FORM 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Excelsior Capital Limited
Level 29,
2 Chifley Square
Sydney NSW 2000
ABN: 98 050 542 553
To: Australian Securities Exchange Limited
1. Details of substantial shareholder
Name: | London City Equities Limited (ABN 59 003 200 664) and its |
related parties and bodies corporate together ("London City Equities Ltd") | |
give notice of a change in its relevant interests. |
There were changes in the interests of the substantial holder as set out below.
The previous notice was given to the company on 30 October 2020
The previous notice was dated 30 October 2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or
or scheme are as follows:
Class of Securities | Previous Notice | Present Notice | ||
Ordinary Shares - London City | Person's votes | Voting Power | Person's votes | Voting Power |
Equities Limited | 679,959 | 2.35% | 950,503 | 3.28% |
Ordinary Shares - London City | ||||
Equities Limited and | 2,074,602 | 7.16% | 2,379,526 | 8.21% |
relevant interests | ||||
3. Change in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of | Class and | Person's |
Change | relevant interest | Change | Number of | Votes |
changed | Securities | |||
Refer to | Refer to | Refer to | Refer to | See below. |
Schedule 1 | Schedule 1 | Schedule 1 | Schedule 1 | Schedule 1 |
- Various | ||||
Market | ||||
Transactions |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securites after the changes are as follows:
Holder of | Registered | Person | Class and | Person's |
relevant | holder of | entitled to be | Number of | Votes |
interest | securities | registered | Securities | |
as holder | ||||
London | London City | London City | ||
City | Equities | Equities | 950,503 | 950,503 |
Equities | Limited | Limited | ||
Limited | ||||
Imperial | Imperial | Imperial | ||
Pacific | Pacific Ltd | Pacific Ltd | 301,777 | 301,777 |
Limited | [ABN 65 000 144 561] | |||
and | Imperial | |||
Associates | Pacific Fund | Imperial | ||
Managers | Pacific Ltd | 257,720 | 257,720 | |
Pty Limited | ||||
[ACN 008 561 153] | ||||
Peter EJ | Peter EJ | Peter EJ | 611,736 | 611,736 |
Murray | Murray | Murray | ||
Peter EJ | Capel Court | Capel Court | 257,790 | 257,790 |
Murray | Corporation | Corporation | ||
Superann. | Pty Ltd | Pty Ltd | ||
Fund | [ACN 000 590 572] | (Trustee -PEJ | ||
Murray Super) | ||||
2,379,526 | 2,379,526 |
Note: Imperial Pacific Limited holds 31.1% of the equity capital of London City Equities Ltd and PEJ Murray interests hold 39.0% of the equity capital of Imperial Pacific Limited.
5. Change in associationNot Applicable
6. Names and Addresses
Name: | Address |
London City Equities Limited | Level 2, 111 Harrington Street, The Rocks NSW 2000 |
Imperial Pacific Limited | Level 2, 111 Harrington Street, The Rocks NSW 2000 |
Mr Peter EJ Murray | 5 / 1 The Esplanade, Mosman NSW 2088 |
Capel Court Corporation Pty Ltd | Level 2, 111 Harrington Street, The Rocks NSW 2000 |
Signed by: |
PEJ Murray | 12 April 2021 | |
(Signature) | (Director) | (Date) |
Schedule 1 | |||||
Schedule 1 to Form 604 | |||||
Holder of | Registered | Nature of | Class and | Consideration | |
Relevant | Holder | Change | Number of | ||
Interest | of Securities | Securities | |||
London | London City | Market | |||
City | Equities | Purchases & | |||
Equities | Limited | (Sales) | |||
Limited | 05-Feb-21 | 68,555 | $ | 101,703 | |
08-Feb-21 | 76,600 | $ | 113,992 | ||
10-Feb-21 | 4,974 | $ | 7,402 | ||
16-Feb-21 | 8,631 | $ | 12,872 | ||
22-Feb-21 | 7,784 | $ | 11,584 | ||
24-Feb-21 | 28,000 | $ | 41,912 | ||
04-Mar-21 | 7,111 | $ | 10,546 | ||
12-Mar-21 | 4,940 | $ | 7,252 | ||
15-Mar-21 | 2,000 | $ | 2,936 | ||
16-Mar-21 | 2,500 | $ | 3,670 | ||
18-Mar-21 | 27,200 | $ | 39,998 | ||
19-Mar-21 | 10,698 | $ | 15,705 | ||
29-Mar-21 | 1 | $ | 1 | ||
31-Mar-21 | 5,550 | $ | 8,148 | ||
08-Apr-21 | 16,000 | $ | 23,636 | ||
Peter EJ | Peter EJ Murray | 17-Dec-20 | 7,850 | $ | 11,756 |
Murray | 07-Jan-21 | 5,720 | $ | 8,514 | |
18-Jan-21 | 500 | $ | 740 | ||
22-Jan-21 | 245 | $ | 355 | ||
25-Jan-21 | 10,620 | $ | 15,743 | ||
04-Feb-21 | 2,300 | $ | 3,335 | ||
Imperial Pacific | 26-Nov-20 | 7,145 | $ | 11,035 | |
Fund Managers | |||||
Pty Limited | |||||
Legal Note - | A further possible | Check - 1 | 304,924 | ||
purchase of 49,337 is subject to | Plus | 2,074,602 | |||
dispute. | 2,379,526 | ||||
Check - 2 | 2,379,526 | ||||
Difference | - | ||||
Total Issued Cap | 28,994,469 |
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Disclaimer
Excelsior Capital Limited published this content on 12 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 April 2021 07:02:03 UTC.