Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme ASCl'A'''N-''-O''--L'=l'M°'I-T-c.cE=D'---------------- ACN/ARSN 123 652 862 -
Details of substantial holder
Name UBS Group AG and its related bodies corporate ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on 6 October 2015 The previous notice was given to the company on 1 October 2015
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voling interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous Notice
Present Notice
Person's Votes
Voting Power (5)
Person's Votes
Voting Power (5)
Ordinary
50,572,405
5.18%
61,023,888
6.26%
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of Change (6)
Consideration given in relation to change (7)
Class and Number of securities affected
Person's votes affected
Please see Appendix 8.
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes | |
UBS AG | Various Custodians | UBS AG | Fund Manager with power to exercise control over voting shares | 271,016 Ordinary | 271,016 | |
UBS Fund Management (Luxembourg) SA | Various Custodians | UBS Fund Management (Luxembourg) SA | Fund Manager with power to exercise control over voting shares | 2,344,643 Ordinary | 2,344,643 |
UBS Fund Various UBS Fund Fund Manager with power to 1,358,776 1,358,776 Management Custodians Management exercise control over voting Ordinary
(Switzerland) AG (Switzerland) AG shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 51,784 51,784 Management Custodians Management exercise control over voting Ordinary
(Americas) Inc (Americas) Inc shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 24,276,230 24,276,230 Management Custodians Management exercise control over voting Ordinary
(Australia) Ltd (Australia) Ltd shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 102,799 102,799 Management Custodians Management exercise control over voting Ordinary
(Deutschland) GmbH (Deutschland) GmbH shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 732,179 732, 179 Management (Hong Custodians Management (Hong exercise control over voting Ordinary
Kong) Ltd Kong) Ltd shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 151,974 151,974 Management Life Custodians Management Life exercise control over voting Ordinary
Limited Limited shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 12,443 12,443 Management Custodians Management exercise control over voting Ordinary
(Singapore) Ltd (Singapore) Ltd shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 27,150 27,150 Management Trust Custodians Management Trust exercise control over voting Ordinary
Company Company shares
UBS Global Asset Various UBS Global Asset Fund Manager with power to 4,199,973 4,199,973 Management (UK) Custodians Management (UK) exercise control over voting Ordinary
Limited Limited shares
UBS AG, London Various UBS AG, London Beneficial owner 347,561 347,561 Branch Custodians Branch Ordinary
UBS Limited Various UBS Limited Beneficial owner 2222
Custodians Ordinary
UBS Securities Brispot UBS Securities Beneficial owner 19,373,130 19,373,130 Australia Ltd Nominees Pty Australia Ltd Ordinary
Ltd
N/A UBS Securities Beneficial owner 317,000 317,000 Australia Ltd Options
UBS Switzerland AG Various UBS Switzerland AG Broker with power to 78,314 78,314 Custodians exercise discretion over Ordinary
accountUBS Wealth UBS Wealth UBS Wealth Broker with power to 1,836,345 1,836,345 Management Management Management exercise discretion over Ordinary
Australia Ltd Australia Australia Ltd account
Nominees Ply Ltd
UBS AG, Australia UBS Nominees UBS AG, Australia Prime Broker that has 5,542,549 5,542,549 Branch Pty Ltd Branch exercised its borrowing right Ordinary
in respect of shares pursuant
to a Prime Broking Agreement (see Appendix A)
-
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable)
