Situation: Associated Capital Group appointed Peter D. Goldstein as the Chief Legal Officer and David M. Goldman as General Counsel and Director of Corporate Development of Associated Capital Group, effective April 16, 2021. Peter Goldstein rejoined affiliate GAMCO Investors, Inc. in July 2020 as General Counsel of Gabelli Funds and has been appointed General Counsel of GAMCO. Peter had most recently been the General Counsel and Chief Compliance Officer at Buckingham Capital Management since December 2011 after a seven-year stint as the Director of Regulatory Affairs at GAMCO. David Goldman joined GAMCO Investors in January 2011 and is currently the General Counsel and Chief Compliance Officer of GAMCO Asset Management Inc.