Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
Costar Technologies, Inc.
101 Wrangler Drive, Suite 201, Coppell, TX 75019
469-635-6800
www.costartechologies.com
Quarterly Report
For the Period Ending: September 30, 2021
(the "Reporting Period")
As of September 30, 2021, the number of shares outstanding of our Common Stock was:
1,652,431
As of June 30, 2021, the number of shares outstanding of our Common Stock was:
1,652,431
As of December 31, 2020,the number of shares outstanding of our Common Stock was:
1,629,098
Indicate by check mark whether the company is a shell company (as defined in Rule 405 of the Securities Act of 1933 and Rule 12b-2 of the Exchange Act of 1934):
Yes: ☐ | No: ☒ |
Indicate by check mark whether the company's shell status has changed since the previous reporting period:
Yes: ☐ | No: ☒ |
Indicate by check mark whether a Change in Control1 of the company has occurred over this reporting period:
Yes: ☐ | No: ☒ |
- Name and address(es) of the issuer and its predecessors (if any)
In answering this item, provide the current name of the issuer any names used by predecessor entities, along with the dates of the name changes.
Costar Technologies, Inc.
Delaware - February 20, 1997 (under the name Fairmarket, Inc.)
Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors since inception:
N/A
List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months:
N/A
The address(es) of the issuer's principal executive office:
101 Wrangler Drive, Suite 201, Coppell, TX 75019
The address(es) of the issuer's principal place of business:
Check box if principal executive office and principal place of business are the same address: ☒
Has the issuer or any of its predecessors been in bankruptcy, receivership, or any similar proceeding in the past five years?
Yes: ☐ | No: ☒ |
If this issuer or any of its predecessors have been the subject of such proceedings, please provide additional details in the space below:
N/A
2) | Security Information | |||
Trading symbol: | CSTI | |||
Exact title and class of securities outstanding: | Common Stock | |||
CUSIP: | 22161J206 | |||
Par or stated value: | $0.01 | |||
Total shares authorized: | 10,000,000 | as of date: September 30, 2021 | ||
Total shares outstanding: | 1,652,431 | as of date: September 30, 2021 | ||
All additional class(es) of publicly traded securities (if any): | ||||
Trading symbol: | CSTI | |||
Exact title and class of securities outstanding: | Preferred Stock | |||
CUSIP: | 22161J206 | |||
Par or stated value: | $0.01 | |||
Total shares authorized: | 10,000,000 | as of date: September 30, 2021 | ||
Total shares outstanding: | 0 | as of date: September 30, 2021 | ||
Transfer Agent | ||||
Name: | Computershare (Michael Dromgoole) | |||
Phone: | 303-262-0672 | |||
Email: | Michael.Dromgoole@comutershare.com | |||
Address: 6200 S. Quebec St., Greenwood Village, CO 80111 | ||||
Is the Transfer Agent registered under the Exchange Act?2 Yes: ☒ | No: ☐ |
- Issuance History
A. Changes to the Number of Outstanding Shares
Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods: ☐
Shares Outstanding as of Second Most Recent | |
Fiscal Year End: | *Right-click the rows below and select "Insert" to add rows as needed. |
Opening Balance |
Date 12/31/2018 | Common: 1,551,316 | |||||||||
Preferred: 0 | ||||||||||
Date of | Transaction | Number of | Class of | Value of | Were the | Individual/ Entity | Reason for share | Restricted or | Exemption | |
Transaction | type (e.g. new | Shares | Securities | shares | shares | Shares were | issuance (e.g. for | Unrestricted | or | |
issuance, | Issued (or | issued | issued at | issued to | cash or debt | as of this | Registration | |||
cancellation, | cancelled) | ($/per | a discount | (entities must | conversion) | filing. | Type. | |||
shares | share) at | to market | have individual | -OR- | ||||||
returned to | Issuance | price at | with voting / | Nature of | ||||||
treasury) | the time | investment | Services | |||||||
of | control | Provided | ||||||||
issuance? | disclosed). | |||||||||