Nature of association
N/A
N/A
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ |
Print Name: Pepe Chan
Sign Here:
Capacity: Authorised signatory
Date: 9 October 2015
Print Name: Weixiao Qin Capacity: Authorised signatory
Sign Here:
Contact details for this notice: Weixiao Qin
Compliance Operations
(T) +65 6495 8217
Date: 9 October 2015
Appendi x A
Holder l,f.;i1evJ ti11mr11 1>··· ''': | Ufil:,..t(Au; lta !! .c•)i·• :..•.·.· | ||
Type of agreement | Prime Brokerage Agreement | ||
Parties to agreement |
| ||
Transfer date | Please refer to Appendix A-1. | ||
Holder of voting rights | UBS AG | ||
Are there any restrictions on voting rights? | Please refer to the details below. | ||
If yes, detail | Since all right and title in the securities passes to the transferee (i.e. UBS AG), the transferee has the right to vote. However, in certain circumstances, the transferee may seek to arrange for instructions to be exercised in accordance with the instructions of the transferor (i.e. Client). | ||
Scheduled return date (if any) | None, subject to the terms of the relevant loan. | ||
Does the borrower have the right to return early? | Yes. | ||
If yes, detail | The borrower (i.e. UBS AG) has the right to return at its discretion. | ||
Does the lender have the right to recall early? | Yes. | ||
If yes, detail | The lender (i.e. Client) can recall at its request subject to compliance with margin requirements and the terms of the relevant Joan. | ||
Will the securities be returned on settlement? | Yes. | ||
If yes, detail any exceptions | None. |
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
Prime Brokerage Agreement - UBS AG, Australia BranchCranwell Pty Limited | (i) 25 February 2015 (i) 25 February 2015 (i) 25 February 2015 (i) 25 February 2015
(viii) 10 July 2015
(xiii) 10 September 2015 (xiv) 25 September 2015
(viii) 9 September 2015 (ix) 10 September 2015 |
CJH Holdings Pty Limited as trustee for GJH Family Trust | |
Caroline Jane Howard | |
James William Vicars | |
Bennelong Funds Management Pty Ltd as trustee of Bennelong Long Short Equity Fund | |
Atrium Investment Management Ply Ltd in its capacity as trustee of the scheme Atrium Benn L-S Fund |
Regal Funds Management Pty Limited as trustee and manager of Tasman Market | (i) | 10 April 2015 |
Neutral Fund | (ii) | 22 July 2015 |
(iii) | 24 July 2015 | |
(iv) | 27 July 2015 | |
(v) | 30 July 2015 | |
(vi) | 4 August 2015 | |
(vii) | 13 August 2015 | |
(viii) | 20 August 2015 | |
(ix) | 28 August 2015 | |
(x) | 3 September 2015 | |
(xi) | 8 September 2015 | |
(xii) | 10 September 2015 | |
(xiii) | 22 September 2015 | |
(xiv) | 6 October 2015 | |
Regal Funds Management pty Limited as trustee of the Regal Asian Quant Fund | (i) | 22 September 2015 |
Arcadia Comm Spec Fund 9 | (i) | 6 October 2015 |
Regal Funds Management Pty Limited as manager and trustee for Regal Australian Long Short Equity Fund | (i) (ii) |
|
Regal Funds Management Pty Limited as trustee for Regal Australian Long Short Geared Equity Fund | (i) | 2 September 2015 |
Signature Capital Nominees Pty Ltd as trustee for the Signature Quantitative Fund | (i) | 6 October 2015 |
- - ---
AIO - Appendix | |||||
Date of change | Person whosa n,i.v..nt interest changed | Nature of Change | Considnrat.ion gil.Mn in relation to change | Number of securities | c• |
30-Sep- 15 | UBS AG, Austral iii Brar>eh | Stock returned | WA | (36,067) | Ordinary |
30-Sep-15 | UBS AG, Australia Brar1eh | Stock returned | NIA | (13,433) | Ordinary |
30-Sep-15 | UBS AG, Au.tr aIra Brarich | Stock returned | NIA | (6,564) | Ordinary |
30-Sep- 15 | UBS Global Asset Mananement | Se1 | 2,092 | , | Ordinary |
30-Sep-15 | UBS Global Asset Mananement | Be1 | 6,260 | 7'5 | Ordinary |
