. The firm's secondary investment objective is to get capital gains from the disposition of investment. The company was founded on September 2, 1993 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Corporate & Income Strategy Fund
PIMCO Corporate & Income Strategy Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Corporate & Income Strategy Fund is a non-diversified and closed-end management investment company. Its objective is to seek high current income, as well as capital preservation and appreciation. The company was founded on October 17, 2001 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Income Opportunity Fund
PIMCO Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Income Opportunity Fund is a non-diversified and closed-end management fund. The firm's investment objective is to seek current income as a primary focus and also capital appreciation. The company was founded on November 30, 2007 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Municipal Income Fund III
PIMCO Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous PIMCO Municipal Income Fund III is a closed-end investment fund, which invests primarily in a portfolio of municipal bonds. It seeks to provide current income exempt from federal income tax. The company was founded in September 2002 and is headquartered in New York, NY. | Miscellaneous |
Virtus AllianzGI Dividend, Interest & Premium Strategy Fund
Virtus AllianzGI Dividend, Interest & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Virtus AllianzGI Dividend, Interest & Premium Strategy Fund is a closed-end investment fund. It seeks current income and gains, with a secondary objective of long-term capital appreciation. The company was founded on August 20, 2003 and is headquartered in Greenfield, MA. | Miscellaneous |
Nicholas-Applegate Convertible & Income Fund II
Nicholas-Applegate Convertible & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Nicholas Applegate Convertible & Income Fund II provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company is headquartered in New York, NY. | Miscellaneous |
PIMCO Global StocksPLUS & Income Fund
PIMCO Global StocksPLUS & Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Global StocksPLUS Income Fund is a closed-end investment fund. Its investment objective is to seek total return comprised of current income, current gains, and long-term capital appreciation. The company was founded on May 31, 2005 and is headquartered in New York, NY. | Miscellaneous |
Nicholas Applegate Equity & Convertible Income Fund
Nicholas Applegate Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas Applegate Equity & Convertible Income Fund is a Closed-End Investment Fund/Investment Trust which provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company was founded in February 2007 and is headquartered in New York, NY. | Miscellaneous |
Nicholas-Applegate International & Premium Strategy Fund
Nicholas-Applegate International & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas-Applegate International & Premium Strategy Fund provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company was founded in April 2005 and is headquartered in New York, NY. | Miscellaneous |
Nicholas-Applegate Global Equity & Convertible Income Fund
Nicholas-Applegate Global Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Nicholas-Applegate Global Equity & Convertible Income Fund is a diversified, closed-end management investment company. The Fund pursues its investment through investing in a diversified, global portfolio of equity securities and income-producing convertible securities. It invests in sectors, including airlines, biotechnology, commercial banks, construction and engineering, diversified financial services, metals and mining, building products, electric utilities, marine, communications equipment, electronic equipment and instruments, insurance, food and staples retailing, automobiles, oil, gas and consumable fuels, and diversified telecommunication. It was founded in 2007 and is headquartered in New York, NY | Miscellaneous |
PIMCO Income Strategy Fund
PIMCO Income Strategy Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Income Strategy Fund is a closed-end investment fund. It engages in investment activities. It provides investment for current income, consistent with the preservation of capital. The company was founded on June 19, 2003 and is headquartered in New York, NY. | Miscellaneous |
PIMCO High Income Fund
PIMCO High Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO High Income Fund is a closed-end management investment company. It seeks high current income, with capital appreciation as a secondary objective. The company was founded on February 18, 2003 and is headquartered in New York, NY. | Miscellaneous |
AllianzGI Global Equity & Convertible Income Fund
AllianzGI Global Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous AGIC Global Equity & Convertible Income Fund is a closed-end investment fund/investment trust. The company's objective is to seek total return comprised of capital appreciation, current income and gains. Its equity component consists of common stocks and other types of equity securities, including preferred stocks, depository receipts, rights and warrants. Its convertible component consists of income-producing convertible securities of issuers, including bonds, debentures, notes, preferred stocks, and other securities or investments as well as synthetic convertible securities. The company was founded on May 3, 2007 and is headquartered in New York, NY. | Miscellaneous |
Premier VIT | Miscellaneous |
Allianz Asset Management of America LP
Allianz Asset Management of America LP Financial ConglomeratesFinance Part of Allianz SE, Allianz Asset Management of America LP provides investment services. The company is based in New York, NY. | Finance |
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