Wam Alternative Assets Limited

Equities

WMA

AU0000110827

Investment Management & Fund Operators

Market Closed - Australian S.E. Other stock markets 06:59:11 16/05/2024 BST			5-day change	1st Jan Change
0.97 ^AUD	0.00%		-2.02%	-4.90%

02-21	Wam Alternative Assets Limited Reports Earnings Results for the Half Year Ended December 31, 2023	CI
2023	Wam Alternative Assets Limited Reports Earnings Results for the Full Year Ended June 30, 2023	CI

Wam Alternative Assets : Becoming a substantial holder from HUB

July 29, 2022 at 08:55 am

For personal use only

29 July 2022

ASX Market Announcements

ASX Limited

Exchange Centre

20 Bridge Street, Sydney NSW 2000

Dear Sir/Madam,

Re: Notice of Initial substantial holder - WAM Alternative Assets Ltd (ASX:WMA)

Please find attached a HUB24 Limited Form 603 Notice of Initial Substantial Share Holder.

Yours sincerely,

Andrew Brown

Company Secretary

HUB24 Limited

HUB24 Limited (ACN124 891 685)
Level 2, 7 Macquarie Place, Sydney, NSW 2000 Australia
E admin@HUB24.com.au T 1300 854 991 F 1300 781 689
A GPO Box 529, Sydney, NSW 2001	HUB24.COM.AU

use only

	Form 603
	Corporations Act 2001
	Section 671B

ToCompany Name/Scheme	WAM Alternative Assets Ltd (WMA)
ACN/ARSN/ABN	ABN 47168941704

1. Details of substantial holder (1)

HUB24 Limited ABN 87 124 891 685 (HUB)

NameInvestment Administration Services Pty Ltd ABN 86 109 199 108 (IAS)

Xplore Wealth Limited ABN 34 128 316 441 (Xplore)

ACN/ARSN (if applicable)	HUB (ACN 124 891 685)
The holder became a substantial holder on	26 Jul 2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)

Ordinary shares	9,753,350	9,753,350	5.01%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest

Nature of relevant interest (7)

Class and number of securities

For personal

HUB's interest arises from the appointment of its subsidiary, HUB24 Custodial Services Ltd, as Investment Manager of the HUB24 Managed Portfolio Service ARSN 645 033 941 under a technical term in the relevant agreement. Actual investment management is undertaken by sub-managers.

HUB's interest also arises from the appointment of its subsidiary, HUB24 Custodial Services Ltd, as Investment Manager of the HUB24 Super Fund under a term in the relevant agreement. Actual investment management is undertaken by sub-managers. The HUB24 Super Fund invests into in the HUB24 Managed Portfolio

HUB/IAS/XploreService, and the number of securities stated in the next column is adjusted to remove double

counting of holdings.

A relevant interest arises through the Managed Discretionary Account service for IAS clients and the IDPS-like Scheme known as the Xplore Managed Account. In practice these powers are delegated to and exercised by the relevant investment manager appointed by IAS to manage the client's portfolio for both the Xplore Managed Account and the Managed Discretionary Account services.

HUB has the same relevant interest as Xplore/IAS as Xplore/IAS are wholly owned subsidiaries of HUB and therefore it controls Xplore and IAS (section 608(3)(b) Corporations Act).

9,753,350 ordinary shares (as at the date of this notice)

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant	Registered holder of	Person entitled to be	Class and number
interest	securities	registered as holder (8)	of securities

only

HUB/IAS/Xplore

5. Consideration

BNP Paribas Securities Services (held as sub- custodian for HUB24 Custodial Services Ltd, the custodian for HUB24 Super and for HUB24 Managed Portfolio Service.

JP Morgan (held as nominee for IAS Managed Discretionary Account clients).

