Easton Investments : Change in substantial holding from HUB

603

page 1/3

15 July 2001

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

ToCompany Name/Scheme	Easton Investments Limited
ACN/ARSN	111 695 357

1. Details of substantial holder (1)

Name	HUB24 Limited ACN 124 891 685 (HUB24) and each of the entities listed in Annexure A (each a Group Entity, and
together Group Entities)
ACN/ARSN (if applicable)	As above or set out in Annexure A

There was a change in the interests of the substantial holder on

The previous notice was given to the company on

The previous notice was dated

2. Previous and present voting power

04 / 01 / 2021

22 /12 / 2020

22 / 12 / 2020

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)		Previous notice		Present notice
Person's votes	Voting power (5)	Person's votes		Voting
						power (5)
					17.93%	(based
Fully Paid Ordinary shares	3,411,206	9.95% (based on 34,279,471 ordinary	6,744,539		on	37,612,804
shares on issue)		ordinary	shares
					on issue)

3. Change in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of	Person whose	Nature of	Consideration	Class and	Person's
number of
relevant interest	given in relation	votes
change	change (6)	securities
changed	to change (7)	affected
		affected
		Relevant interest
		under section
		608(1)(a) of the
		Corporations Act 2001
		(Cth) pursuant to a
		share sale agreement
4 January 2021	HUB24 Limited	dated 20 December	The sale of all of the shares in Paragem Pty	3,333,333 fully paid	3,333,333
2020 between HUB24	Limited to Easton Accounting & Tax Pty	ordinary shares
		Limited, Easton	Limited
		Investments Limited
		ACN 111 695 357 and
		Easton Accounting &
		Tax Pty Limited ACN
		167 184 081 as
		announced to ASX on
		22 December 2020

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4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered	Person entitled	Nature of	Class and	Person's
relevant	holder of	to be registered	relevant	number of
votes
interest	securities	as holder (8)	interest (6)	securities
	John Gregory Hayes		Relevant interest under section 608(1)(c)
		and section 608(8) of the Corporations Act
	ACN 098 682 556 Pty		2001 (Cth) pursuant to a pre-bid
	Ltd ACN 098 682 556		acceptance agreement dated 20	1,977,902 fully paid
HUB24 Limited		unknown	December 2020 between HUB24 and	1,977,902
Marsel Holdings Pty	ordinary shares
	Ltd ACN 002 005 101		John Gregory Hayes, ACN 098 682 556
		Pty Ltd ACN 098 682 556 and Marsel
	as trustee for Hayes
		Holdings Pty Ltd ACN 002 005 101 as
	Super Fund
		trustee for Hayes Super Fund
			Relevant interest under section 608(1)(c)
	Carl Frank Scarcella		and section 608(8) of the Corporations Act
		2001 (Cth) pursuant to a pre-bid
	and Roslyn Elizabeth
		acceptance agreement dated 20	66,667 fully paid
HUB24 Limited	Scarcella as trustees	unknown	66,667
December 2020 between HUB24 and Carl	ordinary shares
	for TCB
		Frank Scarcella and Roslyn Elizabeth
	Superannuation Fund
		Scarcella as trustees for TCB
			Superannuation Fund
			Relevant interest under section 608(1)(c)
	Grahame Evans		and section 608(8) of the Corporations Act
	Grahame David Evans		2001 (Cth) pursuant to a pre-bid
		acceptance agreement dated 20	333,304 fully paid
HUB24 Limited	and Catherine Jane	unknown	December 2020 between HUB24 and	333,304
ordinary shares
	Evans as trustees for		Grahame Evans and Grahame David
	Evans Family		Evans and Catherine Jane Evans as
	Superannuation Fund		trustees for Evans Family Superannuation
			Fund
			Relevant interest under section 608(1)(c)
	Kevin White and		and section 608(8) of the Corporations Act
		2001 (Cth) pursuant to a pre-bid
	Margaret White as		1,033,333 fully paid
HUB24 Limited	unknown	acceptance agreement dated 20	1,033,333
trustees for White	ordinary shares
	Family Super Fund		December 2020 between HUB24 and
		Kevin White and Margaret White as
			trustees for White Family Super Fund
HUB24 Limited	HUB24 Limited	HUB24 Limited	Registered holder of securities	3,333,333 fully paid	3,333,333
ordinary shares

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15 July 2001

5. Associates

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in

relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
HUB24 Limited and each of the Group	Each entity is an associate of HUB24 and each other entity pursuant to section 12(2)
Entities	of the Corporations Act 2001 (Cth)

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
HUB24 Limited	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Each entity listed in Annexure A	Level 2, 7 Macquarie Pl Sydney, NSW 2000

Signature

print name	Kitrina Shanahan	capacity	Secretary, HUB24
Limited
sign here		date	4 January 2021

DIRECTIONS

1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
2. See the definition of "associate" in section 9 of the Corporations Act 2001.
3. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
4. The voting shares of a company constitute one class unless divided into separate classes.
5. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
6. Include details of:
7. 1. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
   2. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

1. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
2. If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'".

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ANNEXURE A

This is "Annexure A" of 1 page referred to in Form 604 - Notice of change of interests of substantial holder signed by me and dated 4 January 2021.

Print Name:	Kitrina Shanahan
Capacity:	Secretary
	HUB24 Limited ACN 124 891 685

Name	Interest Held	Address
HUB24 Custodial Services Limited (formerly ANZIEX Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Share Ownership Trust	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Management Services Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Administration Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Services Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Firstfunds Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUBConnect Pty Ltd (formerly ConnectHUB Pty Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Marketsplus Australia Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Paragem Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Agility Applications Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 International Nominees Pty Ltd (formerly ANZIEX Nominees Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Nominees Pty Ltd (formerly Kardinia Nominees Pty Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
AT Pty Ltd*	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Investorfirst Securities Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Researchfirst Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Captain Starlight Nominees Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Findlay & Co Stockbrokers Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HTH Nominees Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000

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