Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
(d)
On February 1, 2021, Oblong, Inc., a Delaware corporation (the "Company"),
acting pursuant to authorization from its Board of Directors, determined to
voluntarily withdraw the listing of the Company's common stock, par value
$0.0001 per share (the "Common Stock"), from the NYSE American Stock Exchange
(the "NYSE American") and transfer such listing to The Nasdaq Capital Market
("Nasdaq"). The Company informed the NYSE American on February 1, 2021 of its
intent to transfer the listing of its Common Stock to Nasdaq. The Company
expects that listing and trading of its Common Stock on the NYSE American will
end at market close on February 11, 2021, and that trading will begin on Nasdaq
at market open on February 12, 2021.
The Common Stock has been approved for listing on Nasdaq, where it will continue
to trade under the ticker symbol "OBLG".
Item 7.01. Regulation FD Disclosure.
On February 1, 2021, the Company issued a press release announcing the transfer
of the listing of its Common Stock to Nasdaq. A copy of the press release is
furnished as Exhibit 99.1 to this Current Report on Form 8-K.
In accordance with General Instruction B.2 of Form 8-K, the information
furnished under Item 7.01 of this Current Report on Form 8-K, including Exhibit
99.1, is deemed to be "furnished" and shall not be deemed "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the
"Exchange Act"), or otherwise subject to the liabilities of that section, nor
shall such information and Exhibit be deemed incorporated by reference into any
filing under the Securities Act of 1933, as amended, or the Exchange Act.
Item 8.01. Other Events.

As previously disclosed, the terms of the Company's Series D and Series E Preferred Stock, par value $0.0001 per share (together, the "Series D and E Preferred Stock"), provide that such shares are automatically convertible into a number of shares of the Company's Common Stock equal to the accrued value of the preferred shares (initially $28.50), plus any accrued dividends thereon, divided by the conversion price (initially $2.85 per share, subject to specified adjustments) upon the completion of both (i) approval of such conversion by the Company's stockholders entitled to vote thereon (which occurred on December 19, 2019); and (ii) the receipt of all required authorizations and approval of a new listing application for the combined organization following the Company's October 2019 acquisition of Oblong Industries, Inc. from the NYSE American or any such other exchange upon which the Company's securities are then listed for trading. The Company has determined that this conversion condition will be completed in its entirety, and the Series D and E Preferred Stock will automatically convert to shares of Common Stock pursuant to their terms, effective upon the commencement of trading of the Common Stock on Nasdaq as described above.


  As of the date hereof, the Company has issued and outstanding 1,741,948 shares
of Series D Preferred Stock and 134,477 shares of Series E Preferred Stock,
convertible into 17,419,482 and 1,344,773 shares, respectively, of Common Stock
after taking into consideration all accrued and unpaid dividends. Following the
conversion of the Series D and E Preferred Stock, the Company expects to have
issued and outstanding an aggregate of 26,618,184 shares of Common Stock and no
shares of Preferred Stock.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.    Description
99.1             Press release of Oblong, Inc. dated February 1, 2021.

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