For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii
Tullett Prebon plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii
Invesco Limited
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or reached: v
07 January 2013
6. Date on which issuer notified:
09 January 2013
7. Threshold(s) that is/are crossed or reached: vi, vii
5%, 4%
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares
if possible using the ISIN CODE
Situation previous
to the triggering transaction
Resulting situation after the triggering transaction
Class/type of
shares
if possible using the ISIN CODE
Number
of
Shares
Number
of Voting Rights
Number
of shares
Number of voting
rights
% of voting rights x
Class/type of
shares
if possible using the ISIN CODE
Number
of
Shares
Number
of Voting Rights
Direct
xi
Direct
xii
Indirect
Direct
Indirect
Ordinary 25p
Shares
GB00B1H0DZ51
11,164,844
11,164,844
10,776,347
4.95%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be acquired if the instrument is exercised/ converted.
% of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise
price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights
instrument refers to
% of voting rights xix,
xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
10,776,347
4.95%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Invesco Canada Ltd - 1,649,200
Invesco Advisers Inc. - 8,238,463
Invesco Fund Managers Limited - 17,163
Invesco PowerShares Capital Management LLC - 871,521
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
TP ICAP Group plc is a United Kingdom-based liquidity and data solutions company. The Company provides intermediary services, contextual insight, trade execution, pre-trade and settlement services and data-led solutions. Its segments include global broking, energy and commodities, liquidnet, and parameta solutions. The global broking segment services clients in rates, foreign exchange and money markets, equities and credit products. Its core global broking brands include Tullett Prebon and ICAP. The energy and commodities segment operates in various markets, including oil, gas, power, base metals, precious metals, soft commodities and digital assets. Its liquidnet segment covers a broad range of asset classes, providing a client base of hedge funds, asset managers and asset owners with agency execution services, and operates two brands: Liquidnet and Coex Partners. The parameta solutions segment includes its data and analytics business, providing over the counter market data.