Paradigm Biopharmaceuticals : Notification regarding unquoted securities - PAR

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

PARADIGM BIOPHARMACEUTICALS LIMITED..

Date of this announcement

Tuesday February 01, 2022

The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	125,000 Ordinary Shares issued at $1.89 per	125,000	25/01/2022
to be confirmed	share, restricted and in escrow until 25 Jan 2023
New class - code	125,000 Ordinary Shares issued at $1.89 per	125,000	25/01/2022
to be confirmed	share, restricted and in escrow until 25 Jan 2024
New class - code	125,000 Ordinary Shares issued at $1.89 per	125,000	25/01/2022
to be confirmed	share, restricted and in escrow until 25 Jan 2025

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PARADIGM BIOPHARMACEUTICALS LIMITED..

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	94169346963
1.3	ASX issuer code
PAR

1. The announcement is New announcement
2. Date of this announcement

1/2/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX

in an Appendix 3B

only	New +securities issued under an +employee incentive scheme
		ASX +security code				+Security description
		New class - code to be confirmed				125,000 Ordinary Shares issued at $1.89 per share,
							restricted and in escrow until 25 Jan 2023
		+Security type				ISIN code
use	Ordinary fully or partly paid shares/units
Date the +securities the subject of this notification were issued
		25/1/2022
		Will all the +securities issued in this class rank equally in all respects from their issue date?
personal	Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
		Yes
		Provide details of the KMP or +associates being issued +securities.
		Name of KMP	Name of registered holder	Number of +securities
								125,000
		Donna Skerrett		Donna Skerrett
		Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
		listing rule 6.1?
		Yes
		Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
		issued.
	O dinary fully or partly paid shares/units Details
For	+Security currency
AUD - Australian Dollar
Are there CDIs issued over the +securities?
		No
		Is it a Partly Paid class of +security?
		No
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Is it a stapled class of +security?

No

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20201125/pdf/44q865364w4lhs.pdf

only	Any other information the entity wishes to provide about the +securities the subject of this notification
	Issue details
use	Number of +securities
		125,000
personal	New +securities issued under an +employee incentive scheme
		ASX +security code				+Security description
		New class - code to be confirmed				125,000 Ordinary Shares issued at $1.89 per share,
						restricted and in escrow until 25 Jan 2024
		+Security type				ISIN code
		Ordinary fully or partly paid shares/units
		Date the +securities the subject of this notification were issued
		25/1/2022
		Will all the +securities issued in this class rank equally in all respects from their issue date?
For	Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
		Yes
		Provide details of the KMP or +associates being issued +securities.
		Name of KMP		Name of registered holder	Number of +securities
					125,000
		Donna Skerrett		Donna Skerrett

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

Yes

Notification of Issue, Conversion or Payment up of Unquoted

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