Appendix 3Y
Change of Director's Interest Notice
23 Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entityEnergy Resources of Australia Ltd
ABN | 71 008 550 865 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Paul ARNOLD |
Date of last notice | 7 January 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Indirect interest in Rio Tinto Limited ordinary |
(including registered holder) | shares ("RT Shares") acquired under myShare, |
Note: Provide details of the circumstances giving rise to the relevant | the Rio Tinto Limited Global Employee Share |
interest. | Plan ("myShare"), held by Computershare |
Trustees (Jersey) Limited on behalf of Mr Arnold, | |
and a conditional right to additional matching RT | |
Shares ("Matching RT Share Rights") | |
Date of change | 17 January 2020 |
No. of securities held prior to change | 1,241 RT Shares |
217 Matching RT Share Rights | |
Class | RT Shares and Matching RT Share Rights |
Number acquired | 39 RT Shares |
13 Matching RT Share Rights | |
Number disposed | 22 Matching RT Share Rights |
Value/Consideration | Purchase of 13 RT Shares at $105.14 per share |
Note: If consideration is non-cash, provide details and estimated valuation | and grant of 13 Matching RT Share Rights under |
the terms of myShare. | |
No. of securities held after change | 1,280 RT Shares |
208 Matching RT Share Rights | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
Appendix 3Y | |||||||
Change of Director's Interest Notice | |||||||
Nature of change | ∙ Purchase of 13 RT Shares and grant of 13 | ||||||
Example: on-market trade, off-market trade, exercise of options, issue of | Matching RT Share Rights under the terms of | ||||||
securities under dividend reinvestment plan, participation in buy-back | |||||||
myShare | |||||||
∙ Vesting of the following Matching RT Share | |||||||
Rights under the terms of myShare at no cost: | |||||||
- 22 Matching RT Share Rights | |||||||
- 4 | Matching | RT | Share | Rights | |||
representing the value of dividends that | |||||||
would have been paid since grant on the | |||||||
Matching RT Share Rights |
- In accordance with the rules of myShare, upon vesting Mr Arnold may receive additional RT Shares in lieu of dividends that would have been paid to him in the period from grant on the base number of RT Shares, the subject of the Rights that vest.
Direct or indirect interest | Indirect |
Nature of indirect interest | RT Shares held by Computershare Company |
(including registered holder) | Nominees Limited (as nominee for the Vested |
Note: Provide details of the circumstances giving rise to the relevant | Share Account on behalf of Paul Arnold) |
interest. | |
Date of change | N/A |
No. of securities held prior to change | 2,691 RT Shares |
Class | RT Shares |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration | N/A |
Note: If consideration is non-cash, provide details and estimated valuation | |
No. of securities held after change | 2,691 RT Shares |
Nature of change | N/A |
Example: on-market trade, off-market trade, exercise of options, issue of | |
securities under dividend reinvestment plan, participation in buy-back | |
Direct or indirect interest | Direct |
Nature of indirect interest | N/A |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | |
interest. | |
Date of change | N/A |
No. of securities held prior to change | 10,591 rights ("Rights")* to be granted RT |
Shares under the Rio Tinto 2018 Equity Incentive | |
Program ("EIP"), being: | |
∙ 4,838 Rights as Performance Share Awards | |
("PSAs"); | |
∙4,479 Rights as Management Share Awards | |
("MSAs"); and | |
∙1,274 Rights as Bonus Deferral Awards | |
("BDAs"). | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2
Appendix 3Y | ||||
Change of Director's Interest Notice | ||||
Class | PSAs, MSAs and BDAs under the EIP. | |||
Number acquired | N/A | |||
Number disposed | N/A | |||
Value/Consideration | N/A | |||
Note: If consideration is non-cash, provide details and estimated valuation | ||||
No. of securities held after change | 10,591 Rights, being: | |||
∙ | 4,838 PSAs; | |||
∙ | 4,479 MSAs; and | |||
∙ | 1,274 BDAs. | |||
Nature of change | N/A | |||
Example: on-market trade, off-market trade, exercise of options, issue of | ||||
securities under dividend reinvestment plan, participation in buy-back | ||||
- In accordance with the rules of the EIP, upon vesting Mr Arnold may receive additional RT Shares in lieu of dividends that would have been paid to him in the period from grant on the base number of RT Shares, the subject of the Rights that vest.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder | N/A |
(if issued securities) | |
Date of change | N/A |
No. and class of securities to which interest | N/A |
related prior to change | |
Note: Details are only required for a contract in relation to which the | |
interest has changed | |
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration | N/A |
Note: If consideration is non-cash, provide details and an estimated | |
valuation | |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts | N/A |
detailed above traded during a +closed period | |
where prior written clearance was required? | |
If so, was prior written clearance provided to | N/A |
allow the trade to proceed during this period? | |
If prior written clearance was provided, on what | N/A |
date was this provided? |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3
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Energy Resources of Australia Limited published this content on 28 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 January 2020 08:19:06 UTC