BNP Paribas Securities	9,753,350 ordinary
Services (held as sub-	shares
custodian for HUB24
Custodial Services Ltd,
the custodian for HUB24
Super and for HUB24
Managed Portfolio
Service.
JP Morgan (held as
nominee for IAS
Managed Discretionary
Account clients

For personal use

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant	Date of acquisition	Consideration (9)	Class and number
interest				of securities
		Cash	Non-cash

	All relevant dates of	Refer to		Refer to Annexure A
HUB/IAS/Xplore	acquisitions	Annexure A

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address

HUB/IAS/Xplore	Level 2,7 Macquarie Place, Sydney NSW 2000
BNP Paribas Securities Services	L6, BNP Paribas Centre, 60 Castlereagh Street Sydney NSW
		2000
JP Morgan	Level 15, 85 Castlereagh Street, Sydney, NSW 2000

Signature

print name

Andrew Brown

capacity Company Secretary, HUB24 Limited

sign here

Date 29 July 2022

For personal use only

This is Annexure A of 7 pages referred to in ASIC Form 603 (Notice of Initial Substantial Holder) lodged by HUB24 Limited.

……………………………………………………….

Andrew Brown

Company Secretary

HUB24 Limited

29 July 2022

Increase in Relevant Interests in Shares through Managed Discretionary Account service for IAS.

Trade	Settlement	Trade	Share Price	Quantity of
date	date	type	shares


3/03/2022	7/03/2022	Buy	1.09	8847
4/03/2022	8/03/2022	Sell	1.07	-84867
9/03/2022	15/03/2022	Sell	1.075	-3832
10/03/2022	14/03/2022	Buy	1.085	3868
14/03/2022	16/03/2022	Sell	1.09	-8354
15/03/2022	17/03/2022	Buy	1.1	3201
17/03/2022	21/03/2022	Buy	1.085	2168
24/03/2022	28/03/2022	Sell	1.1	-1736
25/03/2022	29/03/2022	Sell	1.1	-9426
28/03/2022	29/03/2022	Sell	1.105	-10239
31/03/2022	4/04/2022	Buy	1.13	1961
4/04/2022	6/04/2022	Sell	1.11	-701
11/04/2022	13/04/2022	Buy	1.12	2952
12/04/2022	14/04/2022	Sell	1.115	-1100
19/04/2022	21/04/2022	Buy	1.115	5228
26/04/2022	28/04/2022	Buy	1.12	5572
29/04/2022	3/05/2022	Sell	1.115	-62
5/05/2022	9/05/2022	Sell	1.125	-1160
17/05/2022	19/05/2022	Sell	1.1	-21016
19/05/2022	23/05/2022	Buy	1.08	1870
23/05/2022	25/05/2022	Buy	1.085	7668
26/05/2022	30/05/2022	Sell	1.09	-461
27/05/2022	31/05/2022	Sell	1.095	-25756
31/05/2022	2/06/2022	Buy	1.11	2440
2/06/2022	6/06/2022	Sell	1.095	-681
7/06/2022	9/06/2022	Sell	1.075	-1491
9/06/2022	14/06/2022	Buy	1.07	19590
10/06/2022	15/06/2022	Buy	1.06	13013
14/06/2022	16/06/2022	Buy	1.03	741
15/06/2022	17/06/2022	Buy	1.02	2323
22/06/2022	24/06/2022	Sell	1.02	-3198
22/06/2022	22/06/2022	Sell	1.02	-7970
30/06/2022	4/07/2022	Buy	1.035	14604
5/07/2022	7/07/2022	Sell	1.035	-22293
6/07/2022	8/07/2022	Sell	1.0301	-723

For personal use only

7/07/2022	11/07/2022	Sell	1.035	-3266
7/07/2022	11/07/2022	Sell	1.0253	-268
11/07/2022	13/07/2022	Buy	1.045	36084
12/07/2022	14/07/2022	Buy	1.05	43552
13/07/2022	15/07/2022	Buy	1.05	30000
14/07/2022	18/07/2022	Buy	1.05	20000
15/07/2022	19/07/2022	Buy	1.065	40000
18/07/2022	20/07/2022	Buy	1.07	18214
19/07/2022	21/07/2022	Buy	1.08	58859
20/07/2022	22/07/2022	Buy	1.095	68373
22/07/2022	26/07/2022	Buy	1.085	49156

Increase in Relevant Interests in Shares through Managed Discretionary Account service for HUB24.

