Released: 06/01/2012
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient | ||
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree | COLFAX CORPORATION | |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken: | 5 January 2012 | |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 267,973 | 0.61% | 509,084 | 1.17% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 308,047 | 0.70% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 44,445 | 0.10% | 44,445 | 0.10% | |||||||
TOTAL: | |||||||||||
620,465 | 1.42% | 553,529 | 1.27% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 74 | 28.7121 USD | ||||
ORD | Purchase | 100 | 28.0300 USD | ||||
ORD | Purchase | 100 | 28.2000 USD | ||||
ORD | Purchase | 100 | 28.6400 USD | ||||
ORD | Purchase | 100 | 28.6900 USD | ||||
ORD | Purchase | 100 | 28.7700 USD | ||||
ORD | Purchase | 100 | 28.8200 USD | ||||
ORD | Purchase | 100 | 28.8300 USD | ||||
ORD | Purchase | 100 | 28.8400 USD | ||||
ORD | Purchase | 200 | 28.5900 USD | ||||
ORD | Purchase | 200 | 28.7400 USD | ||||
ORD | Purchase | 200 | 28.7750 USD | ||||
ORD | Purchase | 200 | 28.7950 USD | ||||
ORD | Purchase | 300 | 28.3466 USD | ||||
ORD | Purchase | 300 | 28.4900 USD | ||||
ORD | Purchase | 300 | 28.6233 USD | ||||
ORD | Purchase | 300 | 28.7266 USD | ||||
ORD | Purchase | 300 | 28.7800 USD | ||||
ORD | Purchase | 306 | 28.6500 USD | ||||
ORD | Purchase | 332 | 28.3600 USD | ||||
ORD | Purchase | 400 | 28.7050 USD | ||||
ORD | Purchase | 400 | 28.7600 USD | ||||
ORD | Purchase | 433 | 28.6731 USD | ||||
ORD | Purchase | 500 | 28.6040 USD | ||||
ORD | Purchase | 542 | 28.7201 USD | ||||
ORD | Purchase | 800 | 28.0503 USD | ||||
ORD | Purchase | 800 | 28.5644 USD | ||||
ORD | Purchase | 800 | 28.8320 USD | ||||
ORD | Purchase | 900 | 28.2800 USD | ||||
ORD | Purchase | 1,200 | 28.5125 USD | ||||
ORD | Purchase | 1,400 | 28.7382 USD | ||||
ORD | Purchase | 3,225 | 28.6869 USD | ||||
ORD | Purchase | 3,400 | 28.6305 USD | ||||
ORD | Purchase | 4,900 | 28.0742 USD | ||||
ORD | Purchase | 11,027 | 28.7069 USD | ||||
ORD | Purchase | 11,515 | 28.3446 USD | ||||
ORD | Purchase | 15,699 | 28.4754 USD | ||||
ORD | Purchase | 79,096 | TRANSFER | ||||
ORD | Sale | 100 | 28.0300 USD | ||||
ORD | Sale | 100 | 28.2000 USD | ||||
ORD | Sale | 100 | 28.6900 USD | ||||
ORD | Sale | 200 | 28.5900 USD | ||||
ORD | Sale | 300 | 28.0600 USD | ||||
ORD | Sale | 300 | 28.1180 USD | ||||
ORD | Sale | 300 | 28.3466 USD | ||||
ORD | Sale | 300 | 28.6233 USD | ||||
ORD | Sale | 332 | 28.3600 USD | ||||
ORD | Sale | 600 | 28.3650 USD | ||||
ORD | Sale | 600 | 28.8150 USD | ||||
ORD | Sale | 650 | 28.0623 USD | ||||
ORD | Sale | 700 | 28.0454 USD | ||||
ORD | Sale | 800 | 28.0503 USD | ||||
ORD | Sale | 800 | 28.5643 USD | ||||
ORD | Sale | 800 | 28.8320 USD | ||||
ORD | Sale | 900 | 28.2800 USD | ||||
ORD | Sale | 1,300 | 28.3646 USD | ||||
ORD | Sale | 1,400 | 28.7382 USD | ||||
ORD | Sale | 2,437 | 28.3954 USD | ||||
ORD | Sale | 2,950 | 28.0806 USD | ||||
ORD | Sale | 3,778 | 28.4145 USD | ||||
ORD | Sale | 4,300 | 28.6181 USD | ||||
ORD | Sale | 4,600 | 28.2956 USD | ||||
ORD | Sale | 4,900 | 28.0742 USD | ||||
ORD | Sale | 9,415 | 28.7121 USD | ||||
ORD | Sale | 15,795 | 28.4719 USD |
(b) Derivatives transactions (other than options)
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Purchasing | 44,444 | 12.63 USD | Europe | 6 Jan 2012 00:00:00 | TRANSFER | |||||||||
ORD | Selling | 44,444 | 15.79 USD | Europe | 6 Jan 2012 00:00:00 | TRANSFER |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 6 Jan 2012 | |
Contact name: | Geoff Smith | |
Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | Barclays PLC. | ||
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | COLFAX CORPORATION |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | -44,445 | 12.6300 | European | 6 Jan 2012 | |||||||
ORD | Call Options | Purchased | 44,445 | 15.7900 | European | 6 Jan 2012 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2012
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