David Warren Wiley

Finance

Consumer Services

Profile

Mr. David W.
Wiley, III, is a President at Wiley Bros.-Aintree Capital LLC.
Mr. Wiley has served as Chairman of the Securities Industry and Financial Markets Associations’ (SIFMA) National Small Firms Committee, Chairman and Vice Chairman of the FINRA District 5 Committee, as a member of the FINRA consultative committee, as a member of the SIFMA Board of Directors, and as a member of the FINRA Small Firms Advisory Board He has a Bachelor of Science degree in Business Administration from the University of North Carolina, holds the Certified Financial Planner designation, and has completed the Securities Industry Program at the Wharton School of Finance of the University of Pennsylvania.

Former positions of David Warren Wiley

Companies	Position	End
&Partners LLC &Partners LLC Investment ManagersFinance &Partners LLC, dba Ampersand Partners (AP), is a SEC-registered investment advisor headquartered in Nashville, Tennessee. The firm was founded as Wiley Bros.-Aintree Capital LLC in 1945 by David W. Wiley, Sr. and James K. Wiley to conduct a general securities business. The Aintree Capital Division was added to provide investors with more individualized service. They are a wholly owned subsidiary of Ampersand Partners LLC. AP offers portfolio management and investment advice to individual and institutional clients.	President	-

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Training of David Warren Wiley

University of North Carolina System

Undergraduate Degree

Experiences
Positions held

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Inactive

Listed companies

Private companies