30-Sep-15 | UBS Global Asset Management | Be1 | 664 | 79 | Ordinary |
30-Sep-15 | UBS Global Asset Mariagement | SeU | 2,360 | (281) | OrdITTary |
30-Sep- 1 S | UBS Global Asset Management | Bw | 198,862 | 23,667 | Ordinary |
30-Sep-1 S | UBS Switzerland AG | Collateral received | NIA | 2,041,460 | Ordinary |
30-Sep-1 S | UBS Securities Australi.l Ltd | Bey | 842,816 | 100,924 | Ordinary |
30-Sep- 15 | UBS Securities Australia Ltd | Sell | 928,425 | (111,477) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Sell | 136,440 | (16,328) | Ordinary |
30·Sep· 15 | UBS Securities Australia Ltd | Be, | 175,533 | 21,117 | Ordinary |
30-Sep-15 | UBS Secur1t1es Australia Ltd | Sell | 2,922,360 | (350,000) | Ordinary |
30·Sep· 15 | UBS Securities Australia Ltd | s,,i | 1,988 | (241) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Be, | 1,175,216 | 140,925 | Ordinarv |
30-Sep-15 | UBS Securities Australia Ltd | Sey | 58,742 | 7,043 | Ordinarv |
30-Sep- l5 | UBS Securities Australia Ltd | Sell | 673,711 | (80,902) | Ordinary |
30-Sep-lS | UBS Securitjes Australia Ltd | SeU | 1,037,040 | (124,411) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | SeU | 238,336 | (28,416) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Sell | 270,413 | (32,477) | Ordinary |
30-Sep-15 | UBS Securities Australia ltd | Sell | 168,749 | (20,298) | Ordinary |
30-Sep-15 | UBS Securities Australia ltd | Sell | 846,166 | (101,594) | Ordinary |
30-Sep-1 5 | UBS Securities Australia Ltd | Bw | 512,432 | 61,273 | Ordinary |
30-Sep-15 | UBS Serurities Australia Ltd | s,,i | 648,859 | (77.690) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Sey | 572,790 | 68,731 | Ordinarv |
30-Sep-15 | UBS Securities Australia Ltd | Bey | 112,560 | 13,400 | Ordinarv |
30·Sep-15 | UBS Securities Australia Ltd | Be, | 44,103 | 5,334 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Be, | 18,484 | 2,206 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Sell | 1,654,520 | (200,000) Ord,narv | |
30-Sep-15 | UBS Securities Australia Ltd | Bw | 529,073 | 63,287 1 Ordinary | |
30-Sep-15 | UBS AG, London Branch | Sell | 59,766 | (7,115) Ordinary | |
30-Sep- 15 | UBS Wealth Management Australia Ltd | Transfer-Out | WA | (4,575) | Ordinary |
30-Sep- 15 | UBS Wealth Mana=ment Australia ltd | Transfer-Out | WA | (826) | Ordinary |
30-Sep- 15 | UBS Wealth Management Australia Ltd | Transfer-Out | WA | (2,064) | Ordinary |
30-Sep-15 | UBS Wealth Management Australia Ltd | Transfer-Out | NIA | (888) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bw | 832,500 | 100,000 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Be, | 1,043,750 | 125,000 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bey | 209.125 | 25,000 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Sell | 14,608 | (1,739) | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bw | 260,803 | 31,048 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bey | 152,300 | 18,131 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bey | 32,676 | 3,890 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bw | 29,854 | 3,554 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bey | 1,226 | 1'6 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Bey | 2,360 | 281 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Be, | 23,236,470 | 2.781,485 | Ordinary |
30-Sep-15 | UBS Securities Australia Ltd | Be, | B | 1 | Ordinary |
01-0ct-15 | UBS AG, Australia Branch | Stock returned | NIA | (15,000) | Ordinary |
01-0ct-15 | UBS Global Asset Management | Sell | 1,069 | (126) | Ordinarv |
01-0ct-15 | UBS Global Asset Management | Sell | 2,275 | (268) | Ordinary |
01-0ct-15 | UBS Global Asset Management | Sell | 671 | (79) | Ordinary |
01-0ct-15 | UBS Global Asset Management | 1,401,533 | (165,489) | Ordinary | |
