Pivotal : Notification regarding unquoted securities - PVS

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

PIVOTAL SYSTEMS CORPORATION

Date of this announcement

Thursday March 10, 2022

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
PVSAC	OPTION EXPIRING VARIOUS DATES EX	7,500	22/02/2022
	VARIOUS PRICES

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PIVOTAL SYSTEMS CORPORATION

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ARBN	626346325
1.3	ASX issuer code
PVS

1. The announcement is New announcement
2. Date of this announcement

10/3/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code and description
	PVSAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
	Date the +securities the subject of this notification were issued
	22/2/2022
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	No
personalFor	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms

https://www.asx.com.au/asxpdf/20200512/pdf/44hrstgdw7md7h.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

I ue details

Number of +securities 7,500

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
PVS : CDI 1:1 US PERSON PROHIBITED EXCLUDING QIB	154,692,717

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
PVSAH : OPTION EXPIRING 02-NOV-2030 EX $0.72	35,000
PVSAI : OPTION EXPIRING 19-NOV-2030 EX USD 0.78	60,000
PVSAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	15,924,124
PVSAF : OPTION EXPIRING 02-JUL-2030 EX 88C	296,667
PVSAG : OPTION EXPIRING 16-SEP-2030 EX $0.74	10,000
PVSAD : OPTION EXPIRING 14-APR-2029 EX $1.86	100,000
PVSAJ : OPTION EXPIRING 15-APR-2031 EX $1.50	100,000
PVSAE : REVENUE BASED PREFERRED STOCK	11,528
PVSAK : OPTION EXPIRING 20-MAY-2031 EX $1.50	200,000

Notification of Issue, Conversion or Payment up of Unquoted

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