Trade date	Settlement date	Trade type	Share Price	Quantity of shares

25/03/2022	29/03/2022	Sell	1.094	-6138
25/03/2022	29/03/2022	Sell	1.095	-2626
28/03/2022	30/03/2022	Buy	1.100	10
28/03/2022	30/03/2022	Buy	1.103	4871
28/03/2022	28/03/2022	Buy	1.100	50
28/03/2022	28/03/2022	Buy	1.105	58
28/03/2022	28/03/2022	Buy	1.103	415
28/03/2022	30/03/2022	Buy	1.105	12
28/03/2022	30/03/2022	Buy	1.102	43
28/03/2022	28/03/2022	Buy	1.102	127
28/03/2022	28/03/2022	Sell	1.103	-816
29/03/2022	31/03/2022	Buy	1.112	34
29/03/2022	31/03/2022	Buy	1.113	6
29/03/2022	31/03/2022	Buy	1.110	11
29/03/2022	29/03/2022	Sell	1.110	-3
29/03/2022	29/03/2022	Sell	1.115	-2
29/03/2022	29/03/2022	Sell	1.112	-5
29/03/2022	29/03/2022	Sell	1.111	-8
29/03/2022	31/03/2022	Buy	1.111	5234
29/03/2022	29/03/2022	Buy	1.112	18
30/03/2022	30/03/2022	Sell	1.130	-10
30/03/2022	30/03/2022	Sell	1.127	-3
30/03/2022	30/03/2022	Sell	1.128	-15
31/03/2022	4/04/2022	Buy	1.129	141
31/03/2022	31/03/2022	Buy	1.129	196
31/03/2022	31/03/2022	Sell	1.130	-4
31/03/2022	31/03/2022	Sell	1.129	-192
1/04/2022	1/04/2022	Sell	1.140	-13
4/04/2022	6/04/2022	Sell	1.112	-32706
5/04/2022	5/04/2022	Sell	1.129	-1350
6/04/2022	8/04/2022	Buy	1.127	40366
7/04/2022	7/04/2022	Buy	1.110	2566

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WAM Alternative Assets Ltd. published this content on 29 July 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 July 2022 07:54:10 UTC.

Latest news about Wam Alternative Assets Limited

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Wam Alternative Assets Limited Reports Earnings Results for the Half Year Ended December 31, 2022	21/02/23	CI
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Wam Alternative Assets Limited Reports Earnings Results for the Full Year Ended June 30, 2022	30/08/22	CI
Wam Alternative Assets Limited Declares Dividend for the Six Months Ended June 30, 2022, Payable on October 28, 2022	30/08/22	CI
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Wam Alternative Assets Limited Reports Earnings Results for the Half Year Ended December 31, 2021	22/02/22	CI
Wam Alternative Assets Limited Announces Fully Franked Ordinary Dividend for the Six Months Ended December 31, 2021, Payable on April 14, 2022	13/02/22	CI
Wam Alternative Assets Limited Reports Earnings Results for the Full Year Ended June 30, 2021	27/08/21	CI
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Wam Alternative Assets Limited Announces Dividend, Payable on April 30, 2021	16/04/21	CI
Wam Alternative Assets Limited Announces Distribution for the Six Months Ended December 31, 2020, Payable on April 30, 2021	25/02/21	CI
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Blue Sky Alternatives Access Fund Limited Reports Earnings Results for the Full Year Ended June 30, 2020	28/08/20	CI
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Blue Sky Alternatives Access Fund Limited authorizes a Buyback Plan.	01/05/20	CI
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Blue Sky Alternatives Access Fund Limited Reports Earnings Results for the Half Year Ended December 31, 2019	24/02/20	CI
Blue Sky Alternatives Access Fund Limited Approves the Election of Kym Evans as Director	13/11/19	CI

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Company Profile

WAM Alternative Assets Limited is an Australia-based investment company. The principal activity of the Company is to provide retail investors with exposure to a portfolio of real assets, private equity, real estate and infrastructure assets. The Companyâs investment portfolio includes private debt assets. The Companyâs investment objectives are to deliver absolute returns through a combination of dividend yield and capital growth, while providing diversification benefits to shareholders. Its investment portfolio includes consumer discretionary, industrials, information technology, financials, healthcare, communication services, energy, materials, consumer staples, utilities, and real estate. The Companyâs investment manager is Wilson Asset Management.

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