Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme | OVER THE WIRE HOLDINGS LIMITED |
ACN/ARSN | ACN 151 872 730 |
1. Details of substantial holder (1) | |
only | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) |
Name | |
ACN/ARSN (if applicable) | 008 496 713 |
There was a change in the interests of the substantial holder on | 21-Dec-2021 |
The previous notice was given to the company on | 23-Dec-2021 |
The previous notice was dated | 23-Dec-2021 |
use | |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous Notice | Present Notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Common Stock | 3,982,644 | 6.68% | 4,908,834 | 8.24% |
3. Changes in relevant interests | ||||||||||||
Date of | Person whose | Nature of change (6) | Consideration given | Class and number of | Person's | |||||||
change | relevant interest | in relation to change | securities affected | votes affected | ||||||||
changed | (7) | |||||||||||
personal | See | |||||||||||
Annexure "A" | ||||||||||||
4. Present relevant interests | ||||||||||||
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | ||||||||||||
For | ||||||||||||
Holder of relevant | Registered holder of | Person entitled to | Nature of relevant | Class and number | Person's | |||||||
interest | securities | be registered as | interest (6) | of securities | votes | |||||||
holder (8) | ||||||||||||
Credit Suisse AG, | CS Third Nominees | Credit Suisse AG, | Holder of securities | 280,746 Common | 280,746 | |||||||
Dublin Branch | Pty Limited (ACN | Dublin Branch | subject to an | Stock | ||||||||
007 053 849) | obligation to return | |||||||||||
under a securities | ||||||||||||
lending agreement | ||||||||||||
Credit Suisse | CS Fourth | Credit Suisse | Voting rights and | 4,628,088 Common | 4,628,088 | |||||||
Equities (Australia) | Nominees Pty | Equities (Australia) | right to dispose | Stock | ||||||||
Limited (ACN 068 | Limited (ACN 069 | Limited | ||||||||||
232 708) | 126 432) |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
1
Name and ACN/ARSN (if applicable) | Nature of association | |
N/A | ||
6. Addresses | ||
only | ||
The addresses of persons named in this form are as follows: | ||
Name | Address | |
Credit Suisse AG, Dublin Branch | Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland | |
Credit Suisse Equities (Australia) Limited | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia | |
(ACN 068 232 708) | ||
Signature
For personaluse | print name | Winston Loke | capacity | Authorised Signatory |
sign here | date | 24-Dec-2021 | ||
2
Annexure "A"
only | |||||||
3. Changes in relevant interests | |||||||
Consideration given | Class and | ||||||
Date of | Person whose relevant interest | Nature of | number of | Person's votes | |||
in relation to change | |||||||
change | changed | change (6) | securities | affected | |||
(7) | |||||||
affected | |||||||
use | 17-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 1,444,298.12 AUD | 267,141 | 267,141 | |
Limited | market | Common Stock | |||||
20-Dec-21 | Credit Suisse Equities (Australia) | Disposed on | 158.32 AUD | -29 Common | -29 | ||
Limited | market | Stock | |||||
20-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 166.78 AUD | 31 Common | 31 | ||
Limited | market | Stock | |||||
personal | 20-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 27,974.10 AUD | 5,190 Common | 5,190 | |
Limited | market | Stock | |||||
20-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 1,089,388.40 AUD | 200,000 | 200,000 | ||
Limited | market | Common Stock | |||||
21-Dec-21 | Credit Suisse Equities (Australia) | Disposed on | 50,675.84 AUD | -9,429 Common | -9,429 | ||
Limited | market | Stock | |||||
21-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 82,030.37 AUD | 15,162 Common | 15,162 | ||
Limited | market | Stock | |||||
21-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 3,185,583.46 AUD | 590,000 | 590,000 | ||
Limited | market | Common Stock | |||||
For | 21-Dec-21 | Credit Suisse Equities (Australia) | Acquired on | 668.04 AUD | 124 Common | 124 | |
Limited | market | Stock | |||||
Stock returned | |||||||
20-Dec-21 | Credit Suisse AG, Dublin branch | under Master | Refer to Annexure B | -142,000 | -142,000 | ||
prime brokerage | of Notice | Common Stock | |||||
agreement | |||||||
3
This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"
Signature
onlyusepersonalFor | print name |
sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Winston Loke | capacity | Authorised Signatory |
date | 24-Dec-2021 | |
4
Annexure "B" | ||||
onlyusepersonalFor | This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder" | |||
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | ||||
Signature | ||||
print name | Winston Loke | capacity | Authorised Signatory | |
sign here | date | 24-Dec-2021 | ||
5
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Over the Wire Holdings Ltd. published this content on 24 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 24 December 2021 01:26:01 UTC.