(Yes/No) | ||||||||||
1/4/2019 | New | 8,000 | Commo | $8.00 | No | James | Stock Option | Unrestrict | Registrati | |
issuance | n | Pritchett | ed | on | ||||||
1/23/2019 | New | 6,000 | Commo | $9.65 | No | Rory Cowan | Stock Option | Unrestrict | Registrati | |
issuance | n | ed | on | |||||||
6/4/2019 | New | 5,000 | Commo | $6.50 | No | Greg | Stock Option | Unrestrict | Registrati | |
issuance | n | Hradsky | ed | on | ||||||
6/20/2019 | New | 23,000 | Commo | $8.25 | No | Scott Switzer | Stock | Restricte | Registrati | |
issuance | n | (7,000) | Awards | d | on | |||||
Mathiew | ||||||||||
Bais (2,000) | ||||||||||
Mike Rose | ||||||||||
(1,000) | ||||||||||
Doug Means | ||||||||||
(3,000) | ||||||||||
Devin | ||||||||||
Benjamin | ||||||||||
(2,000) | ||||||||||
Moshe Luski | ||||||||||
(2,000) | ||||||||||
Sarah Ryder | ||||||||||
(3,000) | ||||||||||
Shane | ||||||||||
Compton | ||||||||||
(3,000) | ||||||||||
7/26/2019 | New | 7,000 | Commo | $9.09 | No | James | Stock | Restricte | Registrati | |
issuance | n | Prtichett | Awards | d | on | |||||
12/31/2019 | Forfeiture | (15,750) | Commo | $10.89 | No | James | Stock | Unrestrict | Registrati | |
n | Pritchett | Awards | ed | on | ||||||
(5,250) | ||||||||||
Scott Switzer | |||||||||
(3,000) | |||||||||
Mathiew | |||||||||
Bais (1,200) | |||||||||
Mike Rose | |||||||||
(600) | |||||||||
Doug Means | |||||||||
(1,800) | |||||||||
Devin | |||||||||
Benjamin | |||||||||
(1,200) | |||||||||
Moshe Luski | |||||||||
(1,200) | |||||||||
Sarah Ryder | |||||||||
(1,500) | |||||||||
3/18/2020 | New | 8,000 | Commo | $6.20 | No | James | Stock Option | Unrestrict | Registrati |
issuance | n | Pritchett | ed | on | |||||
4/15/2020 | Forfeiture | (3,500) | Commo | $6.00 | No | James | Stock | Restricte | Registrati |
n | Pritchett | Awards | d | on | |||||
4/17/2020 | Forfeiture | (1,500) | Commo | $5.50 | No | Doug Means | Stock | Restricte | Registrati |
n | Awards | d | on | ||||||
4/30/2020 | New | 8,194 | Commo | $5.80 | No | Alan Howe | Stock | Unrestrict | Registrati |
issuance | n | (1,294) | Awards | ed | on | ||||
Greg | |||||||||
Hradsky | |||||||||
(518) | |||||||||
Jared | |||||||||
Landaw | |||||||||
(1,294) | |||||||||
Jeff Wald | |||||||||
(1,294) | |||||||||
Rory Cowan | |||||||||
(1,897) | |||||||||
Sally | |||||||||
Washlow | |||||||||
(1,897) | |||||||||
6/10/2020 | New | 7,000 | Commo | $9.01 | No | Mathiew | Stock Option | Unrestrict | Registrati |
issuance | n | Bais | ed | on | |||||
6/15/2020 | Forfeiture | (1,000) | Commo | $8.65 | No | Mathiew | Stock | Restricte | Registrati |
n | Bais | Awards | d | on | |||||
7/20/2020 | New | 1,088 | Commo | $8.05 | No | Jeff Wald | Stock | Unrestrict | Registrati |
issuance | n | (311) | Awards | ed | on | ||||
Rory Cowan | |||||||||
(466) | |||||||||
Sally | |||||||||
Washlow | |||||||||
(311) | |||||||||
10/29/2020 | New | 33,000 | Commo | $5.40 | No | Scott Switzer | Stock | Restricte | Registrati |
issuance | n | (12,000) | Awards | d | on | ||||
Mike Rose | |||||||||
(1,000) | |||||||||
Devin | |||||||||
Benjamin | |||||||||
(2,000) | |||||||||
Moshe Luski | |||||||||
(2,000) | |||||||||
Sarah Ryder | |||||||||
(8,000) | |||||||||
Shane | |||||||||
Compton | |||||||||
(8,000) | |||||||||
12/31/2020 | Forfeiture | (6,750) | Commo | $8.25 | No | Scott Switzer | Stock | Unrestrict | Registrati |
n | (2,625) | Awards | ed | on | |||||
Mike Rose | |||||||||
(375) | |||||||||
Devin | |||||||||
Benjamin | |||||||||
(750) | |||||||||
Moshe Luski | |||||||||
(750) | |||||||||
Sarah Ryder | |||||||||
(1,125) | |||||||||
Shane | |||||||||
Compton | |||||||||
(1,125) | |||||||||
2/8/2021 | New | 23,333 | Commo | $4.90 | No | James | Stock Option | Unrestrict | Registrati |
issuance | n | Pritchett | ed | on | |||||
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original document
- Permalink
Disclaimer
Costar Technologies Inc. published this content on 16 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 November 2021 05:15:06 UTC.