Carlo V. di Florio

President at

SIH ACA Topco LP

Commercial Services

Consumer Services

Profile

Carlo V.
di Florio is President at Foreside Financial Group LLC (New York) since 2024.
Mr. di Florio is Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. since 2013.
Former roles include Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society, Partner at PricewaterhouseCoopers LLP, and President at Foreside Financial Group LLC.
Education includes undergraduate studies at Tulane University (Louisiana), and graduate degrees from The Pennsylvania State University and Georgetown University.

Carlo V. di Florio active positions

Companies	Position	Start
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Corporate Officer/Principal	23/06/2013
SIH ACA Topco LP SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial	President	30/09/2024

All active positions of Carlo V. di Florio

Former positions of Carlo V. di Florio

Companies	Position	End
PricewaterhouseCoopers LLP PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services	Corporate Officer/Principal	-
Foreside Financial Group LLC Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry	President	-
Securities & Exchange Commission Historical Society Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums	Compliance Officer	-

See the detail of Carlo V. di Florio's experience

Training of Carlo V. di Florio

Experiences
Positions held

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Private companies

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Linked companies

Private companies	8
PricewaterhouseCoopers LLP PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services	Commercial Services
Tulane University (Louisiana) Tulane University (Louisiana) Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
The Pennsylvania State University The Pennsylvania State University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Georgetown University Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Commercial Services
Securities & Exchange Commission Historical Society Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums	Consumer Services
Foreside Financial Group LLC Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry	Commercial Services
SIH ACA Topco LP SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial	Commercial Services