604 a e 1/2 15 Jul 2001
Notice of change of interests of substantial holderTo Company Name/Scheme Unity Pacific Group (ASX: UPG)
ACN/ARSN Unity Pacific Limited ACN 110 831 288; Unity Pacific Stapled Trust ARSN 111 389 596-
Details of substantial holder (1) Name
There was a change in the interests of the substantial holder on
14/09/2016
The previous notice was given to the company on
14/09/2016
The previous notice was dated
14/09/2016
ACN/ARSN (if applicable)
Ebert Investments Pty Ltd ACN 138 124 044 (Ebert Investments); Warren James Ebert; Sentinel Security Investments Limited ACN 614 308 735 (Sentinel); Gladius Holdings Pty Ltd ACN 169 446 146 (Gladius); Stacey Nicole Ebert
-
Previous and present voting power
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
UPG Unity Pacific GR Stapled Securities
(UPG Securities)
21,387,264
59.73%
22,502,129
62.85%
*based on 35,803,992 UPG Securities on issue
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
-
Changes in relevant interests
Date of change
Person whose Relevant interest chanaed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of Securities affected
Person's votes affected
14/09/2016
Sentinel
Acquisition of relevant interest in UPG Securities pursuant to acceptances of the takeover bid by Sentinel under its bidder's statement dated 6 September 2016, (Bidder's Statement), (Offer).
41.5 cents and 1 Sentinel redeemable preference share (San Remo Share, as defined in the Bidder's Statement) per UPG Security.
1,114,865 UPG Securities
1,114,865
14/09/2016
Gladius
Gladius is the 100% shareholder of and controls Sentinel, and therefore has a relevant interest in the UPG Securities that Sentinel has a relevant interest in by virtue of s608(3)(b) of the Corporations Act 2001 (Cth) (Act).
As above.
1,114,865 UPG Securities
1,114,865
14/09/2016
Stacey Nicole Ebert
Stacey Ebert is the 100% shareholder of and controls Gladius, and therefore has a relevant interest in the UPG Securities that Gladius has a relevant interest in by virtue of s608(3) of the Act.
As above.
1,114,865 UPG Securities
1,114,865
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
-
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
Sentinel
Various UPG security holders who have accepted the Offer.
Sentinel
Relevant interest pursuant to acceptance of Offer
16,744,635 UPG
!securities
16,744,635
Gladius
Various UPG security holders who have accepted the
Offer.
Sentinel
Relevant interest pursuant to acceptance of Offer
16,744,635 UPG
Securities
16,744,635
Stacey Nicole Ebert
Various UPG security holders who have accepted the Offer.
Sentinel
Relevant interest pursuant to acceptance of Offer
16,744,635 UPG
Securities
16,744,635
Ebert Investments
Ebert Investments
Ebert Investments
Relevant interest as registered holder by virtue of s608( 1)(a) of the Act.
5,757,494 UPG
Securities
5,757,494
Warren James Ebert
Ebert Investments
Ebert Investments
Relevant interest in UPG Securities that Ebert Investments has a relevant interest in by virtue of s608(3) of the Act.
5,757,494 UPG
Securities
5,757,494
604 a e 212 15 Jul 2001
-
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACNIARSN (if applicable)
Nature of association
Ebert Investments; Warren James Ebert; Sentinel; Gladius; Stacey Nicole Ebert
Each are associates of each other by virtue of s12(2)(c) of the Corporations Act.
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Ebert Investments Pty Ltd ACN 138 124 044 | Cl- Level 9, 300 Queen Street, Brisbane Qld 4000 |
Warren James Ebert | Cl- Level 9 300 Queen Street Brisbane Qld 4000 |
Sentinel Security Investments Limited ACN 614 308 735 | Cl- Level 9, 300 Queen Street, Brisbane Qld 4000 |
Gladius Holdings Pty Ltd ACN 169 446 146 | Cl- Level 9, 300 Queen Street, Brisbane Qld 4000 |
Stacey Nicole Ebert | Cl- Level 9, 300 Queen Street, Brisbane Qld 4000 |
print name
capacity
Under power of attorney from each substantial holder
sign here date DIRECTIONSIf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown"'.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Unity Pacific Group published this content on 15 September 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 15 September 2016 06:08:13 UTC.
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