01-0ct-15 | UBS Switzer[and AG | Collateral received | NIA | S2 | Ordinary |
01-0ct-15 | UBS Switzerland AG | Collateral returned | WA | (2,04 1,460) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | S,U | 7,167,918 | (845,772) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Bw | 116,290 | 13,671 | Ordrnary |
01·0d·15 | UBS Securities Australia Ltd | 185,398 | 21,863 | Ord1narv | |
01·0ct-15 | UBS Securities Australia Ltd | Sell | 119,037 | (14,025) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Bw | 1,098,597 | 129,579 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Sell | 859,369 | (101,567) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | s,,i | 209, 177 | (24,712) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | s,,i | 567,110 | (66,922) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Be, | 386,479 | 45,577 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Be• | 632,070 | 74,570 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Sell | 514,225 | (60,682) | Ordinary |
01-0ct-15 | UBS Securitjes Australia Ltd | Bey | B0,914 | 9,544 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Sell | 636,945 | (75,000) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Sell | 629,813 | (75,000) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | s,,i | 212,058 | (25,000) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Bey | 50 | 6 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | 1,008 | (119) | Ordinary | |
01-0ct-15 | UBS Securities Australfil Ltd | Be, | 4,237,500 | 500,000 | Ordinarv |
01·0ct-15 | UBS Securities Australia Ltd | s,,i | 356 | (42) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | s,,i | 7,776 | (917) | Ordinary |
Ol-Oct-15 | UBS Securities Austr,ili,i Ltd | Bey | 2,930,418 | 345,772 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Sell | 17.332 | {2,039) | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Be, | 8,781 | 1,033 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Be, | 189,202 | 22,259 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Be, | 62,322 | 7,332 | Ord1narv |
01-0ct-15 | UBS Serunties Australia Ltd | Sey | 6,987 | 822 | Ordinary |
01-0ct- 15 | UBS Securities Australia Ltd | Be, | 15,836 | 1,863 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | se, | 73,423 | 8,638 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Be, | 91,843 | 10,805 | Ordjnary |
01-0ct-15 | UBS Securities Australia Ltd | Be, | 9,265 | 1,090 | Ordina• |
01-0ct-15 | UBS Securities Australia Ltd | Sey | 6,936 | 816 | Ordinary |
01-0ct-15 | UBS Secu,jties Australia Ltd | Be1 | 20,307 | 2,389 | Ordinary |
01-0ct-15 | UBS Securities Australia Ltd | Bey | 9,890,191 | 1,169,081 | Ordinary |
02-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (20,000) | Ordinaru |
02-0ct-1S | UBS AG, Australia Branch | Stock returned | NIA | (1,861) | Ordinarv |
02-0ct-15 | UBS Global Asset Mananement | Bey | 1,417 | 167 | Ordinary |
02-0ct-15 | UBS Global Asset Management | Be• | 15,226 | '.795 | Ordinary |
02-0ct-15 | UBS Secur1t1es Australia Ltd | Be, | 410,967 | 48,510 | Ordinar' |
02.oc1-1s | UBS Securities Australia Ltd | Sell | 341,265 | (40,301) | Ordinary |
02-0ct· lS | UBS Securities Australia Ltd | Sell | 40,715 | (4,805) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Sey | 376,295 | 44.472 | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 334,325 | (39,467) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | s,,i | 251,450 | (29,678) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Bey | 285,858 | 33,755 | Ordinan.i |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 633,395 | (74,736) | Ordinary |
02-0ct-15 | UBS Securrties Australia Ltd | Be, | 617,523 | 72,932 | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Be, | 36,397 | 4,282 | Ordinary |
