ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On
Proposal 1: Vote to adopt the Agreement and Plan of Merger (as amended or
supplemented from time to time, the "merger agreement"), datedDecember 2, 2020 , by and among the Company,Macquarie Management Holdings, Inc. , aDelaware corporation ("Macquarie"),Merry Merger Sub, Inc. , aDelaware corporation and wholly-owned subsidiary of Macquarie ("Merger Sub"), and (solely for limited purposes)Macquarie Financial Holdings Pty Ltd , an Australian proprietary company formed under the laws of theCommonwealth of Australia , pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie.
The stockholders approved the adoption of the merger agreement as follows:
For Against Abstain Non-Votes 50,896,822 645,515 149,601 0
Proposal 2: Advisory vote to approve the compensation that may be paid or become
payable to the Company's named executive officers that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement.
The stockholders approved, on a non-binding advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement as follows:
For Against Abstain Non-Votes 31,023,728 19,931,586 736,623 0
Proposal 3: Vote to adjourn the special meeting to a later date or time, if
necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement.
The adjournment proposal was rendered moot in light of the approval of Proposal 1.
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