Item 1.01. Entry into a Material Definitive Agreement.
The information disclosed in Item 5.07 of this Current Report on Form 8-K is
incorporated by reference into this Item 1.01 to the extent required herein. As
approved by its stockholders at the special meeting (defined below), on
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
The information disclosed in Item 5.07 of this Current Report on Form 8-K is
incorporated by reference into this Item 5.03 to the extent required herein. As
approved by its stockholders at the special meeting, on
Item 5.07. Submission of Matters to a Vote of Security Holders.
On
The final results for each of the matters submitted to a vote of the Company's stockholders at the special meeting are as follows:
1. Charter Amendment Proposal
The stockholders approved the proposal to amend (the "Charter Amendment") the
Company's Charter by allowing the Company to extend (the "Extension") the date
by which it has to consummate a business combination (the "Combination Period")
for an additional three (3) months, from
FOR AGAINST ABSTAIN BROKER NON-VOTES 10,223,393 1,315,522 752,889 1,225,022 2. Trust Amendment Proposal
The stockholders approved the proposal to amend (the "Trust Amendment" and
together with the Charter Amendment, the "Extensions") the Trust Agreement,
allowing the Company to extend the Combination Period for an additional three
(3) months, from
FOR AGAINST ABSTAIN BROKER NON-VOTES 10,223,393 1,315,522 752,889 1,225,022 2 3. Director Proposal
The stockholders re-elected five directors to the Company's board of directors, with each such director to serve until the second annual meeting of stockholders following the special meeting or until his or her successor is elected and qualified. The voting results were as follows:
FOR WITHHELD BROKER NON-VOTES Jonas Grossman 9,936,371 2,355,433 1,225,022 Frances Heller 11,057,270 1,234,534 1,225,022 William McKeever 9,936,371 2,355,433 1,225,022 James R. Neal 10,982,771 1,309,033 1,225,022 Sandip Patel 11,057,270 1,234,534 1,225,022 4. Auditor Proposal
The stockholders ratified the selection by the Company's audit committee of
FOR AGAINST ABSTAIN BROKER NON-VOTES 12,201,308 1,034,534 280,984 - Item 8.01. Other Events.
In connection with the votes to approve the Extensions, the holders of 9,480,616
shares of common stock of the Company properly exercised their right to redeem
their shares for cash at a redemption price of approximately
Item 9.01. Financial Statements and Exhibits
(c) Exhibits: Exhibit No. Description 3.1 Certificate of Amendment to the Amended and Restated Certificate of Incorporation ofMonterey Bio Acquisition Corporation , datedSeptember 29, 2022 . 10.1 Amendment to the Investment Management Trust Agreement, datedSeptember 29, 2022 , by and betweenMonterey Bio Acquisition Corporation andContinental Stock Transfer & Trust Company . 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 3
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