For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) : 31/07/2011To : Hong Kong Exchanges and Clearing Limited
Name of Issuer China Metal Recycling (Holdings) Limited Date Submitted 04/08/2011 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 00773 Description : Ordinary Shares No. of ordinary shares Par value (State currency) Authorised share capital(State currency)
Balance at close of preceding month 10,000,000,000 HK$0.0001 HK$1,000,000.00
Increase/(decrease) Nil Nil
Balance at close of the month 10,000,000,000 HK$0.0001 HK$1,000,000.00
(2) Stock code : N/A Description : N/A
No. of ordinary shares Par value (State currency) Authorised share capital(State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease) N/A N/A
Balance at close of the month N/A N/A N/A
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2. Preference Shares
For Main Board and GEM listed issuers
Stock code : N/A Description : N/A
No. of preference shares Par value (State currency) Authorised share capital(State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease) N/A N/A
Balance at close of the month N/A N/A N/A
3. Other Classes of Shares
Stock code : N/A Description : N/A No. of other classes of shares Par value (State currency) Authorised share capital(State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease) N/A N/A
Balance at close of the month N/A N/A N/A
Total authorised share capital at the end of the month (State currency): HK$1,000,000.00
(773) Page 2 of 11
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
Balance at close of
No. of ordinary shares (1) (2) No of preference shares No. of other classes of sharespreceding month 1,139,469,225 N/A N/A N/A
Increase/ (decrease)
during the month 563,250 N/A N/A N/A
Balance at close of the
month 1,140,032,475 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during the issuer which may be including EGM month pursuant thereto issued pursuant thereto as approval date at close of the month (dd/mm/yyyy) and Movement during the month class of shares issuable Granted Exercised Cancelled Lapsed | |
1. Pre-IPO share option scheme Exercise Price: HK$5.18 (22/05/2009) Ordinary shares Nil 520,650 Nil Nil 520,650 (Note 1) 2. Post-IPO share option scheme Exercise Price: HK$8.74 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. Post-IPO share option scheme Exercise Price: HK$6.784 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 4. Post-IPO share option scheme Exercise Price: HK$7.802 (22/05/2009) Ordinary shares Nil 42,600 Nil Nil 42,600 (Note 1) | 18,104,910 |
1. Pre-IPO share option scheme Exercise Price: HK$5.18 (22/05/2009) Ordinary shares Nil 520,650 Nil Nil 520,650 (Note 1) 2. Post-IPO share option scheme Exercise Price: HK$8.74 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. Post-IPO share option scheme Exercise Price: HK$6.784 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 4. Post-IPO share option scheme Exercise Price: HK$7.802 (22/05/2009) Ordinary shares Nil 42,600 Nil Nil 42,600 (Note 1) | 5,339,806 |
1. Pre-IPO share option scheme Exercise Price: HK$5.18 (22/05/2009) Ordinary shares Nil 520,650 Nil Nil 520,650 (Note 1) 2. Post-IPO share option scheme Exercise Price: HK$8.74 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. Post-IPO share option scheme Exercise Price: HK$6.784 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 4. Post-IPO share option scheme Exercise Price: HK$7.802 (22/05/2009) Ordinary shares Nil 42,600 Nil Nil 42,600 (Note 1) | 828,317 |
1. Pre-IPO share option scheme Exercise Price: HK$5.18 (22/05/2009) Ordinary shares Nil 520,650 Nil Nil 520,650 (Note 1) 2. Post-IPO share option scheme Exercise Price: HK$8.74 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. Post-IPO share option scheme Exercise Price: HK$6.784 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 4. Post-IPO share option scheme Exercise Price: HK$7.802 (22/05/2009) Ordinary shares Nil 42,600 Nil Nil 42,600 (Note 1) | 2,649,019 |
1. Pre-IPO share option scheme Exercise Price: HK$5.18 (22/05/2009) Ordinary shares Nil 520,650 Nil Nil 520,650 (Note 1) 2. Post-IPO share option scheme Exercise Price: HK$8.74 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. Post-IPO share option scheme Exercise Price: HK$6.784 (22/05/2009) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 4. Post-IPO share option scheme Exercise Price: HK$7.802 (22/05/2009) Ordinary shares Nil 42,600 Nil Nil 42,600 (Note 1) |
(773) Page 3 of 11
For Main Board and GEM listed issuers
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares
Movement during the month
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
issuable Granted Exercised Cancelled Lapsed
5. Post-IPO share option scheme Exercise Price: HK$9.00 (22/05/2009)
Ordinary shares Nil Nil Nil Nil Nil 833,333
(Note 1)
Total funds raised during the month from exercise of options (State currency)
Total A. (Ordinary shares) 563,250 (Preference shares) N/A
(Other class) N/A HK$3,029,332.20
(773) Page 4 of 11
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
(773) Page 5 of 11
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
(773) Page 6 of 11
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | |
1. 2. 3. | N/A | |
1. 2. 3. | ||
1. 2. 3. | ||
1. 2. 3. | ( / / ) | |
1. 2. 3. | shares (Note 1) | |
1. 2. 3. | N/A | |
1. 2. 3. | ||
1. 2. 3. | ||
1. 2. 3. | ( / / ) | |
1. 2. 3. | shares (Note 1) | |
1. 2. 3. | N/A | |
1. 2. 3. | ||
1. 2. 3. | ||
1. 2. 3. | ( / / ) | |
1. 2. 3. | shares (Note 1) | |
1. 2. 3. | Nil | |
1. 2. 3. | Total D. (Ordinary shares) | Nil |
1. 2. 3. | (Preference shares) | N/A |
1. 2. 3. | (Other class) | N/A |
1. 2. 3. | (Other class) |
(773) Page 7 of 11
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new No. of new shares of shares of issuer issued issuer during the which may month be issued pursuant pursuant thereto thereto as at close of Type of Issue the month | |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) N/A | N/A |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) N/A | |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
(773) Page 8 of 11
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer during the which may month be issued pursuant pursuant thereto thereto as at close of Type of Issue the month | |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 8. Consideration State Issue and allotment ( / / ) issue At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 8. Consideration State Issue and allotment ( / / ) issue At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
(773) Page 9 of 11
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer during the which may month be issued pursuant pursuant thereto thereto as at close of Type of Issue the month | |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Total E. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | 563,250 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | are Capital”).) |
(773) Page 10 of 11
For Main Board and GEM listed issuers
Remarks (if any):
N/A
Submitted by: Tricor Investor Services Limited
Title: Hong Kong Branch Share Registrar (Director, Secretary or other duly authorised officer)Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
(773) Page 11 of 11