02-0ct-15 | UBS Weafth Management Australia Ltd | Transfer-Out | SIA | (1,649) | Ordinary |
02-0ct-15 | UBS Wealth Management Australia Ltd | Transfer-Out | NIA | (19,144) | Ord1nar' |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 9,158 | (1,080) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 139,182 | (16,413) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 119 | (14) | Ordinan, |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 6,962 | (821) | Ordinan, |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 5,478 | (646) | Ordinaru |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 45,970 | (5,42.1) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Sell | 224,423 | (26,'65} | Ordinar' |
02-0ct-15 | UBS Securities Australia Ltd | s,,i | 24,668 | (2,909) | Ordinary |
02-0ct-15 | UBS Securities Australia Ltd | Be, | 4,743,521 | 559,833 | Ordinary |
05-0ct-15 | UBS Switzerland AG | Collateral received | WA | 3,239,360 | Ordinary |
05-0ct-15 | UBS Swzerland AG | Collateral returned | WA | {16) | Ordinary |
05-0ct-15 | UBS Switzerland AG | Collateral returned | NIA | (16) | Ordinary |
05-0ct-15 | UBS Switzerland AG | Collateral returned | NIA | (1, 108,544) | Ordinary |
05-0ct-15 | UBS Securities Australia ltd | s,,i | 42,475 | (5,000) | Ordinary |
05-0ct-15 | UBS Serurities Australia Ltd | Sell | 40,169 | (4.728) | Ordinary |
05-0ct-15 | UBS Secunties Australia Ltd | Sey | 445,072 | 52,214 1 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Be, | 165,079 | 19,422 1 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Sell | 55,606 | (6,S38) | Ordinarv |
05-0ct-15 | UBS Securities Australia Ltd | Be, | 7,567 | 888 1 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Sell | 399,099 | (46,864) | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Be, | 598,320 | 70,379 I | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Sell | 444,377 | {52,279) | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Sell | 359,267 | (42,223) | Ordinary |
05-0ct-15 | UBS Serurities Australia Ltd | Bey | 250,923 | 29,512 I | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 523,836 | 61,585 1 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Sell | 539,321 | {63,410) | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Sell | 119,935 | (14,100) | Ordinary |
05-0ct-15 | UBS Wealth Management Australia Ltd | s,,i | 14,900 | (l,755) | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Be, | 518 | 61 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 731 | 86 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Be, | 3,0 | 40 | Ordinary |
''
''
'''
05-0ct-15 | UBS Securities Australia Ltd | Bey |
05-0ct-15 | UBS Securities Australia Ltd | Bey |
05-0ct-15 | UBS Securities Australia Ltd | Bey |
05-0ct-15 | UBS Securities Australia Ltd | Bey |
2,7'78'
2,024'
05-0ct-15 UBS Securities Australia Ltd 8w 3,683
6' | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 316,644 | 36,995 | Ordinary |
m | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 440,011 | 51,532 | Ordinary |
SS | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sell | 105,347 | (12,339) | Ordinary |
238 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 578,771 | 67,748 | Ordinary |
'' Ordinary
06,0ct-15 UBS Securities Australia ltd Sell 468,282 (S4,834) Ordinary 06-0ct-15 UBS Securities Australia Ltd Sell
05-0ct-15 UBS Securities Australia Ltd Be, 2,024 2,S Ordinary
214,285
(25,000)
Ordinary
05-0ct-15 UBS Securities Australia Ltd Bw 323 38 Ordinary
05-0ct-15 UBS Securities Australia Ltd Bey 323 38 Ordinary
06-0ct-15 UBS Securities Australia Ltd Sell 539,281 (63,287) Ord1nar'
05-0ct-15 UBS Securities Australia Ltd Bw 3,0 '° 05-0ct-15 UBS Securities Australia Ltd se, 3,0 '° | Ordinary OrdITTary | 06-0ct-15 06-0ct-15 | UBS Wealth Management Australia Ltd UBS Wealth Management Australia Ltd | Transfer-Out Transfer-Out | NIA WA | (2,904) (4,971) | Ordinary Ordinary | ||||
