Dan Brown
Director of Investments at Richardson Capital Management LLC
Profile
Mr. Daniel P.
Brown, CFA, is a Director of Investment Management at Richardson Capital Management LLC.
His responsibilities include investment research and portfolio management.
In addition, he serves as a senior member of the client relationship team.
He also serves as a Member of the firm’s Executive Committee and Investment Committee.
He is responsible for overseeing the management of the investment strategies utilized in client portfolios.
This includes investment due diligence/selection, portfolio construction, asset allocation and rebalancing of client portfolios.
He joined Richardson in May 2017 with over 20 years of investment management experience managing diversified portfolios, equity mutual funds and separate account strategies.
Mr. Brown was previously employed as a Vice President by Harris Investment Management, Inc., an Investment Officer by Annex Advisory Services LLC, a Vice President by M&I Investment Management Corp., an Analyst by Kemper Securities, Inc., and a Bank Auditor by Bank Mutual.
He earned his BBA from the University of Wisconsin – Milwaukee where he majored in Finance.
Dan Brown active positions
| Companies | Position | Start |
|---|---|---|
Richardson Capital Management LLC
 Richardson Capital Management LLC Investment ManagersFinance Part of Richardson Financial Group, Inc., Richardson Capital Management LLC provides investment advice. The company is based in Menomonee Falls, WI. | Director of Investments | 30/04/2017 |
Former positions of Dan Brown
| Companies | Position | End |
|---|---|---|
Annex Advisory Services LLC
 Annex Advisory Services LLC Investment ManagersFinance Annex Advisory Services LLC, do-business-as Annex Wealth Management (Annex), is an independent, SEC-registered investment advisor headquartered in Elm Grove, Wisconsin. The firm was founded by David "Dave" Spano in 2003. Annex offers a wide range of advisory services to individual investors, high net worth individuals, pension and profit-sharing plans, charitable organizations, trusts, small businesses, partnerships, corporations, and other similar entities. | Investment Committee Member | 30/04/2017 |
M&I Investment Management Corp.
 M&I Investment Management Corp. Investment ManagersFinance Founded in 1973, M&I Investment Management Corp. is a registered investment advisor and mutual fund manager located in Milwaukee, Wisconsin. The firm is a subsidiary of Marshall & Ilsey Corp. Their ultimate parent in Bank of Montreal. M&I Investment Corp. provides financial planning and portfolio management and is the investment advisor for the M&I family of mutual funds. Their clients include corporations, endowments, foundations, governmental entities, Taft-Hartley plans and high-net-worth individuals. | Portfolio Manager-Equities | 30/05/2012 |
| Kemper Securities, Inc. | Corporate Officer/Principal | - |
Bank Mutual
 Bank Mutual Savings BanksFinance Part of Associated Banc-Corp, Bank Mutual operates as a federally chartered savings bank. The company is based in Milwaukee, WI. David A. Baumgarten has been the CEO of the company since 2010. | Corporate Officer/Principal | 30/12/1989 |
Harris Investment Management, Inc.
 Harris Investment Management, Inc. Investment ManagersFinance Founded in 1973, BMO Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of BMO Financial Corp. and their ultimate parent is Bank of Montreal (NYSE: BMO). They were formerly known as Harris Investment Management, Inc. BMO Asset Management provides investment management services to pension, profit sharing, institutional and personal portfolios. | Portfolio Manager-Equities | - |
Training of Dan Brown
| University of Wisconsin | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
M&I Investment Management Corp.
M&I Investment Management Corp. Investment ManagersFinance Founded in 1973, M&I Investment Management Corp. is a registered investment advisor and mutual fund manager located in Milwaukee, Wisconsin. The firm is a subsidiary of Marshall & Ilsey Corp. Their ultimate parent in Bank of Montreal. M&I Investment Corp. provides financial planning and portfolio management and is the investment advisor for the M&I family of mutual funds. Their clients include corporations, endowments, foundations, governmental entities, Taft-Hartley plans and high-net-worth individuals. | Finance |
Harris Investment Management, Inc.
Harris Investment Management, Inc. Investment ManagersFinance Founded in 1973, BMO Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of BMO Financial Corp. and their ultimate parent is Bank of Montreal (NYSE: BMO). They were formerly known as Harris Investment Management, Inc. BMO Asset Management provides investment management services to pension, profit sharing, institutional and personal portfolios. | Finance |
| Kemper Securities, Inc. | Finance |
Annex Advisory Services LLC
Annex Advisory Services LLC Investment ManagersFinance Annex Advisory Services LLC, do-business-as Annex Wealth Management (Annex), is an independent, SEC-registered investment advisor headquartered in Elm Grove, Wisconsin. The firm was founded by David "Dave" Spano in 2003. Annex offers a wide range of advisory services to individual investors, high net worth individuals, pension and profit-sharing plans, charitable organizations, trusts, small businesses, partnerships, corporations, and other similar entities. | Finance |
Bank Mutual
Bank Mutual Savings BanksFinance Part of Associated Banc-Corp, Bank Mutual operates as a federally chartered savings bank. The company is based in Milwaukee, WI. David A. Baumgarten has been the CEO of the company since 2010. | Finance |
Richardson Capital Management LLC
Richardson Capital Management LLC Investment ManagersFinance Part of Richardson Financial Group, Inc., Richardson Capital Management LLC provides investment advice. The company is based in Menomonee Falls, WI. | Finance |
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