For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31 December 2014
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Kaisa Group Holdings Ltd. Date Submitted 2 January 2015
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 1638 Description : Ordinary Shares
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month 50,000,000,000 HK$0.1 HK$5,000,000,000
Increase/(decrease)
Balance at close of the month 50,000,000,000 HK$0.1 HK$5,000,000,000
(2) Stock code : N/A Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : N/A Description : N/A
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : N/A Description : N/A
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (HK$) : 5,000,000,000
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares No of preference
No. of other classes of
(1) (2)
shares
shares
Balance at close of
Increase/ (decrease)
during the month 3,178,000 N/A N/A N/ABalance at close of the
month 5,135,427,910
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
1. Pre-IPO Share Option Scheme adopted by shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 0 0 0 0 (Note 1) 2. Share Option Scheme adopted By shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 3,178,000 0 0 3,178,000 (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 3,178,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) HK$5,287,000 | 0 |
1. Pre-IPO Share Option Scheme adopted by shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 0 0 0 0 (Note 1) 2. Share Option Scheme adopted By shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 3,178,000 0 0 3,178,000 (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 3,178,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) HK$5,287,000 | 0 |
1. Pre-IPO Share Option Scheme adopted by shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 0 0 0 0 (Note 1) 2. Share Option Scheme adopted By shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 3,178,000 0 0 3,178,000 (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 3,178,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) HK$5,287,000 | |
1. Pre-IPO Share Option Scheme adopted by shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 0 0 0 0 (Note 1) 2. Share Option Scheme adopted By shareholders on ( 22 /11/ 2009 ) Ordinary shares 0 3,178,000 0 0 3,178,000 (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 3,178,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) HK$5,287,000 |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at Currency of Nominal value Exercised Nominal value pursuant close of the Description of warrants nominal at close of during the at close of the thereto month (Date of expiry - dd/mm/yyyy) value preceding month month month |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month | |
1. RMB1,500,000,000 (approximately USD225 million) USD settled 8% Convertible Bonds due 2015 RMB 1,500,000,000 200,000 1,499,800,000 Nil Stock code (if listed) N/A (subject t Class of shares issuable (Note 1) Ordinary Shares HK$2.64 per share Subscription price (adjusted from HK$2.82 per share to HK$2.64 per share on 9 April 2014) due to Scrip Dividend AGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | 619,917,333 |
1. RMB1,500,000,000 (approximately USD225 million) USD settled 8% Convertible Bonds due 2015 RMB 1,500,000,000 200,000 1,499,800,000 Nil Stock code (if listed) N/A (subject t Class of shares issuable (Note 1) Ordinary Shares HK$2.64 per share Subscription price (adjusted from HK$2.82 per share to HK$2.64 per share on 9 April 2014) due to Scrip Dividend AGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | o adjustment) |
1. RMB1,500,000,000 (approximately USD225 million) USD settled 8% Convertible Bonds due 2015 RMB 1,500,000,000 200,000 1,499,800,000 Nil Stock code (if listed) N/A (subject t Class of shares issuable (Note 1) Ordinary Shares HK$2.64 per share Subscription price (adjusted from HK$2.82 per share to HK$2.64 per share on 9 April 2014) due to Scrip Dividend AGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. RMB1,500,000,000 (approximately USD225 million) USD settled 8% Convertible Bonds due 2015 RMB 1,500,000,000 200,000 1,499,800,000 Nil Stock code (if listed) N/A (subject t Class of shares issuable (Note 1) Ordinary Shares HK$2.64 per share Subscription price (adjusted from HK$2.82 per share to HK$2.64 per share on 9 April 2014) due to Scrip Dividend AGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. RMB1,500,000,000 (approximately USD225 million) USD settled 8% Convertible Bonds due 2015 RMB 1,500,000,000 200,000 1,499,800,000 Nil Stock code (if listed) N/A (subject t Class of shares issuable (Note 1) Ordinary Shares HK$2.64 per share Subscription price (adjusted from HK$2.82 per share to HK$2.64 per share on 9 April 2014) due to Scrip Dividend AGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Class and description
Currency of amount outstanding
Amount at close of preceding month
Converted during the month
Amount at close of the month
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | ||
1. 2. 3. | N/A | ||
1. 2. 3. | |||
1. 2. 3. | |||
1. 2. 3. | ( / / ) | ||
1. 2. 3. | shares (Note 1) | ||
1. 2. 3. | N/A | ||
1. 2. 3. | |||
1. 2. 3. | |||
1. 2. 3. | ( / / ) | ||
1. 2. 3. | shares (Note 1) | ||
1. 2. 3. | N/A | ||
1. 2. 3. | |||
1. 2. 3. | |||
1. 2. 3. | ( / / ) | ||
1. 2. 3. | shares (Note 1) | ||
1. 2. 3. | N/A | N/A N/A N/A | |
1. 2. 3. | Total D. (Ordinary shares) | N/A | N/A N/A N/A |
1. 2. 3. | (Preference shares) | N/A | N/A N/A N/A |
1. 2. 3. | (Other class) | N/A | N/A N/A N/A |
1. 2. 3. | (Other class) | N/A N/A N/A |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new shares No. of new of issuer issued shares of during the month issuer which pursuant thereto may be issued pursuant thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 1. Rights issue At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 1. Rights issue At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 2. Open offer At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 2. Open offer At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 3. Placing At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 3. Placing At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
For Main Board and GEM listed issuers
No. of new shares No. of new of issuer issued shares of during the month issuer which pursuant thereto may be issued pursuant thereto as at close of the Type of Issue month |
Class of shares issuable Ordinary (Note 1) 5. Scrip dividend At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable Ordinary (Note 1) 5. Scrip dividend At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 8. Consideration issue At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 8. Consideration issue At State Issue and allotment ( / / ) price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
For Main Board and GEM listed issuers
No. of new shares No. of new of issuer issued shares of during the month issuer which pursuant thereto may be issued pursuant thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 10. Other Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 10. Other Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 11. Other : Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 11. Other : Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | 9,008,000 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Sun Yuenan
Title:
Director (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
distributed by |