BSE : Order in the matter of Niveshicon Investment Advisor.

NOTICES

Notice No.		20230131-48		Notice Date		31 Jan 2023
Category		Compliance		Segment		General
Subject		Order in the matter of Niveshicon Investment Advisor.
Attachments		Order in the matter of Veerendra Gupta Proprietor of Niveshicon Investment Advisor.pdf ;
Content

To<_o3a_p>

<_o3a_p>

All Trading Members of the Exchanges<_o3a_p>

<_o3a_p>

Sub: Order in the matter of Niveshicon Investment Advisor.<_o3a_p>

<_o3a_p>

SEBI vide its order no. QJA/GG/WRO/WRO/23356/2022-23 dated January 31, 2023, has inter-alia issued following directions:<_o3a_p>

<_o3a_p>

• The Noticee is restrained from accessing the securities market, directly or indirectly and is prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of six months from the date of this order.<_o3a_p>

<_o3a_p>

<_o3a_p>

This Order is effective from the date of the order.<_o3a_p>

<_o3a_p>

A copy of the said Order is attached herewith and available on the SEBI websitewww.sebi.gov.in.<_o3a_p>

<_o3a_p>

Trading members are advised to take note of the same and ensure compliance.<_o3a_p>

<_o3a_p>

<_o3a_p>

Jeevan Noronha Vinayak Bhalavi<_o3a_p>

Regulatory Correspondence Regulatory Correspondence <_o3a_p>

<_o3a_p>

Date: January 31, 2023<_o3a_p>