05-0ct-15 | UBS Securities Australia Ltd | Sey | 332 | 39 | Ordinary | 06-0ct-15 | USS Wealth Management Australia Ltd | Sell | 55,832 | (6,553) | Ordinarv |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 2,®' | 2'3 | Ordinary | 06-0ct-15 | UBS Wealth Management Australia Ltd | Sell | 47.448 | (5,569) | Ordinary |
05-0ct-15 | UBS SeOJrities Australia Ltd | 8ey | 62' | 7' | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sell | 4,674 | (546) | Ordinary |
05-0ct-15 UBS SeOJrities Australia Ltd 8e, '' so | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Be, | 4,040 | Ord,narv |
06-0ct-15 UBS AG, London Branch Bey 469,794 55,000Ordinary
05-0ct-15 | UBS Securities Australia Ltd | 8e, | '68 | 33 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 805 | Ordinary | |
05-0ct-15 05-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Bey Bey | 2°' m | '39 | Ordinary Ordinary | 06-0ct-15 06-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Bey Sey | 683 683 | 80 80 | Ordinary Ordinary |
05-0ct-1S | UBS Securities Australia Ltd | Be, | 187 | 22 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 179 | 21 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Be, | BB | B | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 1,033 | 121 | Ordinary |
'9''
05-0ct-15 05-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Sey Sey | 302 '12 | 59 52 | Ordinary Ordinary | 06-0ct-15 06-0ct-1S | UBS Securities Australia Ltd UBS SeOJrities Australia Ltd | Bw Bw | '' ,'69' | 47 55 | Ordinan• Ordinan, |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 2,866 | 337 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sey | 529 | 62 | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | 8e, | am | 9S | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | '61 | Ordinary | |
05-0ct-15 | UBS SeOJrities Australia Ltd | Be, | SIO | 60 | Ordinary | 06-0ct-15 | UBS Secur,t1es Australia Ltd | Be, | 1,289 | ISi | Ord1nar' |
05-0ct-15 | UBS Secur1t1es Australia Ltd | Sey | 1,157 | 136 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 7'3 | Ordinary | |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 3,564 | 419 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 2,808 | Ordinary | |
05-0ct- l5 | UBS Securities Australia Ltd | Bey | 3,887 | ,57 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | B, a | Ordinary | ||
05-0ct-15 | UBS Securities Australia Ltd | Be, | 2,866 | 337 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sell | 5,044 | (592') | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Bey | g,i | 11 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sell | 8,121 | (952) | Ordinary |
05-0ct-15 05-0ct-15 05-0ct-15 05-0ct-15 | UBS Securities Australia Ltd UBS Securitjes Australia Ltd UBS Securities Australia Ltd UBS Securities Australia Ltd | Be, Bey Bo, Bw | 111 111 272 1,046 | '' 3' | Ordinary Ordinary Ordinarv Ordinary | 06-0ct-15 06-0ct- !5 06-0ct-15 06-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd UBS SeOJrities Australia Ltd UBS SeOJrities Australia Ltd | Be, Bey Bey Bey | 9'9 3,849 SO, 179 | 110 '51 '21 | Ord.nary Ordinary Ordinarv Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Bo, | 1,938 | 22S | Ordinarv | 06-0ct-15 | UBS Securities Australia Ltd | Sell | 4,176 | (489) | Ordinary |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 1,419 | 167 | Ordinary | ||||||
05-0ct-15 | UBS Securities Australia Ltd | Bey | 1,419 | 167 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Sell Bey | 9.411 1,615 | (1,1,0.2,) | Ordinary Ordinary |
05-0ct-15 UBS Securities Australia Ltd Bey 366 '3 Ordinary
''
06-0ct-15 UBS Securities Australia ltd B'Y
06-0ct-15
