RNS Number : 0680U

Dunedin Smaller Cos Inv Tst PLC

12 January 2017

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Dunedin Smaller Companies Investment Trust PLC

2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

An event changing the breakdown of voting rights

No

Other (please specify):

No

3. Full name of person(s) subject to the
notification obligation:

Derbyshire County Council as administering authority of Derbyshire Pension Fund

4. Full name of shareholder(s) (if different from 3.):

Harewood Nominees Limited

5. Date of the transaction and date on
which the threshold is crossed or
reached:

11 January 2017

6. Date on which issuer notified:

12 January 2017

7. Threshold(s) that is/are crossed or
reached:

From over 6% to below 6%

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares

if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

Ordinary 5p/ GB00B1GCL258

3,319,000

3,319,000

2,819,000

5.9

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

2,819,000

5.9%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:

13. Additional information:

14. Contact name:

GORDON HAY SMITH

15. Contact telephone number:

+0131 528 4287

This information is provided by RNS

The company news service from the London Stock Exchange

ENDHOLUUOVRBNAAAAR

Dunedin Smaller Companies Investment Trust plc published this content on 12 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 12 January 2017 15:45:05 UTC.

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