Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended
(dd/mm/yyyy) :
31/12/2018
To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedHSBC Holdings plc 7 January 2019
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code :
5
Description :
Ordinary SharesNo. of ordinary shares
Par value (State currency)
Authorised share capital (State currency)
Balance at close of preceding month
N/A (Remark 1)
N/A (Remark 1)
Increase/(decrease)
Balance at close of the month
N/A (Remark 1)N/A (Remark 1)
(2) Stock code :
N/A
Description :Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
No. of ordinary shares
Par value (State currency)
Authorised share capital (State currency)
2. Preference SharesStock code :
N/A
Description :
a) Non-cumulative Preference Shares
b) Non-cumulative Series A Sterling Preference ShareBalance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
No. of preference shares
N/A (Remark 1)
Par value (State currency)
Authorised share capital (State currency)
N/A (Remark 1)N/A (Remark 1)N/A (Remark 1)
Stock code :
N/A
Description :Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
No. of other
classes of
shares
Par value (State currency)
Total authorised share capital at the end of the month (State currency) :
Authorised share capital (State currency)
N/A (Remark 1)
II. Movements in Issued Share Capital
No. of ordinary shares
(1)
(2)
20,359,506,253
Balance at close of preceding month
(US$0.50) (Remark 2)N/A
Increase/ (decrease) during the month
1,335,243
(US$0.50)
N/A
20,360,841,496
Balance at close of the month
(US$0.50)
(Remark 2)
N/A
No of preference shares
a) 1,450,000 (US$0.01)
b) 1 (£0.01)
N/A
a) 1,450,000 (US$0.01)
b) 1 (£0.01)
No. of other classes of shares
N/A
N/AN/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
1. HSBC Holdings
Particulars of share option |
Movement during the month |
of issuer issued | shares of |
during the month | issuer which |
pursuant thereto | may be |
issued | |
pursuant | |
thereto as at | |
close of the | |
month | |
-- | -- |
931,777 | 57,065,513 |
-- | -- |
-- | -- |
Total A. (Ordinary shares) | 931,777 |
(Preference shares) | N/A |
(Other class) | N/A |
--
scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable
Executive Share Option Scheme
( / /
)
Ordinary shares
(Note 1)
2. HSBC Holdings
Savings-Related Share Option Plans
( / /
)
Ordinary shares
(Note 1)
3. HSBC Holdings
Group Share Option Plan
( / /
)
Ordinary shares
(Note 1)
4. HSBC Share Plan
( / /
)
Ordinary shares
(Note 1)
Total funds raised during the month from exercise of options (State currency)
GrantedExercisedCancelledLapsed
----
--
----931,777
--
------376,328
--£ 3,821,762.11
No. of new shares No. of new
--
--
--
Warrants to Issue Shares of the Issuer which are to be ListedDescription of warrants (Date of expiry - dd/mm/yyyy)
Currency of nominal valueNominal value at close of preceding month
during the at close of the
Exercised Nominal value pursuant
shares of | shares of |
issuer | issuer which |
issued | may be |
during the | issued |
month | pursuant |
thereto as at | |
close of the | |
month |
monthNo. of new No. of newtheretomonth
1.
N/A
( / / )
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
)
2.
N/A
( / / )
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
)
3.
N/A
( / / )
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
)
4.
N/A
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
)Total B.
(Ordinary shares) (Preference shares)
(Other class)
N/A N/A N/A
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)Class and description
1. EUR1,500,000,000 5.25% Perpetual Subordinated Contingent Convertible Securities (Remark 3)
Stock code (if listed) Class of shares issuable (Note 1) Conversion Subscription price EGM approval date (if applicable) (dd/mm/yyyy))
Ordinary Shares €3.37514 per Ordinary Share
2. US$2,250,000,000 6.375% Perpetual Subordinated Contingent Convertible
Securities (Remark 4) Stock code (if listed) Class of shares issuable (Note 1) Conversion Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
Ordinary Shares US$4.35578 per Ordinary Share
3. US$1,500,000,000 5.625%
Perpetual Subordinated Contingent Convertible
Securities (Remark 5) Stock code (if listed) Class of shares issuable (Note 1) Conversion Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
Ordinary Shares US$4.35578 per Ordinary Share
4. US$2,450,000,000 6.375%
Perpetual Subordinated Contingent Convertible
Securities (Remark 6) Stock code (if listed) Class of shares
issuable (Note 1) | Ordinary Shares |
Conversion | US$4.03488 per |
Subscription price | Ordinary Share |
EGM approval date | |
(if applicable) | |
(dd/mm/yyyy) | (N/A) |
Currency of amount outstanding
€
N/A
(N/A)US$ N/A
(N/A)US$ N/A
(N/A)US$ N/A
Amount atclose of preceding monthConverted during the month
1,500,000,000
2,250,000,000
--
--
1,500,000,000
2,450,000,000
----
1,500,000,000 --
Amount at close of the month
No. of new
No. of new
shares of
shares of issuer
issuer issued
which may be
during the
issued pursuant
month
thereto as at
pursuant
close of the
thereto
month
444,426,008
516,555,014
344,370,009
607,205,170
2,250,000,000 --
1,500,000,000 --
2,450,000,000 --
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HSBC Holdings plc published this content on 07 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 07 January 2019 09:23:02 UTC