47
'
3''9
Ordinary
OS-Oct-15 UBS Securities Australia Ltd 8e, '' | 99 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sey | 3,230 | m | Ordinary | ||||
05-0ct-15 UBS Securities Australia Ltd Bey 187 05-0ct-15 UBS Securities Australia Ltd Bey 9SI | 22 '' | Ordinary Ordinary | 06-0ct-15 06-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Bey Bo, | 1,564 1,564 | 183 183 | Ordinary Ordinary | ||||
05-0ct-15 | UBS Securities Australia Ltd | Bey | 322,346 | 37,923 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bc,y | 855 | 100 | Ordinary | |
05-0ct-15 | UBS Securities Australia Ltd | Bc,y | 85,000 | 10,000 | Ordinary | 06-0ct-!5 | UBS Securities Australia Ltd | Be, | SSS | mo | Ord1nar | |
05-0ct-15 05-0ct- 15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Be, Be, | 279,421 5,790,964 | 32,873 681,354 | Ordinary Ordinary | 06-0ct-15 06-0ct-15 | UBS Securities Australia Ltd UBS Securities Australia Ltd | Bey Be, | 3,965 880 | '1'03 | Ordinary Ordinary | |
05-0ct- 15 | UBS Securities Australia Ltd | Soy | 1'5 | 17 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Sey | 80 | g,i | Ordinary | |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 357 | '2 | Ordinary | 06-0ct-15 | UBS Secunties Australia Ltd | Bey | 4,038 | '72 | Ordinary | |
05-0ct-15 | UBS Securities Australia Ltd | Be, | 656 | 77 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 162 | 19 | Ordinary | |
05-0ct-15 | UBS Securities Australia Ltd | Bey | 17 | 2 | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Bey | 8,550,000 | 1,000,000 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (49,316) | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Be, | 17,100,000 | 2,000,000 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (5.759) | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Be, | 10,593 | 1,239 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (25,000) | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Be, | 242,683 | 28,384 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (15,500) | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | Be, | 2,223 | 260 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (50,000) | Ordinary | 06-0ct-15 | UBS SeOJrities Australia Ltd | Bey | 44,144 | 5,163 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (189) | Ordinary | 06-0ct-15 | UBS Securities Australia Ltd | B, a | 26,066,140 | 3,051,098 | Ordinary | |
06-0ct-1S | UBS AG, Australia Branch | Stock returned | WA | (10,000) | Ordinary | 06-0ct-15 | UBS Securities Australia ltd | Sell | 17 | (21 | Ordinary | |
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (42,922) | Ordinary | |||||||
06-0ct-15 | UBS AG, Australia Branch | Stock returned | WA | (10,000) | Ordinary | |||||||
06-0ct-15 | UBS AG, Australia Branch | Stock received | NIA | 105,254 | Ordinary | |||||||
06-0ct- lS | UBS Switzerland AG | Collateral returned | N,A | (2,130,816) | Ordinary | |||||||
06-0ct-lS | UBS Securities Australia Ltd | Be, | 143,375 | 16,806 | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Sell | 1,165,300 | (136,612) | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Bc,y | 74,513 | 8.741 | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Sell | 93,160 | (10,914) | Ordinary | |||||||
06-0ct-15 | UBS Secur1t1es Australia Ltd | Bc,y | 5,695 | 666 | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Sell | 1,975 | (231) | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Bey | 1,211,264 | 141.796 | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Sell | 554,838 | (64,980) | Ordinary | |||||||
06-0ct- 15 | UBS Securities Australia Ltd | Sell | 427,848 | (50,094) | Ordinary | |||||||
06-0ct-15 | UBS Securities Australia Ltd | Be, | 87,720 | 10,266 | Ordinary |
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