Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (e)
As previously disclosed, on
Although the Company does not believe that the interpretation reflected in the Complaint regarding the bylaws of the Company that were in effect as of the time of the 2021 Annual Meeting of Stockholders was correct, in an effort to resolve any ambiguity regarding the approval of the 2014 Plan at the 2021 Annual Meeting of Stockholders raised by the Complaint, the Company asked its stockholders, at the Special Meeting, to ratify the prior approval of the 2014 Plan, which was adopted at the 2021 Annual Meeting of Stockholders.
At the Special Meeting, the stockholders of the Company voted in favor of the ratification of the prior approval of the 2014 Plan, which was adopted at the 2021 Annual Meeting of Stockholders. A copy of the 2014 Plan is filed as Exhibit 10.1 hereto and is incorporated by reference herein.
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Special Meeting, the following proposal was submitted to the stockholders
of the Company: a proposal to ratify the prior approval of the
For more information about the foregoing proposal, see the Company's definitive
proxy statement on Schedule 14A filed with the
The number of votes cast for, against or withheld, as well as abstentions in respect of the proposal is set forth below.
Proposal 1: Ratification of the prior approval of the Second Amended and Restated
PDS Biotechnology Corporation 2014 Equity Incentive Plan, which was adopted at the Company's 2021 annual meeting of stockholders.
The Company's stockholders ratified the prior approval of the
Votes For Votes Against Votes Abstaining Broker Non-Votes 14,471,905 1,046,389 180,435
0
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. Exhibit Number Description 10.1Second Amended and Restated PDS Biotechnology Corporation 2014 Equity Incentive Plan (filed as Exhibit 10.3 to the Company's Current Report on Form 8-K onDecember 9, 2020 , and incorporated by reference herein). 104 Cover Page Interactive Data File - the cover page interactive date file does not appear in the Interactive Date File because its XBRL tags are embedded within the Inline XBRL document.
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