OXFORD INSTRUMENTS PLC
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying Oxford Instruments PLC
issuer of existing shares to which voting rights
are attached:
2. Reason for notification (yes/no)
Yes
An acquisition or disposal of voting rights
No
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
No
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify): Voluntary baseline disclosure in line with the UK
implementation of the Amended Transparency Directive
Ameriprise Financial, Inc. and its group
3. Full name of person(s) subject to
notification obligation:
HSBC Global Custody Nominee (UK) Limited
4. Full name of shareholder(s) (if Nortrust Nominees LTD
different from 3): Securities Services Nominees Limited
State Street Bank & Trust Boston
State Street Nominees Limited
Vidacos Nominees Ltd
5. Date of transaction and date on which 26 January 2017
the threshold is crossed or reached:
27 January 2017
6. Date on which issuer notified:
Above the threshold of 11%
7. Threshold(s) that is/are crossed or
reached:
8: Notified Details
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction
shares the triggering
If possible transaction
use ISIN code
Number of Number of Number Number of voting Percentage of voting rights
shares voting of rights
rights shares
Direct Direct Indirect Direct Indirect
GB0006650450 5,785,267 5,785,267 31,506 31,506 6,477,061 0.055% 11.303%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting rights that may Percentage of voting rights
financial date conversion be acquired if the instrument
instrument period is exercised/converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise / No. of Percentage of voting rights
financial Price date conversion voting
instrument period rights
instrument
refers
to
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
6,508,567 11.358%
9. Chain of controlled undertakings through which the voting rights and /or the
financial instruments are effectively held, if applicable:
Threadneedle Asset Management Limited (11.358%)
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings Limited,
which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly
owned by Threadneedle Holdings Limited, which is itself wholly owned by
Threadneedle Asset Management Holdings SARL, which is itself wholly owned by
Ameriprise International Holdings GmbH, which is itself wholly owned by
Ameriprise Financial, Inc.
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy N/A
holder will cease to hold:
12. Date on which proxy holder will N/A
cease to hold voting rights:
13. Additional information: The Shares referred to in section 9 of this form are held in portfolios and
funds managed on a discretionary basis by the entities set out in section 9.
Please note that the Shares are held through certain nominee companies.
14 Contact name: Susan Johnson-Brett
Company Secretary
15. Contact telephone name: 01865 393 200
OXFORD INSTRUMENTS PLC : - Holding(s) in Company
January 30, 2017 at 04:44 pm
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© PRNewswire - 2017
