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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer | Martin Currie Pacific Trust plc | ||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||
An acquisition or disposal of voting rights | yes | ||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||
An event changing the breakdown of voting rights | |||||||||||||
Other (please specify): | |||||||||||||
3. Full name of person(s) subject to the | 1607 Capital Partners, LLC | ||||||||||||
4. Full name of shareholder(s) |
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5. Date of the transaction and date on | January 9, 2014 | ||||||||||||
6. Date on which issuer notified: | January 10, 2014 | ||||||||||||
7. Threshold(s) that is/are crossed or | 14% | ||||||||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of
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Situation previous | Resulting situation after the triggering transaction | ||||||||||||||
Number |
Number |
Number |
Number of voting | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0005695126 | 5,823,169 | 5,823,169 | 5,923,169 | 14.02% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Exercise price | Expiration date |
Exercise/ | Number of voting rights instrument refers to | % of voting rights | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
Same as A | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease | ||
12. Date on which proxy holder will cease to hold | ||
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14. Contact name: | ||
15. Contact telephone number: | ||
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | 1607 Capital Partners, LLC |
Contact address (registered office for legal entities) | 4991 Lake Brook Dr., Suite 125 Glen Allen, VA, USA 23060 |
Phone number & email | 804-525-1744 bhuntley@1607capital.com |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | Bryan Huntley |
Contact address | Same as above |
Phone number & email | Same as above |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Chief Compliance Officer |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
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