Shenzhen Investment : Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31st December, 2018

Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) :

31/12/2018

To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedShenzhen Investment Limited 03/01/2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

604

Description :N/ANo. of ordinary shares

(State currency)

Par valueAuthorised share capital (State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

N/A

(2) Stock code :

Description :No. of ordinary shares

(State currency)

Par valueAuthorised share capital (State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

N/A

2. Preference Shares

Stock code :

Description :

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (State

currency) :

II. Movements in Issued Share Capital

Balance at close of

No. of preference

shares

Par value	Authorised share
(State	capital
currency)	(State currency)
Description :
Par value	Authorised share
No. of other	(State	capital
classes of shares	currency)	(State currency)
N/A
No of preference	No. of other classes
shares	of shares
N/A	N/A
N/A	N/A
N/A	N/A

N/A

Stock code :preceding month

Increase/ (decrease) during the month

Balance at close of the month

No. of ordinary shares (1) (2)

8,401,740,611

11,971,196

8,413,711,807

N/AN/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

option scheme

including EGM

(Note 1)

approval date (dd/mm/yyyy) and class of shares issuable

1. Share option scheme Granted on 28/01/2014

Exercise price: HK$2.191

(adopted on 22/06/2012)

Ordinary shares (Note 1)

2. Share option scheme Granted on 27/07/2015 Exercise price: HK$2.826 (adopted on 22/06/2012)

Ordinary shares (Note 1)

3. Share option scheme Granted on 14/06/2016 Exercise price: HK$2.698 (adopted on 22/06/2012)

Ordinary shares (Note 1)

4. Share option scheme Granted on 20/06/2017 Exercise price: HK$3.226 (adopted on 22/06/2012)

Ordinary shares (Note 1)

5. Share option scheme Granted on 08/02/2018 Exercise price: HK$3.188 (adopted on 22/06/2012)

Ordinary sharesGrantedNil

Nil

Nil

NilNil

No. of new shares	No. of new shares of issuer
of issuer issued	which may be issued
during the month	pursuant thereto as at close
pursuant thereto	of the month
		Movement during the month
Nil	33,202,085
Nil	5,308,415
Nil	5,760,837
Nil	150,901,958
Nil	23,843,985

Exercised

11,971,196

Nil

Nil

Nil

NilCancelledNil

Nil

Nil

Nil

NilLapsedNil

Nil

Nil

Nil

Nil

Total funds raised during the month from exercise of options (State currency)

Total A. (Ordinary shares)	11,971,196
(Preference shares)	N/A
(Other class)	N/A

26,228,890.436 HK$

Warrants to Issue Shares of the Issuer which are to be ListedDescription of warrants

(Date of expiry - dd/mm/yyyy)Currency of Nominal value at nominal close of value preceding month

Exercised during the monthNominal value at close of the monthNo. of new shares of issuer issued during the month pursuant thereto

• 1. N/A

  (

  / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

  (

  /

  /

  )

• 2. N/A

  (

  / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

  (

  /

  /

  )

• 3. N/A

  (

  / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

  (

  /

  /

  )

• 4. N/A

(

/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(

/

/

)Total B.

(Ordinary shares) N/A (Preference shares) N/A

(Other class) N/A