Chris Chung

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Archon Capital Management LLC (Archon) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Seattle, Washington. The firm was founded by Constantinos Christofilis in 2004. Archon provides specialized discretionary advisory services to several pooled investment vehicles.

Lighter Capital, Inc. provides investment services. It specializes in business lending, revenue based financing, growth capital, startup funding and financing. The company was founded by Andy Sack in 2012 and is headquartered in Seattle, WA.

Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania.

Tremblant Capital LP (Tremblant) is a registered investment advisor and hedge fund manager headquartered in Stamford, Connecticut. The firm was firm was founded by Brett Barakett in 2001. Tremblant provides investment supervisory services on a discretionary basis to private pooled investment vehicles and separately managed accounts.

Gradalis, Inc. develops cancer therapies based on individuals tumor biology. The company was founded by David Shanahan and John Nemunaitis and is headquartered in Carrollton, TX.

Feenix Venture Partners LLC (Feenix Ventures) is a private equity subsidiary of Feenix Payment Systems LLC founded in 2017. The firm is headquartered in New York.

Financial Technology Ventures Management Co LLC (Financial Technology Ventures) is a private equity firm founded in 1998 by Jim Hale, Bob Huret and Richard Garman. The firm is headquartered in New York.

Evidera, Inc. engages in provision of health economics, outcomes research, market access, data analytics and epidemiology services. It offers software for real-world data analytics, meta research, modeling and simulation, outcomes research, patient preferences, payer communications and strategy, precision and transformative technology solutions, and value and evidence planning. The company was founded in 2013 and is headquartered in Bethesda, MD.

Acuitas Investments LLC (Acuitas) is an independent registered investment advisor headquartered in Seattle, Washington. The firm was co-founded by Christopher Tessin and Dennis Jensen in 2011. Acuitas serves as the investment adviser of an open-end mutual fund, private investment funds, and separately managed accounts.

WRF Capital (WRF Capital) is a venture capital firm founded in 1994 by Ronald Howell. The firm is headquartered in Seattle, Washington.

Genstar Capital Management LLC is a private equity firm founded in 1988 by Dennis H. Chookaszian. The firm is headquartered in San Francisco., California.

Fred Hutchinson Cancer Research Center is a non-profit organization which provides research and testing services. The company was founded in 1965 and is headquartered in Seattle, WA.

EEF Partners LLC (EEF Partners) is a private equity arm of Enhanced Capital Partners LLC founded in 2005 by Andy M. Paul, David Y. Howe and Malcom T. Kostuchenko. The firm is headquartered in New York.

Cain Brothers & Co. LLC delivers solutions to mergers and acquisitions, capital raising, and strategic and financial advisory clients. Its services include strategic and financial advisory, direct bank placements, tax-exempt bond underwriting, joint ventures and affiliations, fairness opinions and valuations, leverage finance, swaps and derivatives, and growth equity. The company was founded by Daniel M. Cain and James E. Cain in 1982 and is headquartered in New York, NY.

Enhanced Healthcare Partners (Enhanced Healthcare Partners) is a private equity firm subsidiary of Enhanced Management Co., founded in 2005 by Andy M. Paul. The firm is headquartered in Salt Lake City, Utah with additional office in Santa Monica, California.

DLK Investment Management LLC (DLK) is an independent, SEC-registered investment advisor headquartered in Solana Beach, California. The firm was co-founded by Donald “Don” Dempster and Theodore “Ted” Kay in 2009. DLK provides personalized investment management services to individuals, trusts, estates, charitable organizations and small institutional investors.

Voyant Advisors is a research firm located in San Diego, California. The firm performs in-depth accounting policy and working capital analysis to assess the validity and reliability of the earnings, cash flow and financial position reported by U.S. public companies. The research provides rigorous analysis of companies that exhibit signs of potential fundamental business deterioration, competitive landscape challenges, and/or operational inefficiencies that may be precursors of future earnings disappointments. Voyant Advisors employs a unique systematic three stage research process to identify companies exhibiting a high risk of underperformance. On a monthly basis, clients receive 2-3 comprehensive reports focused on companies in which Voyant Advisors believes to have a high probability of underperforming over the next 1-3 quarters. Voyant Advisors also provides a monthly Balance Sheet Watch List highlighting 4 to 8 companies exhibiting an elevated risk of near term underperformance.

Empyrean Capital Partners LP (Empyrean) is an independent registered investment advisor and hedge fund manager headquartered in Los Angeles, California. The firm was founded by Michael Price and Amos Meron in 2004. Empyrean serves as the investment adviser with discretionary trading authority to private pooled investment vehicles, the securities of which are offered to investors on a private placement or other basis.

DCM Private Equity (DCM Private Equity) is a private equity subsidiary of DuPont Capital Management Corp founded in 1993. The firm is headquartered in Wilmington, Delaware.

Part of Fred Hutchinson Cancer Research Center, Seattle Cancer Care Alliance is a leading research and healthcare organization dedicated to improving the lives of cancer patients. Seattle Cancer Care Alliance brings together top research teams and cancer specialists from Fred Hutch, Seattle Children's, and UW Medicine. Based in Seattle, WA, Seattle Cancer Care Alliance has nine clinical care sites in the region, including medical oncology clinics, hematology/medical oncology and infusion services, and radiation oncology clinics. Seattle Cancer Care Alliance was acquired by Fred Hutchinson Cancer Research Center on April 01, 2022. The company also has network affiliations with hospitals in five states. Founded in 1998, the company is committed to the pursuit of better, longer, and richer lives for their patients.

Cordillera Investment Partners LP (Cordillera Investment) is a private equity firm founded in 2014 by Agustin Araya, Chris Heller and Ashley Marks. The firm is headquartered in San Francisco, California.

FJ Capital Management LLC (FJ Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in McLean, Virginia. The firm was co-founded by Martin Friedman and Andrew Jose in 2007. FJ Capital manages private investments funds that are offered to sophisticated investors.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Part of Oak Valley Bancorp, Oak Valley Community Bank is a state chartered commercial bank. The company is based in Oakdale, CA. Christopher M. Courtney has been the CEO of the company since 1996.