PROTO RESOURCES & INVESTMENTS LTD 
By Jan 22 2014 11:21PM BERGEN 12124862223 page 1
Form 605
Corporatlons Act 2001
Section 871B
Notice of ceasing to be a substantial holder
Io. Company Name/Schem PROTO RESOURCES & INVESTMENTS LIMITED ACN/ARSN 108 507 517
1. Delati$ o! oubatantlal haldar (1)
Name Bergen Globo: ?.pportunky FundnLLC, Borgen Global Opportunly Fund, LP, Bergen Asse!Management LLC an
E ne Tablis tòaelher "Beraen
ACNIARSN (K applicablo) N/A
The holder ceased to be a subetantial holder on 21/01
The prev;aus nouce was given to the company on
The prevlous notice was dated 4
2. Changes In relev.ant lnterests
Particulars ofeach chsnge in. or chenge In the nature of, a retevanlintereot (2) oftho subotantial holder or an associate (3) in voting securities of the company or schema, sin
Date of | Person whose | Nature of | Consldoration | Class (6) and | Peroon's votes |
chenge | relevant lnterest changod | change (4) | given In relation to chango (5) | number of securtties. affected | aff |
17/0112014 Bergen On-marl
21/0112014 Bergen On-marl
3. Changee In aosoclation
The persone who have become associates (3) of, ceased to be assoclatos of, or have changed the nature of thelr assoclation (7) wlth, lhe subatanfial holder in relation to voting intèrests in the company or scheme are as follows:
Name anACN/ARSN (Ilapplicabkl) Nature of assoclation
NIA
The addresses ofperson$ named in this formare Q$ follows:
Name Add,.ss
Bergen 400 MadisonAvenue, Sulte16A, NewYork, NY 10017 U6A
Signature '
_lllint name Corv Burns Cscacity CFOICOO
slan here _.
date 23/0112014
)
Jan 22 2014 11:21PM BERGEN 12124862223 page 2
DIRECTIONS(1) lf there are a number of substantial holders wlth similar or r&lated relevant ìnterests (eg. a corporation and its related corporations, orthe manager and trustee of an equity trust), the names could be included In an annexure to the form. lf the retevant lnto..sts of a roup of persons are essentlally slmilar, they may be relerred to lhroughout the form as a spaclfically named group ifthe membershlp of each group, wlth lho names. and addresses ofmember$ is dear1&et out in paragraph 4 ofthe form.
(2) See tho definiton of "relevant interesf' in sections 608 and 6718(7) Ofthe CorporatiOn& Acl 2001. (3) See the deflnttion of "associate" In section 9 ofthe Corporattons Acl 2001.
(4) lndudo details of:
(a) any rolevant agroemont or other drcumotancos becauso of which the change in retevantlnlerest occunad. lf subsectlon 671B(4) applies,a copy of any documentsettlng out tl>e temns of any relevant agreement, and a statement by the person glving fulland accurate detailo of any contraci, scheme or arrangement, must acoompany lhis fonn, together with a wrttten statement certifying this contreet, seheme or arra emant; and
of the securities to whlch ll>e relevant lnterest relates (lndicating deany the partlcular securilies to which tho qualifioation applias).
Soe the definition of 'r&levant agreement• In sectlon 9 o!the Corporatlons Act2001.
(5) Details o!the conslderation must Include any and ali benerroa, money and other, that any penson from whom a relevant lnterest was acqulred has, or may, become enlitled to recelveln relatlon to that acqulsKion. · Delailo must be included even ifthe henefit is condltlonal on lhe happening or noi of a contingency. Details must be inctuded of any benefit poid on behaij of the substantlal holder or its associate In relatlon to lhe acquisitions, even lf tley are not paid dlrectly to the person !rom wllom the relevant interest was acqulred.
(6) Tho voting shares of a company constltute ono ctass unless divided into separate Classeo.
(7) Give details, if appropriate, of the present assoclalion and any change in that aosociatlon sinoe the last substantial holding notlce.
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