Vortiv : Notification regarding unquoted securities - VOR

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

	Announcement Summary
only	Entity name
VORTIV LIMITED
		Date of this announcement
		Tuesday February 01, 2022
		The +securities the subject of this notification are:
		Other
use	Total number of +securities to be issued/transferred
ASX +security
		code	Security description
		New class - code	Underwriter Options
		to be confirmed
personalFor	Refer to next page for full details of the announcement

Total number of +securities to be

issued/transferred Issue date

10,000,000 01/03/2022

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

VORTIV LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	057335672
1.3	ASX issuer code
VOR

1. The announcement is New announcement
2. Date of this announcement

1/2/2022

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are: Other

Please specify

As per ASX Appendix 3B lodged on 20 Dec 2021 at 11:09am.

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	New +securities
ASX +security code			+Security description
	New class - code to be confirmed			Underwriter Options
	+Security type			ISIN code
	Options
use	Date the +securities the subject of this notification were issued
1/3/2022
	Will all the +securities issued in this class rank equally in all respects from their issue date?
personal	Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	https://www.asx.com.au/asxpdf/20211217/pdf/45497cwyg23w5w.pdf
	Refer Schedule 3.
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 0.04500000	17/1/2025
	Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
	company option
For	Other
Description
	One fully paid ordinary share for each option exercised.
	Any other information the entity wishes to provide about the +securities the subject of this notification
	Note that these options are being issued from within the Company's existing LR 7.1 Placement capacity.
	The issue will then be ratified by shareholders - subject to approval of resolution 5 at the EGM on 2 Feb 2022.

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

All 10,000,000 underwriter options will be issued to Lazarus Corporate Finance Pty Ltd.

Options are to be unquoted.

only
	Issue details
		Number of +securities
		10,000,000
use	Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
		Underwriting services delivered as part of the Entitlement Offer.
		Purpose of the issue
		To pay for services rendered
personalFor	Additional Details
Options issued in accordance with the lead manager mandate (refer Schedule 4 of NOM of 17 Dec 2021).

Notification of Issue, Conversion or Payment up of Unquoted

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