Erich Rettinger

Liberty All Star Equity Fund operates as a diversified, closed-end management investment company. It seeks total investment return comprised of long-term capital appreciation and current income through investing primarily in a diversified portfolio of equity securities. The company was founded on October 31, 1986 and is headquartered in Denver, CO.

Liberty All-Star Growth Fund, Inc. operates as a closed-end investment fund/investment trust. Its investment objective is to seek long-term capital appreciation through investment primarily in a diversified portfolio of equity securities. The company was founded on March 14, 1986 and is headquartered in Denver, CO.

ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.

Principal Real Estate Income Fund is a closed-end investment company, which seeks to provide high current income, with capital appreciation as a secondary objective, by investing in commercial real estate-related securities. The company was founded on June 25, 2013 and is headquartered in Denver, CO.

Part of HUB International Ltd., Alpha Pension Group, Inc. is a company that provides investment advisory services. The company is based in Boston, MA. The company was founded in 2003 by Rich Cawthorne. Rich Cawthorne has been the CEO since 2003. Alpha Pension Group was acquired by HUB International Ltd. on January 13, 2021.

RiverNorth Opportunities Fund, Inc. is a closed-end management investment company. Its investment objective is total return consisting of capital appreciation and current income. Its activities include investment in other underlying funds not classified as closed-end funds and exchange-traded notes and cash and cash equivalents; and securities lending. The company was founded on September 9, 2010 and is headquartered in West Palm Beach, FL.