Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | HAWTHORN RESOURCES LIMITED |
ABN | 44 009 157 439 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | KERR, Mark Gregory |
Date of last notice | 7 January 2021 (Appendix 3Y) |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part
"Refer Annexure "A"
Direct or indirect interest | Refer Annexure "A" |
Nature of indirect interest | Refer Annexure "A" |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | |
interest. | |
Date of change | Refer Annexure "A" |
No. of securities held prior to change | Refer Annexure "A" |
Class | Refer Annexure "A" |
Number acquired | Refer Annexure "A" |
Number disposed | Refer Annexure "A" |
Value/Consideration | Refer Annexure "A" |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
No. of securities held after change | Refer Annexure "A" |
Nature of change | Refer Annexure "A" |
Example: on-market trade, off-market trade, exercise of options, issue | |
of securities under dividend reinvestment plan, participation in buy- | |
back |
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Refer Annexure "A" |
Nature of interest | Refer Annexure "A" |
Name of registered holder | Refer Annexure "A" |
(if issued securities) | |
Date of change | 6 January 2021 |
No. and class of securities to which | Refer Annexure "A" |
interest related prior to change | |
Note: Details are only required for a contract in relation to which the | |
interest has changed | |
Interest acquired | Refer Annexure "A" |
Interest disposed | Not applicable |
Value/Consideration | Refer Annexure "A" |
Note: If consideration is non-cash, provide details and an estimated | |
valuation | |
Interest after change | Refer Annexure "A" |
Part 3 - +Closed period
Were the interests in the securities or contracts No detailed above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
hasx3y mk 12 01 2021
Appendix 3Y
Change of Director's Interest Notice
ANNEXURE "A" [of 2 pages] 12 January 2021
Schedule of Director's Interest
DIRECTOR: KERR, Mark Gregory
PRESENT | PREVIOUS | ||
APPENDIX 3Y | APPENDIX | ||
07 01 21 | 3Y | 12 01 21 | CHANGES |
ASX Code: HAW | ASX Code: HAW |
Director's interest in issued securities of Hawthorn Resources Limited held in name of:
Quoted Securities ‐ Ordinary Fully Paid Shares
1 | DIRECT | nil | nil | nil |
2 | INDIRECT | |||
(i) Mark Gregory and Linda Marie Kerr < Lindmark Staff S/F A/C> | 2,031,529 | 2,031,529 | nil | |
(ii) Mark Gregory and Linda Marie Kerr < Lindmark Staff Super Fund A/C> | 1,051,222 | 1,051,222 | nil | |
(iii) Lindmark Investments Pty Ltd | 783,164 | 783,164 | nil | |
(iv) Berkeley Consultants Pty Ltd | nil | nil | nil | |
(v) Paradyce Pty Ltd | 6,122,662 | 6,122,662 | nil | |
(vi) Mark Gregory Kerr | 2,156,148 | 1,865,511 | (290,637) | |
3 | TOTAL DIRECTOR'S INTEREST | |||
12,144,725 | 11,854,088 | (290,637) | ||
4 | Hawthorn Resources Limited - Number of Shares on Issue | 333,515,613 | 333,515,613 | nil |
5 | TOTAL DIRECTORS INTEREST IN SHARES AS A PERCENT | 3.641% | 3.554% | (0.087%) |
All holdings are recorded in the Register of Members with an address at:
Level 2, 90 William Street, Melbourne, Vic., 3000.
COMMENTS:
Mr Kerr has an interest in the above Hawthorn Resources Limited issued securities for the following reasons:
- DIRECT
Mr Kerr has no direct entitlement to the above noted securities of Hawthorn Resources Limited- INDIRECT
In Items 2 (i); (ii); (iii) and (vi) above Mr Kerr is a Trustee for the Staff Super Fund Accounts. In Item 2 (iv) and (v) above Mr Kerr is a director and shareholder of both Berkeley Consultants Pty Ltd- and Paradyce Pty Ltd (v). As such Mr Kerr has a relevant interest in those capacities in the above stated 11,854,088 fully paid ordinary shares.
Appendix 3Y
Change of Director's Interest Notice
MOVEMENTS IN ENTITLEMENTS
Quoted Securities ‐ Ordinary fully paid shares
2 | INDIRECT | |||||||
(i) Mark Gregory and Linda Marie Kerr | ||||||||
Balance, per Appendix 3Y, 7 January 2021 | 2,031,529 | |||||||
Movement - No Change | ||||||||
Balance, per Appendix 3Y, 12 January 2021 | 2,031,529 | |||||||
(ii) Mark Gregory and Linda Marie Kerr < Lindmark Staff Super Fund A/C> | ||||||||
Balance, per Appendix 3Y, 7 January 2021 | 1,051,222 | |||||||
Movement - No Change | ||||||||
Balance, per Appendix 3Y, 12 January 2021 | 1,051,222 | |||||||
(iii) Lindmark Investments Pty Ltd | ||||||||
Balance, per Appendix 3Y, 7 January 2021 | 783,164 | |||||||
Movement - No Change | ||||||||
Balance, per Appendix 3Y, 12 January 2021 | 783,164 | |||||||
(iv) Berkeley Consultants Pty Ltd | ||||||||
Balance, per Appendix 3Y, 7 January 2021 | nil | |||||||
Movement - No Change | ||||||||
Balance, per Appendix 3Y, 12 January 2021 | nil | |||||||
(v) Paradyce Pty Ltd | ||||||||
Balance, per Appendix 3Y, 7 January 2021 | 6,122,662 | |||||||
Movement - No Change | ||||||||
Balance, per Appendix 3Y, 12 January 2021 | 6,122,662 | |||||||
(vi) Mark Gregory Kerr | ||||||||
Balance, per Appendix 3Y, 7 January 2021 | 2,156,148 | |||||||
Movements - Sales | (265,000) | |||||||
07.01.2021 on-market at $0.110283/ share. | ||||||||
08.01.2021 on-market at $0.115/share. | (25,637) | |||||||
Balance, per Appendix 3Y, 12 January 2021. | 1,865,511 |
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Hawthorn Resources Limited published this content on 13 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 January 2021 22:29:01 UTC