For filings with the FSA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | The Alliance Trust PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | Yes | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Yes | ||||
An event changing the breakdown of voting rights | Yes | ||||
Other (please specify): | No | ||||
3. Full name of person(s) subject to the notification obligation: | Elliott Capital Advisors, L.P (for itself and related general partners and investment managers) | ||||
4. Full name of shareholder(s) (if different from 3.): | Elliott International, L.P, Liverpool Ltd Partnership, Elliott Associates L.P | ||||
5. Date of the transaction and date on which the threshold is crossed or reached: | 8th March 2017 | ||||
6. Date on which issuer notified: | 10th March 2017 | ||||
7. Threshold(s) that is/are crossed or reached: | Below 10% |
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights | % of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
GB00B11V7W98 | 52,881,891 | 52,881,891 | 38,191,431 | 38,191,431 | 9.2418% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Exercise price | Expiration date |
Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||||||||
Nominal | Delta | |||||||||||||||
CFD over Ordinary Shares GB00B11V7W98 | 0 | 0% | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
38,191,431 | 9.2418% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: |
The decrease in percentage shareholding notified in this form is a result of:
| |
14. Contact name: | Michael Cross | |
15. Contact telephone number: | 0203 009 1305 |
George Renouf
Alliance Trust PLC
Telephone: 0131 322 3357
This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Alliance Trust PLC via Globenewswire
Alliance Trust plc published this content on 10 March 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 12 March 2017 00:08:09 UTC.
Original documenthttp://online.hemscottir.com/ir/atst/ir.jsp?page=news-item&item=2758655346737152
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