List of securities which fulfilled the market surveillance criteria Level 1 : Cash Balance Security Symbol Start date End date AIRA FACTORING PUBLIC COMPANY LIMITED AF 24-January-2022 04-March-2022 CHIANGMAI RIMDOI PUBLIC COMPANY LIMITED CRD 24-January-2022 04-March-2022 GLOBAL CONSUMER PUBLIC COMPANY LIMITED GLOCON 24-January-2022 04-March-2022 TRITON HOLDING PUBLIC COMPANY LIMITED TRITN 24-January-2022 04-March-2022 EUREKA DESIGN PUBLIC COMPANY LIMITED UREKA 24-January-2022 04-March-2022 Warrant of EUREKA DESIGN PUBLIC COMPANY LIMITED No. 2 UREKA-W2 24-January-2022 04-March-2022 WAVE ENTERTAINMENT PUBLIC COMPANY LIMITED WAVE 24-January-2022 04-March-2022 Warrant of WAVE ENTERTAINMENT PUBLIC COMPANY LIMITED No. 2 WAVE-W2 24-January-2022 04-March-2022 Extended Period CHO THAVEE PUBLIC COMPANY LIMITED CHO 24-January-2022 11-February-2022 SAAM DEVELOPMENT PUBLIC COMPANY LIMITED SAAM 24-January-2022 11-February-2022 Warrant of SAAM DEVELOPMENT PUBLIC COMPANY LIMITED No. 1 SAAM-W1 24-January-2022 11-February-2022 Warrant of SAAM DEVELOPMENT PUBLIC COMPANY LIMITED No. 2 SAAM-W2 24-January-2022 11-February-2022 Level 2 : Excluded from credit limit and Cash Balance Security Symbol Start date End date - - - - Extended Period - - - - Level 3 : Prohibit Net settlement, Excluded from credit limit and Cash Balance Security Symbol Start date End date - - - - Extended Period - - - - Remark: When a common stock has triggered the Market Surveillance measures, securities of a listed company and securities with common stock as underlying assets (excluding DW) are also subject to the same measures which are as follows: 1. Cash balance means each member must ensure that its customers pay the full amount in cash prior to trading. 2. Excluded from credit limit means the member must not use the security as collateral in the calculation of the customer's credit line in all types of account. 3. Prohibit Net Settlement means the member must not offset the trading value of buy amount and sell amount of a certain security on a given day. (The amount received from sale of the particular security will be credited back on the following day.) Please note that the main factors used as criteria for the restricted securities above are the turnover ratio, the trading value and the price not corresponding with the fundamental factors such as P/E ratio, etc. ____________________________________________________________________
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Cho Thavee pcl published this content on 21 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 21 January 2022 11:11:37 UTC.