Item 1.01 Entry into a Material Definitive Agreement.
On
Securities Purchase Agreement, Promissory Note, and
On
The total amount of funding under the AJB Agreements is
The AJB Agreements are qualified in their entirety by reference to the AJB Agreements, copies of which are attached to this Current Report on Form 8-K as Exhibit 10.1 and incorporated by reference into this Item 1.01. Certain capitalized terms used herein but not otherwise defined shall have the meaning ascribed thereto in the Transaction Documents.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The information provided in response to Item 1.01 of this report is incorporated by reference into this Item 2.03.
Item 3.02 Unregistered Sales of
See the disclosures made in Item 1.01, which are incorporated herein by reference. Any securities issued in the AJB Agreements were issued in a transaction exempt from registration pursuant to Section 4(a)(2) and Rule 506(b) Securities Act of 1933. The transactions did not involve a public offering, the sale of the securities was made without general solicitation or advertising, there was no underwriter, and no underwriting commissions were paid.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. Exhibit No. Description 10.1 Compilation of AJB Securities Purchase Agreement, Promissory Note and Warrant (Filed herewith) 2
© Edgar Online, source